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[144] Regional Management Corp. SEC Filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Regional Management (RM) filed a Form 144 notice covering the proposed sale of 307 shares of its common stock, par value $0.10 per share. The planned sale, through J.P. Morgan Securities LLC on the NYSE around 12/01/2025, has an aggregate market value of $11,678.28. The issuer reports 9,712,805 shares of common stock outstanding.

The seller acquired common stock on 03/24/2014 via open-market purchases and/or transfers from affiliates, in a transaction involving 124,269 shares paid for in cash. Over the past three months, the same seller has reported additional sales, including 4,926 shares on 11/25/2025 for $181,670.88 and 4,279 shares on 11/24/2025 for $156,226, along with smaller trades on other dates.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the Form 144 filing for RM disclose?

The Form 144 filing for RM discloses a planned sale of 307 shares of common stock, par value $0.10, with an aggregate market value of $11,678.28, to be sold through J.P. Morgan Securities LLC on the NYSE around 12/01/2025.

How many RM shares are outstanding according to this Form 144?

The notice states that there are 9,712,805 shares of RM common stock outstanding.

When and how were the RM shares being sold under this Form 144 originally acquired?

The common stock referenced in the Form 144 was acquired on 03/24/2014 through an open-market transaction and/or transfers from affiliates, with 124,269 shares acquired for cash.

What RM share sales has the seller made in the past three months?

Over the past three months, the seller has reported several RM common stock sales, including 4,926 shares on 11/25/2025 for $181,670.88, 4,279 shares on 11/24/2025 for $156,226, 252 shares on 11/21/2025 for $9,208, and 307 shares on 11/26/2025 for $12,135.71.

Who is the selling security holder in this RM Form 144 filing?

The seller listed in the recent three-month sales table is Basswood Financial Fund, LP, with an address at 979 Batesville Road, Suite B, Greer, SC 29651.

On which exchange are the RM shares in this Form 144 expected to be sold?

The Form 144 indicates that the common stock is expected to be sold on the NYSE.

Regional Mgmt Corp

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