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[Form 3/A] RiverNorth Opportunistic Municipal Income Fund, Inc. Amended Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3/A
Rhea-AI Filing Summary

Amended Form 3 overview

RiverNorth Strategic Holdings, LLC has filed a Form 3/A for RiverNorth Opportunities Fund, Inc. (RIV), reporting direct ownership of 76,796 common shares as of 22 Nov 2024. The sole purpose of the amendment is to replace the market-value figure originally disclosed on 26 Nov 2024 with the exact share count. The reporting entity is identified as an officer and holding company but is not marked as a 10% owner. No derivative securities are listed, and there are no other changes to insider ownership details.

Panoramica della Modifica al Modulo 3

RiverNorth Strategic Holdings, LLC ha presentato un Modulo 3/A per RiverNorth Opportunities Fund, Inc. (RIV), dichiarando la proprietà diretta di 76.796 azioni ordinarie al 22 novembre 2024. Lo scopo unico della modifica è sostituire il valore di mercato originariamente comunicato il 26 novembre 2024 con il conteggio esatto delle azioni. L'entità che effettua la segnalazione è identificata come dirigente e società holding, ma non è indicata come proprietaria del 10%. Non sono elencati titoli derivati e non ci sono altre modifiche ai dettagli della proprietà interna.

Resumen del Formulario 3 Enmendado

RiverNorth Strategic Holdings, LLC ha presentado un Formulario 3/A para RiverNorth Opportunities Fund, Inc. (RIV), reportando la propiedad directa de 76,796 acciones comunes al 22 de noviembre de 2024. El único propósito de la enmienda es reemplazar la cifra del valor de mercado originalmente divulgada el 26 de noviembre de 2024 por el conteo exacto de acciones. La entidad que reporta se identifica como un ejecutivo y compañía holding, pero no está marcada como propietario del 10%. No se listan valores derivados y no hay otros cambios en los detalles de propiedad interna.

수정된 양식 3 개요

RiverNorth Strategic Holdings, LLC는 RiverNorth Opportunities Fund, Inc. (RIV)에 대해 2024년 11월 22일 기준 76,796 보통주 직접 보유를 보고하는 양식 3/A를 제출했습니다. 수정의 유일한 목적은 2024년 11월 26일에 원래 공개된 시장 가치 수치를 정확한 주식 수로 대체하는 것입니다. 보고 주체는 임원 및 지주회사로 식별되지만 10% 소유자로 표시되지 않았습니다. 파생 증권은 없으며 내부자 소유 세부사항에 다른 변경 사항도 없습니다.

Vue d'ensemble du formulaire 3 modifié

RiverNorth Strategic Holdings, LLC a déposé un formulaire 3/A pour RiverNorth Opportunities Fund, Inc. (RIV), déclarant une propriété directe de 76 796 actions ordinaires au 22 novembre 2024. Le seul but de cet amendement est de remplacer la valeur marchande initialement divulguée le 26 novembre 2024 par le nombre exact d'actions. L'entité déclarante est identifiée comme un dirigeant et une société holding, mais n'est pas marquée comme propriétaire de 10%. Aucun titre dérivé n'est listé et il n'y a aucun autre changement concernant les détails de la propriété des initiés.

Übersicht über das geänderte Formular 3

RiverNorth Strategic Holdings, LLC hat ein Formular 3/A für RiverNorth Opportunities Fund, Inc. (RIV) eingereicht und meldet den direkten Besitz von 76.796 Stammaktien zum 22. November 2024. Der einzige Zweck der Änderung besteht darin, die ursprünglich am 26. November 2024 offengelegte Marktwertangabe durch die genaue Aktienanzahl zu ersetzen. Die meldende Einheit wird als leitender Angestellter und Holdinggesellschaft identifiziert, ist jedoch nicht als 10%-Eigentümer gekennzeichnet. Es sind keine Derivate aufgeführt, und es gibt keine weiteren Änderungen bei den Insider-Besitzdetails.

Positive
  • None.
Negative
  • None.

Insights

Routine Form 3/A correction; neutral governance and valuation impact.

The amendment merely clarifies that RiverNorth Strategic Holdings directly owns 76,796 RIV shares, replacing an earlier market-value disclosure. The stake remains well below the 10% threshold, no derivatives are involved, and there is no indication of additional buying or selling. As such, the filing is administrative in nature and does not meaningfully affect insider-ownership dynamics, strategic direction, or share-price outlook. Investors can view this as enhanced reporting accuracy rather than a signal of corporate change.

Panoramica della Modifica al Modulo 3

RiverNorth Strategic Holdings, LLC ha presentato un Modulo 3/A per RiverNorth Opportunities Fund, Inc. (RIV), dichiarando la proprietà diretta di 76.796 azioni ordinarie al 22 novembre 2024. Lo scopo unico della modifica è sostituire il valore di mercato originariamente comunicato il 26 novembre 2024 con il conteggio esatto delle azioni. L'entità che effettua la segnalazione è identificata come dirigente e società holding, ma non è indicata come proprietaria del 10%. Non sono elencati titoli derivati e non ci sono altre modifiche ai dettagli della proprietà interna.

Resumen del Formulario 3 Enmendado

RiverNorth Strategic Holdings, LLC ha presentado un Formulario 3/A para RiverNorth Opportunities Fund, Inc. (RIV), reportando la propiedad directa de 76,796 acciones comunes al 22 de noviembre de 2024. El único propósito de la enmienda es reemplazar la cifra del valor de mercado originalmente divulgada el 26 de noviembre de 2024 por el conteo exacto de acciones. La entidad que reporta se identifica como un ejecutivo y compañía holding, pero no está marcada como propietario del 10%. No se listan valores derivados y no hay otros cambios en los detalles de propiedad interna.

수정된 양식 3 개요

RiverNorth Strategic Holdings, LLC는 RiverNorth Opportunities Fund, Inc. (RIV)에 대해 2024년 11월 22일 기준 76,796 보통주 직접 보유를 보고하는 양식 3/A를 제출했습니다. 수정의 유일한 목적은 2024년 11월 26일에 원래 공개된 시장 가치 수치를 정확한 주식 수로 대체하는 것입니다. 보고 주체는 임원 및 지주회사로 식별되지만 10% 소유자로 표시되지 않았습니다. 파생 증권은 없으며 내부자 소유 세부사항에 다른 변경 사항도 없습니다.

Vue d'ensemble du formulaire 3 modifié

RiverNorth Strategic Holdings, LLC a déposé un formulaire 3/A pour RiverNorth Opportunities Fund, Inc. (RIV), déclarant une propriété directe de 76 796 actions ordinaires au 22 novembre 2024. Le seul but de cet amendement est de remplacer la valeur marchande initialement divulguée le 26 novembre 2024 par le nombre exact d'actions. L'entité déclarante est identifiée comme un dirigeant et une société holding, mais n'est pas marquée comme propriétaire de 10%. Aucun titre dérivé n'est listé et il n'y a aucun autre changement concernant les détails de la propriété des initiés.

Übersicht über das geänderte Formular 3

RiverNorth Strategic Holdings, LLC hat ein Formular 3/A für RiverNorth Opportunities Fund, Inc. (RIV) eingereicht und meldet den direkten Besitz von 76.796 Stammaktien zum 22. November 2024. Der einzige Zweck der Änderung besteht darin, die ursprünglich am 26. November 2024 offengelegte Marktwertangabe durch die genaue Aktienanzahl zu ersetzen. Die meldende Einheit wird als leitender Angestellter und Holdinggesellschaft identifiziert, ist jedoch nicht als 10%-Eigentümer gekennzeichnet. Es sind keine Derivate aufgeführt, und es gibt keine weiteren Änderungen bei den Insider-Besitzdetails.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
RiverNorth Strategic Holdings, LLC

(Last) (First) (Middle)
360 S. ROSEMARY AVE
SUITE 1420

(Street)
WEST PALM BEACH FL 33401

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/22/2024
3. Issuer Name and Ticker or Trading Symbol
RiverNorth Opportunistic Municipal Income Fund, Inc. [ RMI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Holding Co
5. If Amendment, Date of Original Filed (Month/Day/Year)
11/26/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest 5,010(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This is an amendment from the November 26, 2024 filing. The original filing had the market value of the shares in Box 2. This filing corrects that amount in Box 2 by disclosing the share amount only.
/s/ Marc Collins 07/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
RiverNorth Opp Muni Income Fund Inc

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