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[Form 3] ROCKWELL MEDICAL, INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Rockwell Medical, Inc. (RMTI) director files initial ownership report with no holdings

A reporting person serving as a director of Rockwell Medical, Inc. has filed a Form 3, which is the initial statement of beneficial ownership of securities. The filing states that no securities are beneficially owned by the reporting person at this time. The form is filed on an individual basis for one reporting person.

The filing also notes that it was submitted late because of administrative delays in obtaining the reporting person’s EDGAR access codes. A power of attorney is referenced, authorizing an attorney-in-fact to sign the form on the reporting person’s behalf.

Positive
  • None.
Negative
  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Dawson Joseph H

(Last) (First) (Middle)
C/O ROCKWELL MEDICAL, INC.
30142 WIXOM ROAD

(Street)
WIXOM MI 48393

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/17/2025
3. Issuer Name and Ticker or Trading Symbol
ROCKWELL MEDICAL, INC. [ RMTI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Ex. 24 - Power of Attorney. This Form 3 is being filed late due to administrative delays in obtaining the Reporting Person's EDGAR codes.
No securities are beneficially owned.
/s/ Megan Timmins, Attorney-in-Fact for Joseph H. Dawson 11/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the RMTI Form 3 filing disclose about the director's holdings?

The Form 3 for Rockwell Medical, Inc. (RMTI) states that the reporting person, who is a director, currently has no securities beneficially owned.

Who is filing this Form 3 for Rockwell Medical (RMTI)?

The Form 3 relates to a director of Rockwell Medical, Inc. (RMTI), with the form signed by Megan Timmins as attorney-in-fact for Joseph H. Dawson.

Why was the RMTI Form 3 filed late?

The remarks section explains that the Form 3 was filed late due to administrative delays in obtaining the Reporting Person's EDGAR codes.

Is this RMTI Form 3 filed jointly with other reporting persons?

No. The filing indicates that it is a Form filed by one reporting person, not a joint or group filing.

Does the RMTI Form 3 include any derivative securities?

No. The filing includes standard tables for derivative securities, but the remarks clearly state that no securities are beneficially owned.

What role does Joseph H. Dawson have at Rockwell Medical (RMTI)?

In this Form 3, the reporting person is identified as a director of Rockwell Medical, Inc. (RMTI).
Rockwell Med Inc

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WIXOM