Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Regional Management Corp. filings document the formal record for a consumer finance company operating as Regional Finance. Periodic and current reports describe installment-loan revenue, originations, net finance receivables, credit losses, delinquencies, provisions for credit losses and funding used to support the loan portfolio.
Form 8-K disclosures cover results of operations, dividend declarations, Regulation FD presentations and material agreements tied to the company’s capital and lending platform, including its Senior Revolving Credit Facility, RMR IV warehouse facility and program management agreement with Column N.A. Proxy materials document board matters, executive compensation, equity awards and shareholder voting items. The filings also address liquidity covenants, receivables financing, risk management and governance matters relevant to the company’s consumer lending model.
A holder of RM common stock has filed a Form 144 notice to sell up to 5,232 shares of Common Stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The planned sale has an aggregate market value of $191,177, based on the price used in the notice, and is targeted for around 11/21/2025. The filing notes that there were 9,712,805 shares of this common stock outstanding at the time of the notice. The seller originally acquired 319,351 shares of Common Stock on 03/24/2014 in open-market transactions and/or transfers from an affiliate, paid for in cash.
A shareholder of RM has filed a Form 144 notice to sell up to 374 shares of Common Stock, par value $0.10, on the NYSE through J.P. Morgan Securities LLC. The shares to be sold have an indicated aggregate market value of $13,665, compared with 9,712,805 shares outstanding. The planned sale date listed is 11/21/2025. The filer previously acquired 6,278 shares on 03/24/2014 in an open-market and/or affiliate transfer transaction paid in cash.
RM filed a Form 144 giving advance notice of a small planned sale of restricted or affiliate securities. The filing covers the proposed sale of 84 shares of common stock, par value $0.10, with an aggregate market value of 3069, to be sold through J.P. Morgan Securities LLC on or about 11/21/2025 on the NYSE. The filing notes that 9,712,805 shares of this class of stock were outstanding. The seller originally acquired 5,008 common shares on 03/24/2014 in open-market purchases and/or transfers from affiliates, paid in cash.
RM filed a Form 144 indicating an intended sale of restricted or control securities under Rule 144. The filing covers the planned sale of 252 shares of common stock, par value $0.10 per share, through J.P. Morgan Securities LLC on the NYSE. The aggregate market value of the shares to be sold is listed as 9,208, with 9,712,805 shares outstanding of the same class.
The seller originally acquired 124,269 common shares on 03/24/2014 in an open-market and/or affiliate transfer transaction, paid for in cash. By signing the notice, the seller represents that they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
A shareholder of RM has filed a Form 144/A notice to potentially sell up to 34,810 shares of common stock, par value $0.10. The proposed sale, through J.P. Morgan Securities LLC on the NYSE, has an aggregate market value of $1,271,957, based on recent prices, and is targeted around 11/21/2025. The filing notes that 9,712,805 shares of this class of stock were outstanding. The seller originally acquired 226,725 shares of common stock on 03/24/2014 in open-market transactions and/or transfers from affiliates, paid in cash. The form also affirms that the seller does not know of any undisclosed material adverse information about the issuer’s current or future operations.
RM has a Rule 144 notice indicating a planned sale of 34,810 shares of its common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE with an aggregate market value of 12,719,571. The notice lists total common shares outstanding as 9,712,805. The seller previously acquired 226,725 common shares on 03/24/2024 in open-market transactions and/or transfers from affiliates, paid in cash on the same date. By signing, the seller represents they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
Regional Management Corp. filed a Form 8-K to furnish an investor presentation under Regulation FD. The presentation, attached as Exhibit 99.1 and dated November 18, 2025, will be used in meetings with bankers, investors, and others and is also available on the company’s website. The company states that the information in this item and Exhibit 99.1 is being furnished rather than filed, so it is not subject to Section 18 liability under the Exchange Act and is not incorporated into other securities filings unless specifically referenced.
Regional Management Corp. (RM) reported insider activity by its EVP, Chief Strategy/Development Officer. On November 10, 2025, the officer exercised 12,379 stock options at $17.08 per share and had 7,609 shares withheld for exercise price and taxes via a net exercise, described as non-market transactions.
Open-market sales followed: 5,500 shares at a weighted average price of $38.24 on November 11, and 6,548 and 1,592 shares at weighted average prices of $38.65 and $39.27 on November 12. After these transactions, the officer beneficially owned 41,448 shares directly. The option grant referenced is fully vested and, following the exercise, shows 0 derivative securities remaining.
Regional Management Corp. (RM) reported an insider transaction by its President and CEO, who is also a Director. On 11/10/2025, the executive acquired 9,121 shares of common stock at a reported price of $0.00.
Following the transaction, the executive’s direct beneficial ownership stands at 9,121 shares. No derivative securities were listed in the excerpt.
RM filed a Form 144 notice for a proposed sale of 8,140 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $315,576.40. The filing lists an approximate sale date of 11/12/2025 on the NYSE.
Shares outstanding were 9,712,805. In the past three months, Brian Joseph Fisher reported selling 5,500 shares for $210,313.95. The shares to be sold include awards acquired via restricted stock vesting under a registered plan, including 4,312 shares on 12/31/2023 and 1,449 shares on 12/31/2021.