Royce Micro-Cap (RMT) president adds 6,500 shares in open-market buy

Rhea-AI Filing Summary

ROYCE MICRO-CAP TRUST, INC. president and director Christopher D. Clark made an open-market purchase of 6,500 shares of the company’s common stock. The shares were bought at a price of $11.48 per share. Following this transaction, his directly owned stake increased to 68,648 common shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CLARK CHRISTOPHER D

(Last) (First) (Middle)

C/O ROYCE MICRO-CAP TRUST, INC.

ONE MADISON AVENUE

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROYCE MICRO-CAP TRUST, INC. [ RMT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)	X	Other (specify below)
	President		CEO - Investment Advisor

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
03/25/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/24/2026		P		6,500	A	$11.48	68,648	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Filed to correct the year in Table I.2.

	Christopher D. Clark	03/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RMT’s Christopher D. Clark report on this Form 4/A?

Christopher D. Clark reported buying 6,500 RMT shares. He acquired common stock of ROYCE MICRO-CAP TRUST, INC. in an open-market purchase, reflecting a direct increase in his personal ownership position in the fund’s shares.

At what price did Christopher D. Clark buy ROYCE MICRO-CAP TRUST (RMT) shares?

Clark purchased the RMT shares at $11.48 each. The Form 4/A shows an open-market transaction where 6,500 common shares were acquired at a per-share price of $11.48, establishing the cost basis for this reported insider purchase.

How many ROYCE MICRO-CAP TRUST (RMT) shares does Clark own after this transaction?

After the trade, Clark owns 68,648 RMT shares directly. The Form 4/A states that his total directly held common stock position increased to 68,648 shares following completion of the 6,500-share open-market purchase.

Is the reported RMT insider transaction an open-market purchase or another type of trade?

The reported RMT transaction is an open-market purchase. The filing lists transaction code “P” and describes it as an open-market or private purchase of common stock, indicating a straightforward buy rather than an option exercise or other derivative activity.

Does Christopher D. Clark hold ROYCE MICRO-CAP TRUST (RMT) shares directly or indirectly?

Clark holds the reported RMT shares directly. The ownership code is listed as “D” for direct ownership, and the nature of ownership field is blank, indicating these common shares are personally held rather than through a trust or other entity.