STOCK TITAN

Royce Micro-Cap Trust (RMT) president adds 3,600 shares at $14.12

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

ROYCE MICRO-CAP TRUST, INC. president Christopher D. Clark made an open-market purchase of 3,600 shares of Common Stock at $14.12 per share. This transaction increases his direct holdings to 73,319 shares, signaling a modest addition to his personal stake in the fund.

Positive

  • None.

Negative

  • None.
Insider CLARK CHRISTOPHER D
Role President
Bought 3,600 shs ($51K)
Type Security Shares Price Value
Purchase Common Stock 3,600 $14.12 $51K
Holdings After Transaction: Common Stock — 73,319 shares (Direct, null)
Footnotes (1)
Shares purchased 3,600 shares Open-market purchase on 2026-06-15
Purchase price $14.12 per share Price paid for RMT Common Stock
Shares held after 73,319 shares Direct holdings following the transaction
Net buy shares 3,600 shares Net buy direction in transaction summary
open-market purchase financial
"transaction_action: open-market purchase"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"Insider transaction reported on Form 4"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
direct ownership financial
"ownership_type: direct, ownership_code: D"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CLARK CHRISTOPHER D

(Last)(First)(Middle)
ONE MADISON AVENUE

(Street)
NEW YORK NEW YORK 10010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROYCE MICRO-CAP TRUST, INC. [ RMT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)XOther (specify below)
PresidentCEO - Investment Advisor
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/15/2026P3,600A$14.1273,319D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Christopher D. Clark06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did RMT president Christopher D. Clark do in this Form 4 filing?

Christopher D. Clark reported an open-market purchase of 3,600 shares of ROYCE MICRO-CAP TRUST, INC. common stock. The transaction reflects a direct increase in his personal holdings, as disclosed in this Form 4 insider trading report.

How many RMT shares did Christopher D. Clark buy and at what price?

He bought 3,600 shares of ROYCE MICRO-CAP TRUST, INC. common stock at a price of $14.12 per share. This was recorded as an open-market purchase under transaction code P in the Form 4 filing.

What are Christopher D. Clark’s total RMT holdings after this transaction?

After the reported purchase, Christopher D. Clark directly holds 73,319 shares of ROYCE MICRO-CAP TRUST, INC. common stock. This total reflects his position immediately following the 3,600-share open-market acquisition disclosed in the Form 4.

Was the RMT insider transaction a purchase or a sale?

The insider transaction was a purchase. The Form 4 lists transaction code P and describes it as an open-market purchase, with 3,600 shares acquired and no shares sold in this particular filing.

Does Christopher D. Clark hold RMT shares directly or indirectly?

The filing classifies his ownership as direct, indicated by the D code and direct ownership type. The reported 73,319 shares of ROYCE MICRO-CAP TRUST, INC. common stock are therefore held in his own name rather than through an intermediary entity.