RMCF director files amended Form 3 ownership update

Rocky Mountain Chocolate Factory, Inc. director Alberto Perez Jacome Friscione filed an amended Form 3 as an insider of the company.

Rhea-AI Filing Summary

Rocky Mountain Chocolate Factory, Inc. director Alberto Perez Jacome Friscione filed an amended Form 3 as an insider of the company. This amendment updates his initial statement of beneficial ownership and does not report any insider share purchases, sales, or other transactions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Rocky Mountain Chocolate Factory (RMCF) Form 3/A report for Alberto Perez Jacome Friscione?

The Form 3/A is an amended initial ownership report for director Alberto Perez Jacome Friscione. It updates his beneficial ownership disclosure with the SEC and, in this instance, does not list any insider share purchases, sales, or other equity transactions for Rocky Mountain Chocolate Factory.

Does the RMCF Form 3/A show any insider buying or selling activity?

No, this Form 3/A for Rocky Mountain Chocolate Factory shows no insider buying or selling. The filing’s transaction summary reports zero purchases, zero sales, and no other share movements, indicating it is an administrative update to the director’s ownership disclosure rather than a record of new trades.

Who is the reporting person in the Rocky Mountain Chocolate Factory Form 3/A filing?

The reporting person is Alberto Perez Jacome Friscione, a director of Rocky Mountain Chocolate Factory. As a director, he must report his beneficial ownership of company securities to the SEC, and this Form 3/A serves as an amended version of his original ownership statement.

What is the purpose of a Form 3/A for Rocky Mountain Chocolate Factory (RMCF)?

A Form 3/A is an amended initial ownership report for company insiders. For Rocky Mountain Chocolate Factory, it updates previously reported beneficial ownership details for the director, without introducing new trades or pricing data, helping maintain accurate regulatory records of insider holdings.

Does the RMCF Form 3/A include any footnote disclosures affecting ownership interpretation?

This Form 3/A includes a footnote section, but no substantive explanatory text is provided in the excerpt. As shown, there are no detailed footnote clarifications about indirect holdings, voting power, or beneficial ownership beyond the basic reporting information for the director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/16/2026 - 05:09 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Perez Jacome Friscione Alberto

(Last) (First) (Middle)

265 TURNER DRIVE

(Street)

DURANGO CO 80202

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/18/2025

3. Issuer Name and Ticker or Trading Symbol
Rocky Mountain Chocolate Factory, Inc. [ RMCF ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)
01/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

This Form 3/A is being filed to include the Reporting Person's Power of Attorney as Exhibit 24.1.

No securities are beneficially owned.

	/s/ Carrie E. Cass, Attorney-in-Fact	01/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.