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Regional Management Corp. (RM) SEC Filings

RM NYSE

Welcome to our dedicated page for Regional Management SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Regional Management's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Regional Management's regulatory disclosures and financial reporting.

Rhea-AI Summary

RM received a Form 144 notice covering a proposed sale of common stock by Basswood Opportunity Partners, LP. The notice states that 778 shares of Common Stock, par value $0.10, are proposed to be sold through J.P. Morgan Securities LLC on the NYSE around 12/01/2025, with an aggregate market value of $29,595.12. The filing notes that 9,712,805 shares of this class were outstanding.

The securities to be sold were originally acquired on 03/24/2014 via open market purchases and/or transfers from an affiliate, with 319,351 shares acquired for cash. The notice also lists recent sales by Basswood Opportunity Partners, LP over the past three months, including 12,477 shares sold on 11/25/2025 for $460,151.76 and 10,840 shares sold on 11/24/2025 for $395,768.

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Rhea-AI Summary

Regional Management Corp. insiders filed a Form 4 disclosing multiple open-market sales of Common Stock, par value $0.10 per share. On 11/26/2025, indirect holdings reported sales including 740 shares at $39.53 and other small blocks, with beneficial ownership positions such as 456,370 and 290,024 shares reported afterward for certain indirect accounts. On 12/01/2025, additional indirect sales were reported, including 739 shares at $37.59 and similar small blocks, with updated indirect beneficial holdings like 455,631 and 289,246 shares. The reporting persons, including entities affiliated with Basswood Capital Management, L.L.C., are identified as directors, 10% owners, and director-by-deputization of Regional Management, and all reported positions are held indirectly as noted in the footnotes and exhibits.

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Rhea-AI Summary

A holder of Common Stock of the RM issuer filed a Form 144 notice to potentially sell 739 shares of common stock, with an aggregate market value of $28,111.56, through J.P. Morgan Securities LLC on the NYSE. The filing notes that 9,712,805 shares of this class were outstanding.

The securities to be sold are common stock with par value $0.10, originally acquired on 03/24/2014 via open-market purchases and/or transfers from affiliates, totaling 508,953 shares paid for in cash. Over the past three months, Basswood Capital Management, LLC has already sold several blocks of the issuer’s common stock, including 34,810 shares on 11/21/2025 for gross proceeds of $1,271,957 and other smaller trades on nearby dates.

By signing the notice, the selling person represents that they do not know of any undisclosed material adverse information about the issuer’s current or prospective operations.

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Filing
Rhea-AI Summary

RM has a planned insider sale of common stock reported on Form 144. The notice covers the potential sale of 10,000 common shares through broker Janney Montgomery Scott on the NYSE, with an indicated aggregate market value of $375,000. The filing states that about 9,800,000 shares of this class were outstanding at the time, which is a baseline figure for the issuer’s equity.

The 10,000 shares were originally acquired on 12/15/2014 as restricted stock vesting under a registered compensation plan, with the issuer as the source and compensation as the form of payment. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the issuer’s current or future operations.

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Rhea-AI Summary

Basswood Opportunity Partners, LP filed a Rule 144 notice covering the planned sale of 778 shares of common stock, with an aggregate market value of $29,175. The issuer’s common stock, with a par value of $0.10 and 9,712,805 shares outstanding, is listed on the NYSE and the sale is to be executed through J.P. Morgan Securities LLC. The notice also reports prior sales over the past three months, including 12,477 shares sold on 11/25/2025 for gross proceeds of $460,151.76, 10,840 shares sold on 11/24/2025 for $395,768, and 5,232 shares sold on 11/21/2025 for $191,177.

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Rhea-AI Summary

An affiliate of the issuer filed a notice under Rule 144 to potentially sell 740 shares of common stock with a stated aggregate market value of 27750. The filing notes that there were 9,712,805 shares of this common stock outstanding on the date referenced, giving context for the relative size of the planned sale.

The shares to be sold were originally acquired on 03/24/2014 through open market purchases and/or transfers from affiliates for cash, in an amount of 508,953 shares. Over the past three months, the same selling party reported additional sales of common stock, including 11,870 shares for gross proceeds of 437,765.6, 5,163 shares for 188,501, and 34,810 shares for 1,271,957.

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Rhea-AI Summary

RM common stock holder filed a Form 144 notice to sell 52 shares of common stock, with an aggregate market value of 1,950, through J.P. Morgan Securities LLC on the NYSE.

The shares are part of a larger position of 28,072 common shares acquired on March 24, 2014 via open market and/or transfers from affiliates, paid in cash. Over the past three months, Basswood Financial Long Only Fund, LP sold 4,963, 679, and 832 common shares on November 21, 24, and 25, 2025, respectively, generating gross proceeds of 181,348, 24,790, and 30,684.16.

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Rhea-AI Summary

A holder of the issuer’s common stock filed a Rule 144 notice to sell 307 shares, with an aggregate market value of $11,512.50. The planned sale involves Common Stock, par value $0.10, through J.P. Morgan Securities LLC on or about 11/26/2025 on the NYSE. The issuer had 9,712,805 shares of this class outstanding at the time referenced.

The securities to be sold were originally acquired on 03/24/2014 in open market transactions and/or transfers from affiliates for cash, in an amount of 124,269 shares. Over the past three months, Basswood Financial Fund, LP has already sold additional common shares, including 4,926 shares on 11/25/2025 for gross proceeds of $181,670.88, 4,279 shares on 11/24/2025 for $156,226, and 252 shares on 11/21/2025 for $9,208.

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Rhea-AI Summary

A shareholder of RM filed a Rule 144 notice covering planned sales of a small amount of the company’s common stock. The notice lists 14 shares of common stock, par value $0.10, to be sold through J.P. Morgan Securities LLC, with an aggregate market value of 525, when there are 9,712,805 shares outstanding. The proposed sale date is 11/26/2025 on the NYSE.

The securities to be sold were originally acquired as common stock on 03/24/2014 via open market purchases and/or transfers from affiliates, with 6,278 shares acquired for cash on that date. Over the prior three months, the same fund sold additional blocks of RM common stock: 234 shares on 11/25/2025 for proceeds of 8,629.92, 203 shares on 11/24/2025 for 7,411, and 374 shares on 11/21/2025 for 13,665.

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Rhea-AI Summary

A shareholder of RM has filed a notice of proposed sale under Rule 144 to sell 11 shares of common stock, par value $0.10, through J.P. Morgan Securities on the NYSE. The planned sale has an aggregate market value of 412.5, with 9,712,805 shares of this class reported as outstanding and an approximate sale date of 11/26/2025.

The securities to be sold were originally acquired on 03/24/2014 for cash in open-market and/or affiliate transfer transactions, in an amount of 5,008 shares. Over the past three months, Basswood Financial Long Only Fund, Ltd. has reported additional RM common stock sales of 177, 144, and 84 shares on 11/25/2025, 11/24/2025, and 11/21/2025, respectively, with disclosed gross proceeds for each trade.

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FAQ

How many Regional Management (RM) SEC filings are available on StockTitan?

StockTitan tracks 153 SEC filings for Regional Management (RM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Regional Management (RM)?

The most recent SEC filing for Regional Management (RM) was filed on December 2, 2025.