Welcome to our dedicated page for Regional Management SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Regional Management's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Regional Management's regulatory disclosures and financial reporting.
Regional Management Corp. (RM) received an amended Form 4 from Basswood-affiliated entities reporting previously disclosed insider sales of common stock. The amendment is filed solely to add four reporting persons — Lindenbaum Bennett D, Lindenbaum Matthew A, Basswood Financial Fund, L.P., and Basswood Financial Long Only Fund, L.P. — that were inadvertently omitted from the original filing.
The transactions themselves are unchanged from the original Form 4 filed on November 25, 2025. They reflect multiple indirect sales of RM common stock on 11/21/2025, 11/24/2025, and 11/25/2025 at prices around $36.89–$37.48 per share, with Basswood-related entities shown as 10% owners and directors-by-deputization.
Regional Management Corp. (RM) received a Form 4 filing from a group of affiliated reporting persons, including entities associated with Basswood Capital Management, identified as directors, 10% owners, and directors-by-deputization. The filing reports multiple open‑market sales of Common Stock on 11/21/2025, 11/24/2025, and 11/25/2025.
On these dates, various indirect accounts sold blocks of Regional Management common stock, such as 34,810 shares at $37.05 per share and 11,870 shares at $37.48 per share, among other transactions around the $36.89–$37.48 range. After the reported trades, the entities continued to hold sizeable indirect positions, including 474,143 shares, 314,119 shares, 124,017 shares, and other indirect balances noted in the table and tied to specific account relationships described in the footnotes referenced to Exhibit 99.1.
Regional Management Corp. (RM) has a planned sale of restricted securities reported on Form 144. The filing covers a proposed sale of 832 shares of common stock, par value $0.10 per share, through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $30,684.16. The issuer has 9,712,805 shares of common stock outstanding.
For context, the person on whose behalf the notice is filed previously acquired 28,072 shares of common stock on 03/24/2014 in open market and/or transfers from affiliates, paid in cash. In the past three months, Basswood Financial Long Only Fund, LP sold 679 shares of common stock on 11/24/2025 for gross proceeds of $24,790.
Regional Management Corp. (RM) filed a Form 144 notice covering a proposed sale of 177 shares of its common stock. The shares, with a par value of $0.10, are planned to be sold on the NYSE through J.P. Morgan Securities LLC. The filing lists an aggregate market value of $6,527.76 for the 177 shares, and states that 9,712,805 shares of common stock were outstanding.
The seller’s account previously acquired 5,008 shares of common stock on 03/24/2014 in a cash transaction through open-market purchases and/or transfers from affiliates. Over the past three months, Basswood Financial Long Only Fund, Ltd. sold 144 shares of RM common stock for gross proceeds of $5,257. The signatory represents that they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
Regional Management Corp. (RM) an affiliate has filed a notice of proposed sale of restricted or control securities. The filing covers the potential sale of 11,870 shares of Common Stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $437,765.60 and 9,712,805 shares of Common Stock outstanding. The seller, Basswood Capital Management, LLC, previously sold 5,163 shares of Common Stock for gross proceeds of $188,501 on 11/24/2025. The new sales are expected to begin on or about 11/25/2025.
RM has a shareholder filing a Form 144 notice to sell up to 4,926 shares of common stock through J.P. Morgan Securities on the NYSE, with an aggregate market value of $181,670.88. The filing states that 9,712,805 shares of common stock are outstanding. The seller acquired 124,269 shares of common stock on 03/24/2014 in open market transactions and transfers from affiliates, paid in cash.
Over the past three months, Basswood Financial Fund, LP has already sold 4,279 shares of RM common stock on 11/24/2025 for gross proceeds of $156,226. The person signing the notice represents that they are not aware of undisclosed material adverse information about RM’s current or prospective operations.
RM received a notice of proposed sale of restricted or control securities under Rule 144. Basswood Financial Fund, Ltd. plans to sell 234 shares of RM common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $8,629.92. The filing notes that 9,712,805 shares of RM common stock were outstanding at the time referenced.
The seller originally acquired 6,278 shares of RM common stock on 03/24/2014 in open‑market transactions and/or transfers from affiliates for cash. Over the past three months, Basswood Financial Fund, Ltd. has already sold 203 shares of RM common stock, generating gross proceeds of $7,411. The signer represents that they are not aware of any undisclosed material adverse information about RM’s current or prospective operations.
Regional Management Corp. (RM) received a Form 144 notice covering a planned sale of its common stock. A shareholder intends to sell 12,477 shares of common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $460,151.76 based on the figures shown. The filing notes that 9,712,805 shares of common stock were outstanding.
The seller previously acquired 319,351 common shares on 03/24/2014 in open market transactions and/or transfers from an affiliate, paid for in cash. During the past three months, Basswood Opportunity Partners, LP sold 10,840 common shares on 11/24/2025 for gross proceeds of $395,768. The signer represents that they are not aware of any undisclosed material adverse information about Regional Management’s current or prospective operations.
Regional Management Corp. insider trade disclosed
An officer of Regional Management Corp. (RM), serving as Vice President and Chief Accounting Officer, reported a sale of company stock. On 11/24/2025, the insider sold 1,640 shares of common stock at a price of $37 per share. After this transaction, the reporting person directly beneficially owns 21,338 shares of Regional Management common stock. This filing reflects a routine insider transaction reported on Form 4 under securities laws.
Regional Management Corp. (RM) has a planned small share sale filed under Rule 144. A holder intends to sell 679 shares of RM common stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $24,790 based on the figures reported. The filing notes that 9,712,805 shares of common stock were outstanding at the time of the notice, providing context for the size of the planned sale.
The seller originally acquired 28,072 common shares on March 24, 2014 in open market transactions and/or transfers from affiliates, paid in cash. Over the past three months, Basswood Financial Long Only Fund, LP has already sold 4,963 RM common shares for gross proceeds of $181,348. The signatory represents that they are not aware of any undisclosed material adverse information about RM’s current or prospective operations.