Regional Management insider sale: 10,000 shares via 10b5-1 plan

Rhea-AI Filing Summary

Robert William Beck, President and CEO and a director of Regional Management Corp. (RM), reported sales of common stock on 08/11/2025. The filings show two dispositions executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/04/2024.

The report lists sales of 5,656 shares at a weighted average price of $35.32 (per-range $34.54–$35.53) and 4,344 shares at a weighted average price of $35.82 (per-range $35.54–$36.16), totaling 10,000 shares sold. Post-transaction beneficial ownership is reported as 79,673 shares.

Positive

• Sales executed under a Rule 10b5-1 trading plan, indicating the transactions were preplanned (plan adopted 09/04/2024).
• Detailed disclosure provided including weighted-average prices, price ranges, and post-transaction beneficial ownership, with an attorney-in-fact signature on 08/12/2025.

Negative

• Insider sale of 10,000 shares (5,656 and 4,344 shares), which reduces the reporting person's beneficial ownership to 79,673 shares.
• No information in the filing about percentage ownership or context relative to total outstanding shares, limiting assessment of materiality.

Insights

Securities Analyst

TL;DR: CEO sold 10,000 RM shares under a pre-existing 10b5-1 plan; transactions appear routine and preplanned.

The Form 4 discloses two separate sales on 08/11/2025 by Robert William Beck executed under a Rule 10b5-1 plan adopted on 09/04/2024. The sales total 10,000 shares with reported weighted-average prices of $35.32 and $35.82 and reported price ranges for each tranche. Because the trades were made pursuant to a documented 10b5-1 plan, they are consistent with preplanned dispositions rather than opportunistic insider sales, reducing concerns about contemporaneous material information. The filing documents post-sale beneficial ownership of 79,673 shares.

Corporate Governance Expert

TL;DR: Disclosure is clear and signed by attorney-in-fact; sale timing aligns with an existing 10b5-1 plan.

The Form 4 identifies the reporting person as President and CEO and a director, and the form is signed by an attorney-in-fact on 08/12/2025. The disclosure includes weighted average prices and explicit ranges for the multiple transactions comprising each reported sale, and it affirms the sales were effected under a 10b5-1 plan adopted on 09/04/2024. From a governance perspective, use of a 10b5-1 plan and provision of price ranges and a commitment to provide detailed transaction data on request supports transparency. The disclosure does not include any new plan adoption or other contemporaneous corporate developments.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Beck Robert William

(Last) (First) (Middle)

C/O REGIONAL MANAGEMENT CORP.

979 BATESVILLE ROAD, SUITE B

(Street)

GREER SC 29651

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/11/2025		S(1)		5,656	D	$35.32(2)	84,017	D
Common Stock	08/11/2025		S(1)		4,344	D	$35.82(3)	79,673	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2024.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.54 to $35.53 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.54 to $36.16 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

	/s/ Catherine R. Atwood, attorney-in-fact	08/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the RM CEO sell according to the Form 4?

The Form 4 reports that Robert William Beck sold 5,656 shares at a weighted average price of $35.32 and 4,344 shares at a weighted average price of $35.82 on 08/11/2025.

Were the RM sales part of a 10b5-1 plan?

Yes. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/04/2024.

How many shares does the RM reporting person own after the transactions?

The Form 4 reports post-transaction beneficial ownership of 79,673 shares.

When was the Form 4 signed and by whom?

The form is signed by Catherine R. Atwood, attorney-in-fact, dated 08/12/2025.

What price ranges were disclosed for the sold shares?

The filing discloses price ranges of $34.54–$35.53 for the first tranche and $35.54–$36.16 for the second tranche.