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Rocky Mountain Chocolate (RMCF) director reports zero share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Rocky Mountain Chocolate Factory, Inc. director Perez Jacome Friscione Alberto filed an initial ownership report on Form 3 as of 12/18/2025. The filing shows beneficial ownership of 0 shares of common stock held directly and no derivative securities listed in the accompanying table. This indicates that, at the time of becoming a reporting director, he did not report any equity or option holdings in the company.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Perez Jacome Friscione Alberto

(Last) (First) (Middle)
265 TURNER DRIVE

(Street)
DURANGO CO 81303

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/18/2025
3. Issuer Name and Ticker or Trading Symbol
Rocky Mountain Chocolate Factory, Inc. [ RMCF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Carrie E Cass - Attorney in Fact 01/15/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the RMCF Form 3 filing by Perez Jacome Friscione Alberto show?

The Form 3 shows that Perez Jacome Friscione Alberto, a director of Rocky Mountain Chocolate Factory, Inc., reported 0 shares of common stock beneficially owned as of 12/18/2025.

What is the relationship of Perez Jacome Friscione Alberto to Rocky Mountain Chocolate Factory (RMCF)?

Perez Jacome Friscione Alberto is reported as a director of Rocky Mountain Chocolate Factory, Inc. in this Form 3 filing.

How many RMCF common shares does the reporting person beneficially own after this Form 3?

Table I of the Form 3 lists 0 shares of Rocky Mountain Chocolate Factory, Inc. common stock beneficially owned, held in direct form.

Are any derivative securities reported for the RMCF director on this Form 3?

The Table II section for derivative securities shows no derivative securities reported for the director.

What is the event date associated with this RMCF Form 3?

The Form 3 lists the Date of Event Requiring Statement as 12/18/2025.

Is this RMCF Form 3 filed by one or multiple reporting persons?

The filing indicates it is a Form filed by One Reporting Person, namely Perez Jacome Friscione Alberto.
Rocky Mountain Chocolate Factory

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18.85M
5.94M
29.94%
45.14%
0.37%
Confectioners
Sugar & Confectionery Products
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United States
DURANGO