RM Form 144/A: Holder plans sale of 34,810 common shares

A shareholder of RM has filed a Form 144/A notice to potentially sell up to 34,810 shares of common stock, par value $0.10.

Rhea-AI Filing Summary

A shareholder of RM has filed a Form 144/A notice to potentially sell up to 34,810 shares of common stock, par value $0.10. The proposed sale, through J.P. Morgan Securities LLC on the NYSE, has an aggregate market value of $1,271,957, based on recent prices, and is targeted around 11/21/2025. The filing notes that 9,712,805 shares of this class of stock were outstanding. The seller originally acquired 226,725 shares of common stock on 03/24/2014 in open-market transactions and/or transfers from affiliates, paid in cash. The form also affirms that the seller does not know of any undisclosed material adverse information about the issuer’s current or future operations.

FAQ

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What does RM's Form 144/A filing disclose about planned share sales?

The Form 144/A shows that a shareholder of RM may sell up to 34,810 shares of common stock, with an aggregate market value of $1,271,957, on or around 11/21/2025.

How many RM shares are outstanding according to this Form 144/A?

The notice states that 9,712,805 shares of RM common stock were outstanding for the class of securities referenced in the filing.

Who is the broker for the planned RM share sale under this Form 144/A?

The filing lists J.P. Morgan Securities LLC, located at 383 Madison Avenue, New York, NY 10179, as the broker for the potential sale on the NYSE.

When and how were the RM shares being sold under Form 144/A originally acquired?

The filing reports that 226,725 shares of RM common stock were acquired on 03/24/2014 through open market and/or transfers from affiliates, with payment made in cash.

Does the RM Form 144/A filing say anything about undisclosed adverse information?

Yes. By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about RM’s current or prospective operations that has not been publicly disclosed.

Which class of RM securities is covered by this Form 144/A?

The notice covers Common Stock, par value $0.10, identified as the class of securities to be sold.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/24/2025 - 07:42 AM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK	0001085393
Filer CCC	XXXXXXXX
Previous Accession Number Of The Filing	0000899140-25-001328
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer	Regional Management Corp.
SEC File Number	001-35477
Address of Issuer	979 Batesville Road, Suite B Greer SOUTH CAROLINA 29651
Phone	864-448-7000
Name of Person for Whose Account the Securities are To Be Sold	BASSWOOD CAPITAL MANAGEMENT, L.L.C.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	J.P. Morgan Securities LLC 383 Madison Avenue New York NY 10179	34810	1271957	9712805	11/21/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2014	(3)	Open Market and/or Transfers from Affiliates			226725	03/24/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks	(1) Based on the closing price of $36.54 of the Common Stock on November 20, 2025. (2) Based on the number of shares of Common Stock outstanding as of November 3, 2025, as reported by the issuer in its 10-Q for the fiscal quarter ended September 30, 2025, which was filed with the Commission on November 6, 2025. (3) Basswood Capital Management, LLC manages these shares for various separately managed accounts and obtained the shares of Common Stock listed in Table I through open market purchases and transfers from Affiliates, from March 2014 through December 2024.
Date of Notice	11/21/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	By: Basswood Capital Management L.L.C, its investment manager; By: /s/ Marc Samit, Principal and Chief Operating Officer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)