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Rank One Computing (ROC) COO details vested and vesting stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Rank One Computing Corp Chief Operating Officer Jonathan Blake Moore filed an initial ownership report showing his equity awards in the company. The filing lists two stock option grants, each giving the right to buy common shares at an exercise price of 2.4000 per share.

One option grant covers 25,050 underlying common shares and was issued under the 2018 Equity Incentive Plan, with the footnote stating these options were fully vested as of December 31, 2025 and expire on August 29, 2032. A second grant covers 75,150 underlying common shares under the same plan, vesting 1/60th each month after a vesting commencement date of January 1, 2024, and expiring on May 3, 2034. The report shows no common stock directly held.

Positive

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Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Moore Jonathan Blake

(Last) (First) (Middle)
C/O RANK ONE COMPUTING CORPORATION
1290 BROADWAY, SUITE 1200

(Street)
DENVER CO 80203

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/23/2026
3. Issuer Name and Ticker or Trading Symbol
Rank One Computing Corp [ ROC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock; $0.01 par value 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) 08/29/2025(1) 08/29/2032 Common Stock 25,050(1) $2.4(3) D
Option (right to buy) (2) 05/03/2034 Common Stock 75,150(2) $2.4(3) D
Explanation of Responses:
1. Represents options issued under the 2018 Equity Incentive Plan held by J. Blake Moore which have fully vested as of December 31, 2025.
2. Represents options issued under the 2018 Equity Incentive Plan held by J. Blake Moore of which 1/60th vest each month after the vesting commencement date of 1/1/2024.
3. Exercise price.
/s/ J. Blake Moore 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Rank One Computing (ROC) COO Jonathan Blake Moore report on this Form 3?

Jonathan Blake Moore reports his initial ownership in Rank One Computing through stock options only. The filing lists two option grants under the 2018 Equity Incentive Plan, each with specified vesting schedules, exercise price of 2.4000 per share, and long-dated expiration terms.

How many Rank One Computing (ROC) shares are covered by Jonathan Blake Moore’s stock options?

The filing shows options over a total of 100,200 underlying common shares. One grant covers 25,050 shares, and another covers 75,150 shares. Both were issued under the 2018 Equity Incentive Plan and have separate vesting schedules and expiration dates.

What are the vesting terms of Jonathan Blake Moore’s Rank One Computing (ROC) options?

One option grant for 25,050 shares is fully vested as of December 31, 2025. A second grant for 75,150 shares vests 1/60th each month after a vesting commencement date of January 1, 2024, creating gradual monthly vesting over time.

What exercise price and expiration dates apply to Jonathan Blake Moore’s ROC options?

Both option grants have an exercise price of 2.4000 per share. The fully vested 25,050-share grant expires on August 29, 2032, while the 75,150-share grant with monthly vesting expires later, on May 3, 2034, providing extended exercise windows.

Does Rank One Computing (ROC) COO Jonathan Blake Moore hold any common stock directly?

The Form 3 shows zero common shares held directly by Jonathan Blake Moore. His reported equity exposure in Rank One Computing comes entirely through stock options with defined vesting schedules, exercise price of 2.4000, and long-term expiration dates.
Rank One Computing Corporation

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