RM Form 144: Shareholder to sell 12,477 common shares on NYSE

Rhea-AI Filing Summary

Regional Management Corp. (RM)

The seller previously acquired 319,351 common shares on 03/24/2014 in open market transactions and/or transfers from an affiliate, paid for in cash. During the past three months, Basswood Opportunity Partners, LP sold 10,840 common shares on 11/24/2025 for gross proceeds of $395,768. The signer represents that they are not aware of any undisclosed material adverse information about Regional Management’s current or prospective operations.

11/25/2025 - 08:23 PM

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 (???Common Stock???)	J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017	12477	460151.76	9712805	11/25/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2014	(3)	Open Market and/or Transfers from Affiliate			319351	03/24/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Opportunity Partners, LP 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/24/2025	10840	395768

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for Regional Management (RM) disclose?

The Form 144 discloses a planned sale of 12,477 shares of Regional Management common stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $460,151.76 based on the figures provided.

How many Regional Management (RM) shares are outstanding in this filing?

The filing states that 9,712,805 shares of Regional Management common stock were outstanding at the time referenced.

What prior sales are reported in the Form 144 for RM?

The notice reports that Basswood Opportunity Partners, LP sold 10,840 shares of Regional Management common stock on 11/24/2025, generating $395,768 in gross proceeds.

When and how were the Regional Management (RM) shares originally acquired?

The filing indicates that 319,351 common shares were acquired on 03/24/2014 via open market transactions and/or transfers from an affiliate, with the purchase price paid in cash.

What representation does the seller make in the Regional Management (RM) Form 144?

By signing the notice, the seller represents that they do not know of any material adverse information about Regional Management’s current or prospective operations that has not been publicly disclosed.

On which exchange are the Regional Management (RM) shares in this Form 144 to be sold?

The filing identifies the NYSE as the securities exchange where the common stock covered by the Form 144 is to be sold.