Rocky Mountain Chocolate COO holds 38,369 shares

Rocky Mountain Chocolate Factory, Inc. (RMCF) reported the initial beneficial ownership of insider David A. Denker, who serves as COO.

Rhea-AI Filing Summary

Rocky Mountain Chocolate Factory, Inc. (RMCF) reported the initial beneficial ownership of insider David A. Denker, who serves as COO. He reports direct ownership of 38,369 shares of the company’s common stock. The filing lists no derivative securities positions and no recent buy or sell transactions.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Denker David A

Role COO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 38,369 shares (Direct)

Key Figures

Common stock directly owned: 38,369 shares Transaction entries classified as holdings: 1 Reported buy transactions: 0 +2 more

5 metrics

Common stock directly owned 38,369 shares Total common shares beneficially owned and reported by COO David A. Denker

Transaction entries classified as holdings 1 One holding line item reporting post-event common stock ownership

Reported buy transactions 0 Transaction summary shows no purchases

Reported sell transactions 0 Transaction summary shows no sales

Derivative positions reported 0 Derivative summary lists no outstanding derivative securities

Key Terms

beneficial ownership, Form 3, direct beneficial ownership

3 terms

beneficial ownership financial

"initial statement of beneficial ownership of company securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Form 3 regulatory

"This Form 3 provides his initial statement of beneficial ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

direct beneficial ownership financial

"These shares are reported as directly held, with no indication of indirect"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who is the insider reporting on this Form 3 for RMCF?

The insider is David A. Denker, who is reported as the Chief Operating Officer (COO) of Rocky Mountain Chocolate Factory, Inc., and this Form 3 provides his initial statement of beneficial ownership of company securities.

How many RMCF shares does David A. Denker report owning on this Form 3?

David A. Denker reports direct beneficial ownership of 38,369 shares of Rocky Mountain Chocolate Factory, Inc. common stock. These shares are reported as directly held, with no indication of indirect ownership entities in this filing.

Does this RMCF Form 3 show any recent stock purchases or sales by David A. Denker?

No. The Form 3 lists a holding entry only and shows no reported purchase or sale transactions. It simply states the number of common shares beneficially owned following the reported event.

Are any derivative securities reported for David A. Denker in this RMCF Form 3?

No. The Form 3 derivative section is empty, and the summary data show no derivative transactions and no remaining derivative positions reported for David A. Denker in this filing.

Is David A. Denker’s ownership in RMCF direct or indirect?

The ownership is reported as direct. The filing classifies the 38,369 shares of common stock with ownership type code “D,” indicating direct beneficial ownership rather than through an intermediate entity or trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/26/2026 - 03:03 PM EDT Accepted by SEC EDGAR 08/26/2026 - 03:02 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Denker David A

(Last) (First) (Middle)

265 TURNER DRIVE

(Street)

DURANGO COLORADO 81303

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
Rocky Mountain Chocolate Factory, Inc. [ RMCF ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	38,369	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Carrie E Cass - Attorney in Fact	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)