Rocky Mountain Chocolate Factory, Inc. filings document securities registration, operating results, Regulation FD materials and Nasdaq corporate-governance disclosures for the public chocolate and confectionery franchisor. Recent Form S-1 registration statements describe securities offered on a delayed or continuous basis and identify the company as a non-accelerated filer and smaller reporting company.
Form 8-K reports furnish quarterly results press releases, earnings-call materials, investor presentations and business updates. Other current reports document listing-rule compliance matters tied to board independence and audit committee composition, along with the continued Nasdaq Capital Market trading status of RMCF common stock.
Rocky Mountain Chocolate Factory, Inc. agreed to sell its Durango property to American Heritage Legacies, LLC for $6.6 million, with closing expected on or about October 15, 2026. AHL is controlled by the family of Interim CEO Allen Harper, making the transaction a related-party transaction. The company expects net proceeds to repay $6.6 million of notes bearing 12% annual interest, payable to RMC Credit Facility LLC, affiliated with director Steven L. Craig, and RMCF2 Credit, LLC, affiliated with former Interim CEO and current director Jeffrey R. Geygan.
The lease begins at closing for an initial 10-year term, with a 10-year renewal option. First-year annual base rent is $624,000, rising 2% annually; RMCF continues paying property ownership, operating and maintenance costs and using the site as its headquarters, production and warehouse facility. If a Change of Control occurs, the lease terminates under its terms; AHL may require RMCF to repurchase the property for the greater of $6.93 million or appraised value. Disinterested board members and the Audit Committee approved the agreements, and Harper recused himself.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. KEATING MELVIN L reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Melvin L. Keating received a grant of 7,000 shares of Common Stock on September 22, 2026. The award was at a reported price of $0.00 per share, increasing his directly held stake to 110,079 shares.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Quinn Brian J reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Brian J. Quinn received a grant of 7,000 shares of common stock on September 22, 2026 as compensation for Board of Directors committee participation. Following this award, he directly holds 105,961 shares of common stock. No Rule 10b5-1 trading plan is reported for this grant.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Perez Jacome Friscione Alberto reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Alberto Perez Jacome Friscione received a grant of 7,000 shares of Common Stock on September 22, 2026, as compensation for Board of Directors committee participation. Following this award, he directly holds 86,016 shares of the company’s common stock. No Rule 10b5-1 trading plan is reported for this transaction.
Rocky Mountain Chocolate Factory, Inc. (RMCF) director and ten percent owner Jeffrey Richart Geygan reported multiple changes in holdings of Common Stock. On August 31 and September 1, 2026, he acquired board compensation grants totaling 59,522 shares held directly. On September 9, 2026, 16,605 indirectly held shares in accounts managed by Global Value Investment Corporation (GVIC), which he controls, were removed from his reported beneficial ownership after certain separately managed accounts terminated their relationship with GVIC, leaving 1,775,873 indirectly held shares reported. He disclaims beneficial ownership of GVIC-managed securities except to the extent of any pecuniary interest, and no Rule 10b5-1 trading plan is reported.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Craig Steven Lynn reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Craig Steven Lynn received an award of 55,622 shares of common stock on September 1, 2026. The shares were granted at $0.00 per share as the annual common stock grant to non-employee directors under the Board compensation program, bringing his direct holdings to 364,289 shares.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. KEATING MELVIN L reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Melvin L. Keating received an award of 55,622 shares of common stock on September 1, 2026. The award represents the annual common stock grant to non-employee directors under the Board of Directors compensation program and was granted at a reported price of $0.00 per share. Following this grant, Keating directly holds 103,079 shares of RMCF common stock. No transactions are reported under a Rule 10b5-1 trading plan.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Quinn Brian J reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Brian J. Quinn received an annual grant of 55,622 shares of common stock on September 1, 2026 as part of the Board of Directors compensation program for non-employee directors. The grant was made at a stated price of $0.00 per share, and following this award Quinn held 98,961 common shares directly. No Rule 10b5-1 trading plan is reported for this transaction.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Perez Jacome Friscione Alberto reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Alberto Perez Jacome Friscione received an annual grant of 55,622 shares of common stock on September 1, 2026, as part of the Board of Directors compensation program. After this grant, he directly holds 79,016 shares of common stock. No Rule 10b5-1 trading plan is reported for this award.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC.