[144] Regional Management Corp. SEC Filing

Rhea-AI Filing Summary

RM has a Rule 144 notice indicating a planned sale of 34,810 shares of its common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE with an aggregate market value of 12,719,571. The notice lists total common shares outstanding as 9,712,805. The seller previously acquired 226,725 common shares on 03/24/2024 in open-market transactions and/or transfers from affiliates, paid in cash on the same date. By signing, the seller represents they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 (???Common Stock???)	J.P. Morgan Securities LLC 383 Madison Avenue New York NY 10179	34810	12719571	9712805	11/21/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2024	(3)	Open Market and/or Transfers from Affiliates			226725	03/24/2024	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many RM shares are covered by this Rule 144 sale notice?

The notice covers a planned sale of 34,810 shares of RM common stock under Rule 144.

Which broker will handle the sale of RM shares under this Form 144?

The planned sale will be executed through J.P. Morgan Securities LLC, located at 383 Madison Avenue, New York, NY 10179.

On which exchange are the RM shares in this Form 144 expected to be sold?

The notice indicates the NYSE as the securities exchange where the RM common stock is expected to be sold.

When were the RM shares in this Rule 144 filing acquired and how were they paid for?

The filing shows 226,725 RM common shares were acquired on 03/24/2024 via open market and/or transfers from affiliates, with payment in cash on the same date.

How many RM common shares are reported as outstanding in this Form 144?

The Rule 144 notice lists 9,712,805 shares of RM common stock as outstanding.

What representation does the seller make in signing the RM Form 144?

By signing, the seller represents they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.