Regional Management Corp. (NYSE: RM) EVP reports non-market tax share withholding

Rhea-AI Filing Summary

Regional Management Corp. reported insider equity transactions by its EVP, Chief Financial & Administrative Officer. On 12/31/2025, the officer had 2,041 shares of common stock withheld at $38.75 per share to cover tax obligations upon settlement of performance restricted stock units, leaving 56,011 shares beneficially owned directly. On the same date, an additional 6,500 shares were withheld at $38.75 per share to satisfy tax withholding upon vesting of restricted stock, leaving 49,511 shares beneficially owned directly. Both transactions are explicitly described as non-market events related to tax withholding, rather than open market purchases or sales.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rana Harpreet

(Last) (First) (Middle)

C/O REGIONAL MANAGEMENT CORP.

979 BATESVILLE ROAD, SUITE B

(Street)

GREER SC 29651

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Fin & Admin Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/31/2025		F		2,041	D	$38.75(1)	56,011	D
Common Stock	12/31/2025		F		6,500	D	$38.75(2)	49,511	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares withheld in satisfaction of tax withholding obligations upon settlement of performance restricted stock units. This is a non-market transaction.

2. Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

	/s/ Catherine R. Atwood, attorney-in-fact	01/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did RM report in this Form 4 filing?

The filing shows that an executive officer of Regional Management Corp. (RM) had shares of common stock withheld to satisfy tax obligations tied to equity awards, rather than executing open market trades.

How many RM shares were withheld for taxes on 12/31/2025?

The officer had 2,041 shares withheld upon settlement of performance restricted stock units and 6,500 shares withheld upon vesting of restricted stock, both on 12/31/2025.

At what price were the Regional Management Corp. shares valued for the tax withholding?

Both withholding transactions used a share price of $38.75 per share for Regional Management Corp. common stock.

Did the RM executive sell shares in the open market?

No. The filing states that the transactions reflect shares withheld to satisfy tax withholding obligations upon settlement or vesting of equity awards, and each is identified as a non-market transaction.

What is the reporting person’s role at Regional Management Corp.?

The reporting person is an officer of Regional Management Corp., serving as EVP, Chief Financial & Administrative Officer.

How many RM shares did the officer hold after these transactions?

After the first withholding transaction, the officer beneficially owned 56,011 shares directly, and after the second, the officer beneficially owned 49,511 shares directly.