STOCK TITAN
  1. Home
  2. Sec-filings
  3. RM
  4. [Form 4] Regional Management Corp. Insider Trading Activity

Regional Management Corp. (NYSE: RM) insiders disclose stock sales in Form 4

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Regional Management Corp. insiders filed a Form 4 disclosing multiple open-market sales of Common Stock, par value $0.10 per share. On 11/26/2025, indirect holdings reported sales including 740 shares at $39.53 and other small blocks, with beneficial ownership positions such as 456,370 and 290,024 shares reported afterward for certain indirect accounts. On 12/01/2025, additional indirect sales were reported, including 739 shares at $37.59 and similar small blocks, with updated indirect beneficial holdings like 455,631 and 289,246 shares. The reporting persons, including entities affiliated with Basswood Capital Management, L.L.C., are identified as directors, 10% owners, and director-by-deputization of Regional Management, and all reported positions are held indirectly as noted in the footnotes and exhibits.

Positive

  • None.

Negative

  • None.
Insider BASSWOOD CAPITAL MANAGEMENT, L.L.C., Basswood Financial Fund, Ltd., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P.
Role Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner
Sold 3,804 shs ($147K)
Type Security Shares Price Value
Sale Common Stock 739 $37.59 $28K
Sale Common Stock 63 $37.59 $2K
Sale Common Stock 778 $37.59 $29K
Sale Common Stock 15 $37.59 $563.85
Sale Common Stock 307 $37.59 $12K
Sale Common Stock, par value $0.10 per share ("Common Stock") 740 $39.53 $29K
Sale Common Stock 63 $39.53 $2K
Sale Common Stock 778 $39.53 $31K
Sale Common Stock 14 $39.53 $553.42
Sale Common Stock 307 $39.53 $12K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 455,631 shares (Indirect, See footnotes); Common Stock, par value $0.10 per share ("Common Stock") — 456,370 shares (Indirect, See footnotes)
Footnotes (1)
  1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
(Last) (First) (Middle)
645 MADISON AVENUE
10TH FLOOR
(Street)
NEW YORK NY 10022
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Director-by-Deputization
3. Date of Earliest Transaction (Month/Day/Year)
11/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.10 per share ("Common Stock") 11/26/2025 S 740 D $39.53 456,370 I See footnotes(1)(2)
Common Stock 11/26/2025 S 63 D $39.53 26,138 I See footnotes(1)(3)
Common Stock 11/26/2025 S 778 D $39.53 290,024 I See footnotes(1)(4)
Common Stock 11/26/2025 S 14 D $39.53 5,453 I See footnotes(1)(5)
Common Stock 11/26/2025 S 307 D $39.53 114,505 I See footnotes(1)(6)
Common Stock 12/01/2025 S 739 D $37.59 455,631 I See footnotes(1)(2)
Common Stock 12/01/2025 S 63 D $37.59 26,075 I See footnotes(1)(3)
Common Stock 12/01/2025 S 778 D $37.59 289,246 I See footnotes(1)(4)
Common Stock 12/01/2025 S 15 D $37.59 5,438 I See footnotes(1)(5)
Common Stock 12/01/2025 S 307 D $37.59 114,198 I See footnotes(1)(6)
Common Stock 968 I See footnotes(1)(7)
Common Stock 31,411 I See footnotes(1)(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
(Last) (First) (Middle)
645 MADISON AVENUE
10TH FLOOR
(Street)
NEW YORK NY 10022
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
Basswood Financial Fund, Ltd.
(Last) (First) (Middle)
C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
(Street)
NY 10022
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
LINDENBAUM BENNETT D
(Last) (First) (Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVE, 10TH FLOOR
(Street)
NEW YORK NY 10022
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
LINDENBAUM MATTHEW A
(Last) (First) (Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVE, 10TH FLOOR
(Street)
NEW YORK NY 10022
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
BASSWOOD FINANCIAL FUND, L.P.
(Last) (First) (Middle)
C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
(Street)
NEW YORK NY 10022
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
(Last) (First) (Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVE, 10TH FLOOR
(Street)
NEW YORK NY 10022
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
BASSWOOD OPPORTUNITY PARTNERS, L.P.
(Last) (First) (Middle)
C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
(Street)
NEW YORK NY 10022
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Director-by-Deputization
Explanation of Responses:
1. See Exhibit 99.1.
2. See Exhibit 99.1.
3. See Exhibit 99.1.
4. See Exhibit 99.1.
5. See Exhibit 99.1.
6. See Exhibit 99.1.
7. See Exhibit 99.1.
8. See Exhibit 99.1.
Remarks:
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures
/s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C. 12/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Regional Management Corp. (RM) report in this Form 4?

The Form 4 reports multiple open-market sales of Regional Management Corp. Common Stock on 11/26/2025 and 12/01/2025, in several small blocks by indirect holders affiliated with Basswood Capital Management, L.L.C.

Who are the reporting persons in the Regional Management Corp. (RM) Form 4 filing?

The reporting persons include entities associated with Basswood Capital Management, L.L.C., located at 645 Madison Avenue, 10th Floor. They are identified as directors, 10% owners, and director-by-deputization in relation to Regional Management Corp.

On what dates and at what prices were RM shares sold by the insiders?

The filing shows sales of Regional Management Corp. Common Stock on 11/26/2025 at $39.53 per share and on 12/01/2025 at $37.59 per share. Each line item reflects a separate small block of shares sold at those prices.

Were the Regional Management Corp. (RM) insider holdings direct or indirect?

All reported positions in the tables are shown as indirect (I) beneficial ownership, with the nature of ownership referenced in footnotes and in Exhibit 99.1 through Exhibit 99.3.

Does this Regional Management Corp. Form 4 include derivative securities?

The filing includes a section for derivative securities, but no specific derivative transactions are listed in the provided excerpt of Table II; the detailed activity shown relates to non-derivative Common Stock.

What exhibits accompany this Regional Management Corp. (RM) Form 4 filing?

The Form 4 references an exhibit list that includes Exhibit 99.1 (Explanation of Responses), Exhibit 99.2 (Joint Filer Information), and Exhibit 99.3 (Joint Filers' Signatures), which further describe the reporting relationships.