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Resolution Minerals CEO holds 28.8M shares

Initial Form 3 discloses the CEO of US Operations’ direct Ordinary Share, option and performance right holdings in RML.

(Moderate)

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Form Type
3

Rhea-AI Filing Summary

Resolution Minerals Ltd (RML) filed an initial ownership report for Lindsay Craig Thomas, who serves as CEO of US Operations. The filing shows direct holdings of 28,830,539 Ordinary Shares. It also lists several option packages over Ordinary Shares with exercise prices in Australian dollars and additional performance rights.

Insider Lindsay Craig Thomas
Role CEO of US Operations
Type Security Shares Price Value
holding Options -- -- --
holding Options -- -- --
holding Options -- -- --
holding Options -- -- --
holding Performance rights (right to receive) -- -- --
holding Ordinary Shares -- -- --
Holdings After Transaction: Options — 16,915,269 contracts (Direct); Performance rights (right to receive) — 4,000,000 contracts (Direct); Ordinary Shares — 28,830,539 shares (Direct)
Direct Ordinary Share holdings 28,830,539 shares Directly owned Ordinary Shares reported as of September 9, 2026
Options at A$0.0180 13,915,269 underlying Ordinary Shares Options with an exercise price of A$0.0180 expiring July 31, 2028
Options at A$0.1000 1,000,000 underlying Ordinary Shares Options with an exercise price of A$0.1000 expiring September 2, 2030
Options at A$0.1500 1,000,000 underlying Ordinary Shares Options with an exercise price of A$0.1500 expiring September 2, 2030
Options at A$0.2000 1,000,000 underlying Ordinary Shares Options with an exercise price of A$0.2000 expiring September 2, 2030
Performance rights 4,000,000 underlying Ordinary Shares at A$0.0000 Performance rights over Ordinary Shares expiring September 2, 2030
Performance rights (right to receive) financial
"Performance rights (right to receive) giving a right to receive Ordinary Shares"
Ordinary Shares financial
"Underlying security described as Ordinary Shares in the holdings"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
exercise price financial
"Holdings list an exercise price for options and performance rights"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who is the insider reporting holdings in Resolution Minerals Ltd (RML) on this Form 3?

The insider is Lindsay Craig Thomas, identified as the CEO of US Operations of Resolution Minerals Ltd. The filing reports his direct holdings of Ordinary Shares, options and performance rights in the company.

How many Ordinary Shares of RML does Lindsay Craig Thomas directly hold?

Lindsay Craig Thomas directly holds 28,830,539 Ordinary Shares of Resolution Minerals Ltd as reported in this Form 3. These are shown as directly owned after the reported holdings entry dated September 9, 2026.

What option holdings in RML does the Form 3 report for Lindsay Craig Thomas?

The filing reports options over 13,915,269 Ordinary Shares at an exercise price of A$0.0180 expiring July 31, 2028, and additional options over 1,000,000 Ordinary Shares each at A$0.1000, A$0.1500 and A$0.2000, all expiring September 2, 2030.

What performance rights in RML are disclosed for Lindsay Craig Thomas?

The Form 3 lists performance rights giving a right to receive 4,000,000 Ordinary Shares at an exercise price of A$0.0000, with an expiration date of September 2, 2030. These are reported as directly owned derivative holdings.

Are the option exercise prices in the RML Form 3 quoted in Australian dollars?

Yes. The remarks state that all conversion prices are in Australian dollars, so the exercise prices for the reported options and performance rights are denominated in Australian dollars.

Does this RML Form 3 report any recent purchases or sales of securities by Lindsay Craig Thomas?

No. The entries are characterized as holdings, showing existing positions in Ordinary Shares, options and performance rights. The summary data show no recorded buys, sells, exercises, gifts or other transactions in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Lindsay Craig Thomas

(Last)(First)(Middle)
LEVEL 21, 91 KING WILLIAM STREET

(Street)
ADELAIDE, SOUTH AUSTRALIA5000

(City)(State)(Zip)

AUSTRALIA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
09/09/2026
3. Issuer Name and Ticker or Trading Symbol
Resolution Minerals Ltd [ RML ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CEO of US Operations
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares28,830,539D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Options09/03/202607/31/2028Ordinary Shares13,915,269$0.018D
Options07/01/202609/02/2030Ordinary Shares1,000,000$0.1D
Options07/01/202609/02/2030Ordinary Shares1,000,000$0.15D
Options07/01/202609/02/2030Ordinary Shares1,000,000$0.2D
Performance rights (right to receive)08/01/202609/02/2030Ordinary Shares4,000,000$0D
Explanation of Responses:
Remarks:
All conversion prices are in Australian dollars
/s/ Craig Thomas Lindsay09/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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