Rocky Mountain Chocolate awards director 7,000 shares

Director Melvin L. Keating received an equity award that brought his direct holdings in RMCF to just over 110,000 shares.

Rhea-AI Filing Summary

Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. KEATING MELVIN L reported acquisition or exercise transactions in this Form 4 filing.

Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Melvin L. Keating received a grant of 7,000 shares of Common Stock on September 22, 2026. The award was at a reported price of $0.00 per share, increasing his directly held stake to 110,079 shares.

Insider Trade Summary

Grant/Award: 7,000 shares

Grant/Award 1 txn

Insider KEATING MELVIN L

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	7,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 110,079 shares (Direct)

Key Figures

Shares acquired: 7,000 shares Reported price per share: $0.00 per share Shares held after transaction: 110,079 shares +1 more

4 metrics

Shares acquired 7,000 shares Grant, award, or other acquisition of Common Stock on September 22, 2026

Reported price per share $0.00 per share Equity award of 7,000 shares to director Melvin L. Keating

Shares held after transaction 110,079 shares Direct ownership by Melvin L. Keating after the September 22, 2026 grant

Number of acquire-type transactions 1 transaction Single grant, award, or other acquisition reported in this Form 4

Key Terms

Grant, award, or other acquisition, Common Stock, direct ownership

3 terms

Grant, award, or other acquisition financial

"transaction is described as a Grant, award, or other acquisition"

Common Stock financial

"security title is listed as Common Stock in the transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

direct ownership financial

"ownership type for the reported shares is indicated as direct"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RMCF disclose for director Melvin L. Keating?

Rocky Mountain Chocolate Factory disclosed that director Melvin L. Keating received a grant of 7,000 shares of Common Stock on September 22, 2026, classified as a grant, award, or other acquisition of shares.

How many RMCF shares does Melvin L. Keating hold after this Form 4 transaction?

After the reported grant, Melvin L. Keating directly holds 110,079 shares of Rocky Mountain Chocolate Factory Common Stock, according to the Form 4 disclosure.

Was the RMCF share grant to Melvin L. Keating a market purchase or a compensation award?

The transaction is coded as a grant, award, or other acquisition of Common Stock, indicating it is a form of equity award rather than a market purchase.

What price per share is reported for Melvin L. Keating’s RMCF stock grant?

The Form 4 reports a transaction price of $0.00 per share for the 7,000-share grant to Melvin L. Keating, consistent with a non-cash equity compensation award.

Was Melvin L. Keating’s RMCF transaction made under a Rule 10b5-1 trading plan?

No. The filing shows the Rule 10b5-1 checkbox as not affirmed, indicating the reported grant to Melvin L. Keating was not made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/22/2026 - 04:48 PM Accepted by SEC EDGAR 09/22/2026 - 04:48 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KEATING MELVIN L

(Last) (First) (Middle)

265 TURNER DRIVE

(Street)

DURANGO COLORADO 81303

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocky Mountain Chocolate Factory, Inc. [ RMCF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/22/2026		A		7,000	A	$0	110,079	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Carrie Cass - Attorney in Fact	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)