Interim CEO at Rocky Mountain Chocolate Factory (RMCF) awarded 107,399 shares

Rhea-AI Filing Summary

Harper Allen C reported acquisition or exercise transactions in this Form 4 filing.

Rocky Mountain Chocolate Factory, Inc. reported that Interim CEO Harper Allen C received a grant of 107,399 shares of Common Stock on July 8, 2026, at $0.0000 per share as an executive compensation stock grant under an employment agreement, bringing direct holdings to 124,519 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Harper Allen C

Role Interim CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	107,399	$0.00	--

Holdings After Transaction: Common Stock — 124,519 shares (Direct)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 107,399 shares of Common Stock Transaction price per share: $0.0000 per share Total shares owned after grant: 124,519 shares +1 more

4 metrics

Shares granted 107,399 shares of Common Stock Grant on July 8, 2026 to Interim CEO Harper Allen C as executive compensation

Transaction price per share $0.0000 per share Price for the executive compensation stock grant of Common Stock

Total shares owned after grant 124,519 shares Direct Common Stock holdings of Harper Allen C following the grant

Acquisition transactions in this report 1 grant/award acquisition Non-derivative Common Stock transaction summarized with acquireCount 1

Key Terms

Grant, award, or other acquisition, executive compensation stock grant, employment agreement

3 terms

Grant, award, or other acquisition regulatory

"Transaction code described as Grant, award, or other acquisition"

executive compensation stock grant financial

"Represents executive compensation stock grant in accordance with employment agreement"

employment agreement other

"Stock grant made in accordance with employment agreement"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/13/2026 - 05:29 PM Accepted by SEC EDGAR 07/13/2026 - 05:29 PM Learn about SEC filing dates

FAQ

What insider share transaction did Rocky Mountain Chocolate Factory (RMCF) report for Harper Allen C?

Rocky Mountain Chocolate Factory, Inc. reported that Interim CEO Harper Allen C received a grant of 107,399 Common Stock shares on July 8, 2026. The grant was issued at $0.0000 per share as executive compensation, increasing his direct ownership to 124,519 shares.

How many Rocky Mountain Chocolate Factory (RMCF) shares were granted to the Interim CEO?

Interim CEO Harper Allen C was granted 107,399 shares of Common Stock. The transaction is classified as a grant, award, or other acquisition and represents an executive compensation stock grant made in accordance with his employment agreement, rather than an open-market purchase.

What is Harper Allen C’s total Rocky Mountain Chocolate Factory (RMCF) share ownership after the grant?

Following the compensation grant, Harper Allen C directly holds 124,519 shares of Common Stock. This figure reflects his total reported direct ownership after receiving the 107,399-share executive compensation stock grant on July 8, 2026, with no derivative positions reported in this data.

Was the RMCF share grant to Harper Allen C related to an employment agreement?

Yes. The reported transaction footnote states that the 107,399-share Common Stock grant represents an executive compensation stock grant made in accordance with an employment agreement, indicating it is part of his agreed compensation rather than a discretionary market trade.

What was the price per share for the Rocky Mountain Chocolate Factory (RMCF) stock grant to the Interim CEO?

The 107,399-share Common Stock grant to Interim CEO Harper Allen C was recorded at a price of $0.0000 per share. This zero-dollar price reflects that the shares were received as compensation rather than purchased in the open market.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harper Allen C

(Last) (First) (Middle)

479 MAIN AVE

(Street)

DURANGO COLORADO 81301

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocky Mountain Chocolate Factory, Inc. [ RMCF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/08/2026		A(1)		107,399	A	$0	124,519	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents executive compensation stock grant in accordance with employment agreement.

	/s/ Allen Harper	07/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)