Rocky Mountain Chocolate COO holds 38,369 shares
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported the initial beneficial ownership of insider David A. Denker, who serves as COO.
Rhea-AI Filing Summary
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported the initial beneficial ownership of insider David A. Denker, who serves as COO. He reports direct ownership of 38,369 shares of the company’s common stock. The filing lists no derivative securities positions and no recent buy or sell transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Denker David A
Role
COO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 38,369 shares (Direct)
Key Figures
Common stock directly owned: 38,369 shares
Transaction entries classified as holdings: 1
Reported buy transactions: 0
+2 more
5 metrics
Common stock directly owned
38,369 shares
Total common shares beneficially owned and reported by COO David A. Denker
Transaction entries classified as holdings
1
One holding line item reporting post-event common stock ownership
Reported buy transactions
0
Transaction summary shows no purchases
Reported sell transactions
0
Transaction summary shows no sales
Derivative positions reported
0
Derivative summary lists no outstanding derivative securities
Key Terms
beneficial ownership, Form 3, direct beneficial ownership
3 terms
beneficial ownership financial
"initial statement of beneficial ownership of company securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Form 3 regulatory
"This Form 3 provides his initial statement of beneficial ownership"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
direct beneficial ownership financial
"These shares are reported as directly held, with no indication of indirect"
FAQ
Who is the insider reporting on this Form 3 for RMCF?
The insider is David A. Denker, who is reported as the Chief Operating Officer (COO) of Rocky Mountain Chocolate Factory, Inc., and this Form 3 provides his initial statement of beneficial ownership of company securities.
Does this RMCF Form 3 show any recent stock purchases or sales by David A. Denker?
No. The Form 3 lists a holding entry only and shows no reported purchase or sale transactions. It simply states the number of common shares beneficially owned following the reported event.
Are any derivative securities reported for David A. Denker in this RMCF Form 3?
No. The Form 3 derivative section is empty, and the summary data show no derivative transactions and no remaining derivative positions reported for David A. Denker in this filing.
Is David A. Denker’s ownership in RMCF direct or indirect?
The ownership is reported as direct. The filing classifies the 38,369 shares of common stock with ownership type code “D,” indicating direct beneficial ownership rather than through an intermediate entity or trust.
AI-generated analysis. How Rhea-AI works. Not financial advice.
