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Royce Micro-Cap Trust (RMT) president adds 6,500 shares in open-market buy

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Royce Micro-Cap Trust, Inc. reported that President and director Christopher D. Clark made an open-market purchase of 6,500 shares of the company’s Common Stock at a price of $11.48 per share. Following this transaction, he directly holds 68,648 shares of Common Stock.

Positive

  • None.

Negative

  • None.
Insider CLARK CHRISTOPHER D
Role President
Bought 6,500 shs ($75K)
Type Security Shares Price Value
Purchase Common Stock 6,500 $11.48 $75K
Holdings After Transaction: Common Stock — 68,648 shares (Direct)
Footnotes (1)
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CLARK CHRISTOPHER D

(Last)(First)(Middle)
C/O ROYCE MICRO-CAP TRUST, INC.
ONE MADISON AVENUE

(Street)
NEW YORK NEW YORK 10010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROYCE MICRO-CAP TRUST, INC. [ RMT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)XOther (specify below)
PresidentCEO - Investment Advisor
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/24/2002P6,500A$11.4868,648D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Christopher D. Clark03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RMT report in this Form 4?

Royce Micro-Cap Trust reported that President and director Christopher D. Clark bought 6,500 shares of Common Stock in an open-market purchase at $11.48 per share, increasing his direct holdings to 68,648 shares after the transaction.

Who is the insider involved in the latest RMT Form 4 filing?

The insider is Christopher D. Clark, President, director, and CEO of the investment advisor to Royce Micro-Cap Trust. He reported an open-market purchase of 6,500 Common Stock shares, bringing his direct ownership to 68,648 shares following the trade.

How many RMT shares did Christopher D. Clark buy and at what price?

Christopher D. Clark bought 6,500 shares of Royce Micro-Cap Trust Common Stock at $11.48 per share. The transaction is classified as an open-market purchase, indicating he acquired the shares in regular market trading rather than through a grant or option exercise.

What is Christopher D. Clark’s RMT shareholding after this transaction?

After the reported purchase, Christopher D. Clark directly owns 68,648 shares of Royce Micro-Cap Trust Common Stock. This figure reflects his total direct holdings immediately following the 6,500-share open-market acquisition disclosed in the Form 4 filing.

Does the RMT Form 4 show any insider stock sales?

No insider sales are shown in this Form 4. The filing reports only an open-market purchase of 6,500 Common Stock shares by Christopher D. Clark, with the transaction summary indicating a net-buy direction and no sell transactions during the reported period.
Royce Micro-Cap Trust

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