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Regional Management (RM) insider reports Form 4 tax withholding event

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Regional Management Corp. reported an insider share withholding related to equity compensation. A company officer, the VP and Chief Accounting Officer, reported that on 12/31/2025, 1,392 shares of Regional Management common stock were withheld at a price of $38.75 per share to satisfy tax obligations upon the vesting of restricted stock. After this non-market transaction, the officer beneficially owned 19,946 shares directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barnette Steven B

(Last) (First) (Middle)
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE ROAD, SUITE B

(Street)
GREER SC 29651

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2025 F 1,392 D $38.75(1) 19,946 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.
/s/ Catherine R. Atwood, attorney-in-fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Regional Management Corp. (RM) report in this Form 4?

The filing shows that a company officer had 1,392 shares of common stock withheld on 12/31/2025 to cover tax obligations upon the vesting of restricted stock.

Who is the reporting person in the Regional Management (RM) Form 4 filing?

The reporting person is an officer of Regional Management Corp., serving as VP, Chief Accounting Officer.

What was the price used for the Regional Management (RM) tax withholding shares?

The shares withheld to satisfy tax obligations were valued at $38.75 per share, as shown in the transaction details.

How many Regional Management (RM) shares does the insider own after this transaction?

Following the reported transaction, the officer beneficially owned 19,946 shares of Regional Management common stock directly.

Was the Regional Management (RM) Form 4 transaction a market sale?

No. The explanation states that the transaction reflects shares withheld to satisfy tax withholding obligations upon vesting of restricted stock and is described as a non-market transaction.

What is the transaction code used in the Regional Management (RM) Form 4?

The Form 4 uses transaction code F, which indicates shares withheld to pay taxes in connection with the vesting of equity awards.

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