Wax Asset Management holds 2.51% of Rocky Mountain

Wax Asset Management, LLC filed an amended ownership report on Rocky Mountain Chocolate Factory, Inc. common stock.

Accepted by SEC EDGAR 02/13/2026 - 04:35 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Wax Asset Management, LLC filed an amended ownership report on Rocky Mountain Chocolate Factory, Inc. common stock. The firm reports beneficial ownership of 234,531 shares, equal to 2.51% of the outstanding common stock, as of the event date of 12/31/2025.

Wax Asset Management has sole voting and dispositive power over all reported shares and no shared power. The filing states the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the company.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stake does Wax Asset Management report in RMCF common stock?

Wax Asset Management reports beneficial ownership of 234,531 Rocky Mountain Chocolate Factory shares, representing 2.51% of the common stock. The firm has sole voting and dispositive power over these shares, with no shared authority reported in the Schedule 13G/A filing.

Is Wax Asset Management a controlling shareholder of RMCF?

No, Wax Asset Management reports owning 2.51% of RMCF common stock, which is below typical control levels. The filing states the shares were acquired and are held in the ordinary course of business and not to change or influence control of the issuer.

What is the event date for Wax Asset Management’s reported RMCF holdings?

The reported holdings relate to an event date of 12/31/2025. As of that date, Wax Asset Management beneficially owned 234,531 shares of Rocky Mountain Chocolate Factory common stock, representing 2.51% of the class, with sole voting and dispositive power.

Does Wax Asset Management share voting or dispositive power over its RMCF shares?

No, the filing shows sole voting power and sole dispositive power over all 234,531 shares. It reports zero shared voting power and zero shared dispositive power, indicating full control by Wax Asset Management over these reported securities.

Why does Wax Asset Management file a Schedule 13G/A for RMCF?

Schedule 13G/A is used to report certain beneficial ownership positions. Wax Asset Management filed to report its 2.51% stake in RMCF common stock, certifying the securities were acquired and are held in the ordinary course of business, not to influence control of the issuer.

Who signed the Rocky Mountain Chocolate Factory ownership report for Wax Asset Management?

The ownership report was signed by Evan Wax, identified as President of Wax Asset Management, LLC. The signature section certifies, after reasonable inquiry, that the information in the statement regarding RMCF share ownership is true, complete, and correct.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)

Rocky Mountain Chocolate Factory, Inc

(Name of Issuer)

Common Stock

(Title of Class of Securities)

77467X101

(CUSIP Number)

12/31/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 77467X101

1

Names of Reporting Persons

Wax Asset Management, LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 234,531.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 234,531.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

234,531.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

2.51 %

12

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Rocky Mountain Chocolate Factory, Inc
(b)	Address of issuer's principal executive offices: 265 TURNER DRIVE, DURANGO, CO, 80202
Item 2.
(a)	Name of person filing: Wax Asset Management, LLC
(b)	Address or principal business office or, if none, residence: 44 Cherry Lane Madison, CT 06443
(c)	Citizenship: United States
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.: 77467X101
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 234531
(b)	Percent of class: 2.51 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 234531
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 234531
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Wax Asset Management, LLC

Signature:	Evan Wax
Name/Title:	Evan Wax President
Date:	02/10/2026