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Regional Management Corp. (NYSE: RM) director reports 10,000-share insider sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Regional Management Corp. director reports open-market stock sales. A board member of Regional Management Corp. sold 4,420 shares of common stock on 12/02/2025 at a weighted average price of $37.44, followed by a sale of 5,580 shares on 12/03/2025 at a weighted average price of $37.46.

After these transactions, the director directly owned 108,689 shares following the first sale and 103,109 shares after the second sale. The filing notes that each reported price is a weighted average reflecting multiple trades within ranges of $37.40–$37.72 and $37.13–$37.75, and the reporting person has agreed to provide detailed trade breakdowns upon request.

Positive

  • None.

Negative

  • None.
Insider Dunn Michael R
Role Director
Sold 10,000 shs ($375K)
Type Security Shares Price Value
Sale Common Stock 5,580 $37.46 $209K
Sale Common Stock 4,420 $37.44 $165K
Holdings After Transaction: Common Stock — 103,109 shares (Direct)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.40 to $37.72 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.13 to $37.75 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dunn Michael R

(Last) (First) (Middle)
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE ROAD, SUITE B

(Street)
GREER SC 29651

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/02/2025 S 4,420 D $37.44(1) 108,689 D
Common Stock 12/03/2025 S 5,580 D $37.46(2) 103,109 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.40 to $37.72 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.13 to $37.75 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
/s/ Catherine R. Atwood, attorney-in-fact 12/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Regional Management Corp. (RM) report?

A director of Regional Management Corp. reported selling 4,420 shares of common stock on 12/02/2025 and 5,580 shares on 12/03/2025 in open-market transactions.

At what prices did the Regional Management Corp. (RM) director sell shares?

The director sold shares at weighted average prices of $37.44 on 12/02/2025 and $37.46 on 12/03/2025, based on multiple trades in narrow price ranges.

How many Regional Management Corp. (RM) shares does the director own after the sales?

Following the reported transactions, the director directly owned 108,689 shares after the first sale and 103,109 shares after the second sale of Regional Management Corp. common stock.

What do the price ranges in the Regional Management Corp. (RM) Form 4 mean?

For the 12/02/2025 sale, individual trades occurred between $37.40 and $37.72. For the 12/03/2025 sale, trades occurred between $37.13 and $37.75, resulting in the reported weighted averages.

Is the Regional Management Corp. (RM) insider sale part of multiple transactions?

Yes. The filing explains that the reported weighted average prices reflect multiple individual trades on each date, and the director has agreed to provide full trade details upon request.

What reporting form was used for the Regional Management Corp. (RM) insider transaction?

The transaction was reported on Form 4, which discloses changes in beneficial ownership by directors, officers, and certain large shareholders of Regional Management Corp.