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Regional Management Corp. (RM) SVP reports tax-related share withholdings

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Regional Management Corp. insider reports tax-related share withholdings

Catherine R. Atwood, Senior Vice President and General Counsel of Regional Management Corp., reported two non-market transactions in company common stock on 12/31/2025. A total of 703 shares were withheld at a price of $38.75 to cover tax obligations upon settlement of performance restricted stock units, and an additional 2,228 shares were withheld at $38.75 upon vesting of restricted stock. These are administrative, tax-withholding entries rather than open-market sales or purchases. Following these transactions, Atwood directly beneficially owned 46,942 shares of Regional Management common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Atwood Catherine R

(Last) (First) (Middle)
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE ROAD, SUITE B

(Street)
GREER SC 29651

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP and General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2025 F 703 D $38.75(1) 49,170 D
Common Stock 12/31/2025 F 2,228 D $38.75(2) 46,942 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects shares withheld in satisfaction of tax withholding obligations upon settlement of performance restricted stock units. This is a non-market transaction.
2. Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.
/s/ Catherine R. Atwood 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Regional Management Corp. (RM) report in this Form 4?

The filing reports that Catherine R. Atwood, SVP and General Counsel of Regional Management Corp., had shares of common stock withheld to satisfy tax withholding obligations related to equity awards on 12/31/2025.

How many Regional Management (RM) shares were withheld for taxes in this filing?

The filing shows 703 shares of common stock withheld at $38.75 upon settlement of performance restricted stock units and 2,228 shares withheld at $38.75 upon vesting of restricted stock.

Is the Regional Management (RM) insider transaction a market sale or a non-market event?

The explanations state both entries "reflect shares withheld in satisfaction of tax withholding obligations" and that each is a non-market transaction, not an open-market sale.

How many Regional Management Corp. (RM) shares does the insider own after the transactions?

After the reported transactions, Catherine R. Atwood beneficially owned 46,942 shares of Regional Management Corp. common stock in direct ownership.

What is Catherine R. Atwood’s role at Regional Management Corp. (RM)?

Catherine R. Atwood is reported as an officer of Regional Management Corp., with the title SVP and General Counsel.

Does this Regional Management (RM) Form 4 involve derivative securities?

The section for derivative securities is present but contains no reported derivative transactions; only non-derivative common stock tax-withholding events are detailed in the filing.

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