RM Form 4/A updates Basswood reporting persons on stock sales

Q: What does the Regional Management Corp. (RM) Form 4/A report?

The Form 4/A reports an amendment to a prior insider transaction filing, adding four Basswood-affiliated reporting persons to previously disclosed sales of RM common stock.

Q: Why was this Form 4/A amendment for RM filed?

It was filed to add Lindenbaum Bennett D , Lindenbaum Matthew A , Basswood Financial Fund, L.P. , and Basswood Financial Long Only Fund, L.P. as reporting persons that were inadvertently omitted from the original Form 4.

Q: Are there any new Regional Management (RM) stock transactions in this Form 4/A?

No. The filing states the transactions in Table I are duplicative of those in the original Form 4 and are included only so the added reporting persons can access the EDGAR system.

Q: What type of RM security is involved in this Form 4/A?

All reported transactions involve Regional Management Corp. common stock , par value $0.10 per share.

Q: At what prices were RM shares sold in the reported transactions?

The common stock sales occurred at prices of about $36.89 and $37.05 on November 21 and 24, 2025, and $37.48 on November 25, 2025.

Q: What is the relationship of the Basswood entities to Regional Management Corp.?

The Basswood-related reporting persons are listed as 10% owners , directors , and directors-by-deputization of Regional Management Corp.

Filing Impact

(Low)

Filing Sentiment

(Neutral)

Form Type

4/A

Rhea-AI Filing Summary

Regional Management Corp. (RM)

The transactions themselves are unchanged from the original Form 4 filed on November 25, 2025. They reflect multiple indirect sales of RM common stock on 11/21/2025, 11/24/2025, and 11/25/2025 at prices around $36.89–$37.48 per share, with Basswood-related entities shown as 10% owners and directors-by-deputization.

Positive

None.

Negative

None.

11/26/2025 - 04:57 PM

SEC Form 4

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0287

Estimated average burden

hours per response: 0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*
BASSWOOD CAPITAL MANAGEMENT, L.L.C.

(Last) (First) (Middle)

645 MADISON AVENUE

10TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ] 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X Director X 10% Owner

Officer (give title below) X Other (specify below)

Director-by-Deputization

3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)
11/25/2025 6. Individual or Joint/Group Filing (Check Applicable Line)

Form filed by One Reporting Person

X Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code V Amount (A) or (D) Price

Common Stock, par value $0.10 per share ("Common Stock") 11/21/2025 S 34,810 D $37.05 474,143 I See footnotes⁽¹⁾⁽²⁾

Common Stock 11/21/2025 S 5,047 D $37.05 28,033 I See footnotes⁽¹⁾⁽³⁾

Common Stock 11/21/2025 S 5,232 D $37.05 314,119 I See footnotes⁽¹⁾⁽⁴⁾

Common Stock 11/21/2025 S 374 D $37.05 5,904 I See footnotes⁽¹⁾⁽⁵⁾

Common Stock 11/21/2025 S 252 D $37.05 124,017 I See footnotes⁽¹⁾⁽⁶⁾

Common Stock 11/24/2025 S 5,163 D $36.89 468,980 I See footnotes⁽¹⁾⁽²⁾

Common Stock 11/24/2025 S 823 D $36.89 27,210 I See footnotes⁽¹⁾⁽³⁾

Common Stock 11/24/2025 S 10,840 D $36.89 303,279 I See footnotes⁽¹⁾⁽⁴⁾

Common Stock 11/24/2025 S 203 D $36.89 5,701 I See footnotes⁽¹⁾⁽⁵⁾

Common Stock 11/24/2025 S 4,279 D $36.89 119,738 I See footnotes⁽¹⁾⁽⁶⁾

Common Stock 11/25/2025 S 11,870 D $37.48 457,110 I See footnotes⁽¹⁾⁽²⁾

Common Stock 11/25/2025 S 1,009 D $37.48 26,201 I See footnotes⁽¹⁾⁽³⁾

Common Stock 11/25/2025 S 12,477 D $37.48 290,802 I See footnotes⁽¹⁾⁽⁴⁾

Common Stock 11/25/2025 S 234 D $37.48 5,467 I See footnotes⁽¹⁾⁽⁵⁾

Common Stock 11/25/2025 S 4,926 D $37.48 114,812 I See footnotes⁽¹⁾⁽⁶⁾

Common Stock 968 I See footnotes⁽¹⁾⁽⁷⁾

Common Stock⁽¹⁾⁽⁸⁾ 31,411⁽¹⁾⁽⁸⁾ I⁽¹⁾⁽⁸⁾ See footnotes⁽¹⁾⁽⁸⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

1. Name and Address of Reporting Person^*
BASSWOOD CAPITAL MANAGEMENT, L.L.C.

(Last) (First) (Middle)

645 MADISON AVENUE

10TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X Director X 10% Owner

Officer (give title below) X Other (specify below)

Director-by-Deputization

1. Name and Address of Reporting Person^*
Basswood Financial Fund, Ltd.

(Last) (First) (Middle)

IMS FUND SERVICES, HARBOUR CENTRE

3RD FLOOR, N. CHURCH STREET

(Street)
GEORGE TOWN, GRAND CAYMAN E9 KY1-1102

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X Director X 10% Owner

Officer (give title below) X Other (specify below)

Director-by-Deputization

1. Name and Address of Reporting Person^*
LINDENBAUM BENNETT D

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X Director X 10% Owner

Officer (give title below) X Other (specify below)

Director-by-Deputization

1. Name and Address of Reporting Person^*
LINDENBAUM MATTHEW A

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X Director X 10% Owner

Officer (give title below) X Other (specify below)

Director-by-Deputization

1. Name and Address of Reporting Person^*
BASSWOOD FINANCIAL FUND, L.P.

(Last) (First) (Middle)

C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X Director X 10% Owner

Officer (give title below) X Other (specify below)

Director-by-Deputization

1. Name and Address of Reporting Person^*
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X Director X 10% Owner

Officer (give title below) X Other (specify below)

Director-by-Deputization

1. Name and Address of Reporting Person^*
BASSWOOD OPPORTUNITY PARTNERS, L.P.

(Last) (First) (Middle)

C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X Director X 10% Owner

Officer (give title below) X Other (specify below)

Director-by-Deputization

Explanation of Responses:

1. See Exhibit 99.1.

2. See Exhibit 99.1.

3. See Exhibit 99.1.

4. See Exhibit 99.1.

5. See Exhibit 99.1.

6. See Exhibit 99.1.

7. See Exhibit 99.1.

8. See Exhibit 99.1.

Remarks:

This amendment to Form 4 is being filed solely to add (i) Lindenbaum Bennett D, (ii) Lindenbaum Matthew A, (iii) Basswood Financial Fund, L.P. and (iv) Basswood Financial Long Only Fund, L.P. as Reporting Persons, which were inadvertently omitted from the Reporting Person's original Form 4 filed on November 25, 2025. The transactions reported in Table I are duplicative of those reported in the original filing filed on November 25, 2025 and are included solely to enable the added Reporting Person to access the EDGAR filing system. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures

/s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C. 11/26/2025

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What does the Regional Management Corp. (RM) Form 4/A report?

The Form 4/A reports an amendment to a prior insider transaction filing, adding four Basswood-affiliated reporting persons to previously disclosed sales of RM common stock.

Why was this Form 4/A amendment for RM filed?

It was filed to add Lindenbaum Bennett D, Lindenbaum Matthew A, Basswood Financial Fund, L.P., and Basswood Financial Long Only Fund, L.P. as reporting persons that were inadvertently omitted from the original Form 4.

Are there any new Regional Management (RM) stock transactions in this Form 4/A?

No. The filing states the transactions in Table I are duplicative of those in the original Form 4 and are included only so the added reporting persons can access the EDGAR system.

What type of RM security is involved in this Form 4/A?

All reported transactions involve Regional Management Corp. common stock, par value $0.10 per share.

At what prices were RM shares sold in the reported transactions?

The common stock sales occurred at prices of about $36.89 and $37.05 on November 21 and 24, 2025, and $37.48 on November 25, 2025.

What is the relationship of the Basswood entities to Regional Management Corp.?

The Basswood-related reporting persons are listed as 10% owners, directors, and directors-by-deputization of Regional Management Corp.

Does this Form 4/A for RM indicate any derivative securities activity?

No derivative securities are reported; the table for derivative securities is present but contains no transactions or holdings.

RM Form 4/A updates Basswood reporting persons on stock sales

Rhea-AI Filing Summary

Positive

Negative

FAQ

What does the Regional Management Corp. (RM) Form 4/A report?

Why was this Form 4/A amendment for RM filed?

Are there any new Regional Management (RM) stock transactions in this Form 4/A?

What type of RM security is involved in this Form 4/A?

At what prices were RM shares sold in the reported transactions?

What is the relationship of the Basswood entities to Regional Management Corp.?

Does this Form 4/A for RM indicate any derivative securities activity?

NYSE:RM

RM Rankings

RM Latest News

RM Latest SEC Filings

RM Stock Data

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $0.10 per share ("Common Stock")	11/21/2025		S		34,810	D	$37.05	474,143	I	See footnotes⁽¹⁾⁽²⁾
Common Stock	11/21/2025		S		5,047	D	$37.05	28,033	I	See footnotes⁽¹⁾⁽³⁾
Common Stock	11/21/2025		S		5,232	D	$37.05	314,119	I	See footnotes⁽¹⁾⁽⁴⁾
Common Stock	11/21/2025		S		374	D	$37.05	5,904	I	See footnotes⁽¹⁾⁽⁵⁾
Common Stock	11/21/2025		S		252	D	$37.05	124,017	I	See footnotes⁽¹⁾⁽⁶⁾
Common Stock	11/24/2025		S		5,163	D	$36.89	468,980	I	See footnotes⁽¹⁾⁽²⁾
Common Stock	11/24/2025		S		823	D	$36.89	27,210	I	See footnotes⁽¹⁾⁽³⁾
Common Stock	11/24/2025		S		10,840	D	$36.89	303,279	I	See footnotes⁽¹⁾⁽⁴⁾
Common Stock	11/24/2025		S		203	D	$36.89	5,701	I	See footnotes⁽¹⁾⁽⁵⁾
Common Stock	11/24/2025		S		4,279	D	$36.89	119,738	I	See footnotes⁽¹⁾⁽⁶⁾
Common Stock	11/25/2025		S		11,870	D	$37.48	457,110	I	See footnotes⁽¹⁾⁽²⁾
Common Stock	11/25/2025		S		1,009	D	$37.48	26,201	I	See footnotes⁽¹⁾⁽³⁾
Common Stock	11/25/2025		S		12,477	D	$37.48	290,802	I	See footnotes⁽¹⁾⁽⁴⁾
Common Stock	11/25/2025		S		234	D	$37.48	5,467	I	See footnotes⁽¹⁾⁽⁵⁾
Common Stock	11/25/2025		S		4,926	D	$37.48	114,812	I	See footnotes⁽¹⁾⁽⁶⁾
Common Stock								968	I	See footnotes⁽¹⁾⁽⁷⁾
Common Stock⁽¹⁾⁽⁸⁾								31,411⁽¹⁾⁽⁸⁾	I⁽¹⁾⁽⁸⁾	See footnotes⁽¹⁾⁽⁸⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

	/s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C.	11/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Trending News

RM Form 4/A updates Basswood reporting persons on stock sales

Rhea-AI Filing Summary

Positive

Negative

FAQ

What does the Regional Management Corp. (RM) Form 4/A report?

Why was this Form 4/A amendment for RM filed?

Are there any new Regional Management (RM) stock transactions in this Form 4/A?

What type of RM security is involved in this Form 4/A?

At what prices were RM shares sold in the reported transactions?

What is the relationship of the Basswood entities to Regional Management Corp.?

Does this Form 4/A for RM indicate any derivative securities activity?

NYSE:RM

RM Rankings

RM Latest News

RM Latest SEC Filings

RM Stock Data