RM Form 4/A updates Basswood reporting persons on stock sales
Filing Impact
Filing Sentiment
Form Type
4/A
Rhea-AI Filing Summary
Regional Management Corp. (RM) received an amended Form 4 from Basswood-affiliated entities reporting previously disclosed insider sales of common stock. The amendment is filed solely to add four reporting persons — Lindenbaum Bennett D, Lindenbaum Matthew A, Basswood Financial Fund, L.P., and Basswood Financial Long Only Fund, L.P. — that were inadvertently omitted from the original filing.
The transactions themselves are unchanged from the original Form 4 filed on November 25, 2025. They reflect multiple indirect sales of RM common stock on 11/21/2025, 11/24/2025, and 11/25/2025 at prices around $36.89–$37.48 per share, with Basswood-related entities shown as 10% owners and directors-by-deputization.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 97,539 shares ($3,623,533)
Net Sell
17 txns
Insider
BASSWOOD CAPITAL MANAGEMENT, L.L.C., Basswood Financial Fund, Ltd., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P.
Role
Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner
Sold
97,539 shs ($3.62M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 11,870 | $37.48 | $445K |
| Sale | Common Stock | 1,009 | $37.48 | $38K |
| Sale | Common Stock | 12,477 | $37.48 | $468K |
| Sale | Common Stock | 234 | $37.48 | $9K |
| Sale | Common Stock | 4,926 | $37.48 | $185K |
| Sale | Common Stock | 5,163 | $36.89 | $190K |
| Sale | Common Stock | 823 | $36.89 | $30K |
| Sale | Common Stock | 10,840 | $36.89 | $400K |
| Sale | Common Stock | 203 | $36.89 | $7K |
| Sale | Common Stock | 4,279 | $36.89 | $158K |
| Sale | Common Stock, par value $0.10 per share ("Common Stock") | 34,810 | $37.05 | $1.29M |
| Sale | Common Stock | 5,047 | $37.05 | $187K |
| Sale | Common Stock | 5,232 | $37.05 | $194K |
| Sale | Common Stock | 374 | $37.05 | $14K |
| Sale | Common Stock | 252 | $37.05 | $9K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 457,110 shares (Indirect, See footnotes);
Common Stock, par value $0.10 per share ("Common Stock") — 474,143 shares (Indirect, See footnotes)
Footnotes (1)
- See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1.
FAQ
What does the Regional Management Corp. (RM) Form 4/A report?
The Form 4/A reports an amendment to a prior insider transaction filing, adding four Basswood-affiliated reporting persons to previously disclosed sales of RM common stock.
Why was this Form 4/A amendment for RM filed?
It was filed to add Lindenbaum Bennett D, Lindenbaum Matthew A, Basswood Financial Fund, L.P., and Basswood Financial Long Only Fund, L.P. as reporting persons that were inadvertently omitted from the original Form 4.
Are there any new Regional Management (RM) stock transactions in this Form 4/A?
No. The filing states the transactions in Table I are duplicative of those in the original Form 4 and are included only so the added reporting persons can access the EDGAR system.
What type of RM security is involved in this Form 4/A?
All reported transactions involve Regional Management Corp. common stock, par value $0.10 per share.
What is the relationship of the Basswood entities to Regional Management Corp.?
The Basswood-related reporting persons are listed as 10% owners, directors, and directors-by-deputization of Regional Management Corp.
Does this Form 4/A for RM indicate any derivative securities activity?
No derivative securities are reported; the table for derivative securities is present but contains no transactions or holdings.