Regional Management (RM) Form 4/A: Basswood insider sales

Regional Management Corp. (RM) received an amended Form 4 from Basswood-affiliated entities reporting previously disclosed insider sales of common stock.

Rhea-AI Filing Summary

Regional Management Corp. (RM) received an amended Form 4 from Basswood-affiliated entities reporting previously disclosed insider sales of common stock. The amendment is filed solely to add four reporting persons — Lindenbaum Bennett D, Lindenbaum Matthew A, Basswood Financial Fund, L.P., and Basswood Financial Long Only Fund, L.P. — that were inadvertently omitted from the original filing.

The transactions themselves are unchanged from the original Form 4 filed on November 25, 2025. They reflect multiple indirect sales of RM common stock on 11/21/2025, 11/24/2025, and 11/25/2025 at prices around $36.89–$37.48 per share, with Basswood-related entities shown as 10% owners and directors-by-deputization.

Insider Trade Summary

Net Seller: 97,539 shares

Net Sell 17 txns

Insider BASSWOOD CAPITAL MANAGEMENT, L.L.C., Basswood Financial Fund, Ltd., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P.

Role Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner

Sold 97,539 shs ($3.62M)

Type	Security	Shares	Price	Value
Sale	Common Stock	11,870	$37.48	$445K
Sale	Common Stock	1,009	$37.48	$38K
Sale	Common Stock	12,477	$37.48	$468K
Sale	Common Stock	234	$37.48	$9K
Sale	Common Stock	4,926	$37.48	$185K
Sale	Common Stock	5,163	$36.89	$190K
Sale	Common Stock	823	$36.89	$30K
Sale	Common Stock	10,840	$36.89	$400K
Sale	Common Stock	203	$36.89	$7K
Sale	Common Stock	4,279	$36.89	$158K
Sale	Common Stock, par value $0.10 per share ("Common Stock")	34,810	$37.05	$1.29M
Sale	Common Stock	5,047	$37.05	$187K
Sale	Common Stock	5,232	$37.05	$194K
Sale	Common Stock	374	$37.05	$14K
Sale	Common Stock	252	$37.05	$9K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock, par value $0.10 per share ("Common Stock") — 474,143 shares (Indirect, See footnotes); Common Stock — 147,191 shares (Indirect, See footnotes)

Footnotes (8)

1. F1. See Exhibit 99.1.
2. F2. See Exhibit 99.1.
3. F3. See Exhibit 99.1.
4. F4. See Exhibit 99.1.
5. F5. See Exhibit 99.1.
6. F6. See Exhibit 99.1.
7. F7. See Exhibit 99.1.
8. F8. See Exhibit 99.1.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Regional Management Corp. (RM) Form 4/A report?

The Form 4/A reports an amendment to a prior insider transaction filing, adding four Basswood-affiliated reporting persons to previously disclosed sales of RM common stock.

Why was this Form 4/A amendment for RM filed?

It was filed to add Lindenbaum Bennett D, Lindenbaum Matthew A, Basswood Financial Fund, L.P., and Basswood Financial Long Only Fund, L.P. as reporting persons that were inadvertently omitted from the original Form 4.

Are there any new Regional Management (RM) stock transactions in this Form 4/A?

No. The filing states the transactions in Table I are duplicative of those in the original Form 4 and are included only so the added reporting persons can access the EDGAR system.

What type of RM security is involved in this Form 4/A?

All reported transactions involve Regional Management Corp. common stock, par value $0.10 per share.

At what prices were RM shares sold in the reported transactions?

The common stock sales occurred at prices of about $36.89 and $37.05 on November 21 and 24, 2025, and $37.48 on November 25, 2025.

What is the relationship of the Basswood entities to Regional Management Corp.?

The Basswood-related reporting persons are listed as 10% owners, directors, and directors-by-deputization of Regional Management Corp.

Does this Form 4/A for RM indicate any derivative securities activity?

No derivative securities are reported; the table for derivative securities is present but contains no transactions or holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 11/26/2025 - 04:57 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

(Last) (First) (Middle)

645 MADISON AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)
11/25/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.10 per share ("Common Stock")	11/21/2025		S		34,810	D	$37.05	474,143	I	See footnotes(1)(2)
Common Stock	11/21/2025		S		5,047	D	$37.05	28,033	I	See footnotes(1)(3)
Common Stock	11/21/2025		S		5,232	D	$37.05	314,119	I	See footnotes(1)(4)
Common Stock	11/21/2025		S		374	D	$37.05	5,904	I	See footnotes(1)(5)
Common Stock	11/21/2025		S		252	D	$37.05	124,017	I	See footnotes(1)(6)
Common Stock	11/24/2025		S		5,163	D	$36.89	468,980	I	See footnotes(1)(2)
Common Stock	11/24/2025		S		823	D	$36.89	27,210	I	See footnotes(1)(3)
Common Stock	11/24/2025		S		10,840	D	$36.89	303,279	I	See footnotes(1)(4)
Common Stock	11/24/2025		S		203	D	$36.89	5,701	I	See footnotes(1)(5)
Common Stock	11/24/2025		S		4,279	D	$36.89	119,738	I	See footnotes(1)(6)
Common Stock	11/25/2025		S		11,870	D	$37.48	457,110	I	See footnotes(1)(2)
Common Stock	11/25/2025		S		1,009	D	$37.48	26,201	I	See footnotes(1)(3)
Common Stock	11/25/2025		S		12,477	D	$37.48	290,802	I	See footnotes(1)(4)
Common Stock	11/25/2025		S		234	D	$37.48	5,467	I	See footnotes(1)(5)
Common Stock	11/25/2025		S		4,926	D	$37.48	114,812	I	See footnotes(1)(6)
Common Stock								968	I	See footnotes(1)(7)
Common Stock(1)(8)								31,411(1)(8)	I(1)(8)	See footnotes(1)(8)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

(Last) (First) (Middle)

645 MADISON AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

Basswood Financial Fund, Ltd.

(Last) (First) (Middle)

IMS FUND SERVICES, HARBOUR CENTRE

3RD FLOOR, N. CHURCH STREET

(Street)

GEORGE TOWN, GRAND CAYMAN E9 KY1-1102

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

LINDENBAUM BENNETT D

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

LINDENBAUM MATTHEW A

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD FINANCIAL FUND, L.P.

(Last) (First) (Middle)

C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD FINANCIAL LONG ONLY FUND, L.P.

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD OPPORTUNITY PARTNERS, L.P.

(Last) (First) (Middle)

C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

Explanation of Responses:

1. See Exhibit 99.1.

2. See Exhibit 99.1.

3. See Exhibit 99.1.

4. See Exhibit 99.1.

5. See Exhibit 99.1.

6. See Exhibit 99.1.

7. See Exhibit 99.1.

8. See Exhibit 99.1.

Remarks:

This amendment to Form 4 is being filed solely to add (i) Lindenbaum Bennett D, (ii) Lindenbaum Matthew A, (iii) Basswood Financial Fund, L.P. and (iv) Basswood Financial Long Only Fund, L.P. as Reporting Persons, which were inadvertently omitted from the Reporting Person's original Form 4 filed on November 25, 2025. The transactions reported in Table I are duplicative of those reported in the original filing filed on November 25, 2025 and are included solely to enable the added Reporting Person to access the EDGAR filing system. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures

	/s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C.	11/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.