[144] Regional Management Corp. SEC Filing

Rhea-AI Filing Summary

RM filed a Form 144 notice for a proposed sale of 8,140 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $315,576.40. The filing lists an approximate sale date of 11/12/2025 on the NYSE.

Shares outstanding were 9,712,805. In the past three months, Brian Joseph Fisher reported selling 5,500 shares for $210,313.95. The shares to be sold include awards acquired via restricted stock vesting under a registered plan, including 4,312 shares on 12/31/2023 and 1,449 shares on 12/31/2021.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8140	315576.40	9712805	11/12/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/31/2021	Restricted stock vesting under a registered plan	Issuer			1449	12/31/2021	Compensation
Common	12/31/2022	Restricted stock vesting under a registered plan	Issuer			1392	12/31/2022	Compensation
Common	12/31/2023	Restricted stock vesting under a registered plan	Issuer			4312	12/31/2023	Compensation
Common	12/31/2019	Restricted stock vesting under a registered plan	Issuer			987	12/31/2019	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BRIAN JOSEPH FISHER 979 Batesville Road Suite B Greer SC 29651	Common	11/11/2025	5500	210313.95

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did RM file in this notice?

A Form 144 indicating a proposed sale of 8,140 common shares.

What is the aggregate market value of the shares to be sold by RM?

The filing lists an aggregate market value of $315,576.40 for the 8,140 shares.

Which broker and exchange are named in RM’s Form 144?

Broker: Morgan Stanley Smith Barney LLC. Exchange: NYSE.

What is the approximate sale date in RM’s Form 144?

The filing states an approximate sale date of 11/12/2025.

How many shares of RM were outstanding?

The filing lists 9,712,805 shares outstanding.

Were there recent sales by the filer of RM shares?

Yes. Brian Joseph Fisher reported selling 5,500 shares for $210,313.95 on 11/11/2025.

How were the RM shares to be sold acquired?

They include restricted stock vesting under a registered plan, such as 4,312 shares on 12/31/2023 and 1,449 on 12/31/2021.