Charles Schwab files Form 144 to resell restricted shares

Charles Schwab Corporation submitted a Form 144 notice reporting proposed transactions in Common stock.

Rhea-AI Filing Summary

Charles Schwab Corporation submitted a Form 144 notice reporting proposed transactions in Common stock. The filing lists two tranches of Restricted Stock Awards dated 05/20/2020 (550 shares) and 05/19/2022 (2,292 shares) under the "Securities To Be Sold" section. The filing also records securities sold during the past 3 months and includes a dated entry of 05/26/2026.

Insights

Securities Compliance Analyst

Form 144 lists proposed resale of restricted shares tied to prior awards.

Form 144 is a regulatory notice used to report proposed sales by affiliates; this excerpt lists Restricted Stock Awards from 05/20/2020 (550 shares) and 05/19/2022 (2,292 shares). The filing includes a dated entry of 05/26/2026.

Cash‑flow treatment and the aggregate number covered by the notice are not detailed in the excerpt; subsequent filings or broker confirmations would specify execution timing and proceeds.

Key Figures

Filing date shown: 05/26/2026 Restricted Stock Award (2020): 550 shares Restricted Stock Award (2022): 2,292 shares +2 more

5 metrics

Filing date shown 05/26/2026 date appearing with securities header

Restricted Stock Award (2020) 550 shares award dated 05/20/2020 listed under "Securities To Be Sold"

Restricted Stock Award (2022) 2,292 shares award dated 05/19/2022 listed under "Securities To Be Sold"

Numeric entry shown 100,777.00 numeric field appearing in the header row (labeling not provided in excerpt)

Numeric entry shown 9,208,145 numeric field appearing in the header row (labeling not provided in excerpt)

Key Terms

Form 144, Restricted Stock Awards, Securities Sold During The Past 3 Months

3 terms

Form 144 regulatory

"Submission heading and context for proposed resale notice"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Awards financial

""Restricted Stock Awards" dated 05/20/2020 and 05/19/2022"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

Securities Sold During The Past 3 Months regulatory

"Heading present without itemized amounts in the excerpt"

FAQ

What does the Form 144 filed by RM indicate?

The Form 144 indicates a proposed resale of Common stock by an affiliate; the excerpt lists Restricted Stock Awards dated 05/20/2020 (550 shares) and 05/19/2022 (2,292 shares). It notifies the SEC of intended sales under resale rules.

How many Restricted Stock Award shares are listed in the filing for RM?

The excerpt lists two award tranches: 550 shares dated 05/20/2020 and 2,292 shares dated 05/19/2022. These figures appear under the "Securities To Be Sold" section of the Form 144 excerpt.

Does the Form 144 excerpt show shares already sold for RM?

The excerpt contains a heading for "Securities Sold During The Past 3 Months" but does not itemize amounts in the provided text. The filing therefore signals prior sales may exist, without specific sold quantities in this excerpt.

What date is associated with the filing in the excerpt for RM?

A date shown in the excerpt is 05/26/2026, which appears alongside the securities header. The excerpt also references award dates 05/20/2020 and 05/19/2022 for the listed Restricted Stock Awards.

Are proceeds or intended sale methods disclosed in this Form 144 excerpt for RM?

No. The provided excerpt lists award dates and share counts but does not disclose proceeds, pricing, or the methods of sale. Those details are not present in the supplied text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 10:25 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001809898
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Regional Management Corp.
SEC File Number	001-35477
Address of Issuer	979 BATESVILLE ROAD SUITE B GREER SOUTH CAROLINA 29651
Phone	864-448-7000
Name of Person for Whose Account the Securities are To Be Sold	Johnson Sandra K.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	2842	100777.00	9208145	05/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/20/2020	Restricted Stock Awards	Issuer			550	05/20/2020	Equity Compensation
Common	05/19/2022	Restricted Stock Awards	Issuer			2292	05/19/2022	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	SANDRA K JOHNSON
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)