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Rank One Computing Corp (ROC) reported that its Chief Executive Officer and director, Brian Scott Swann, received a grant of 106,990 incentive stock options on September 1, 2026. The options permit the purchase of an equal number of shares of common stock at an exercise price of $4.12 per share and expire on September 1, 2036. Three-twentieths of the shares subject to this option are scheduled to vest on December 1, 2026, with the remaining shares vesting in seventeen equal quarterly installments thereafter. Following this award, Swann holds 106,990 options directly, and no Rule 10b5-1 trading plan is reported in connection with this grant.
Rank One Computing Corp (ROC) reported that its General Counsel, Ray David Simpson, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and expire on September 1, 2036, representing a compensation-related equity award rather than a market purchase or sale.
According to the vesting terms, 3/20 of the options will vest on December 1, 2026, and the remaining shares will vest in 17 equal installments on each three-month anniversary thereafter. Following this grant, Simpson holds 17,830 options directly.
Rank One Computing Corp (ROC) reported that its Chief Operating Officer, Jonathan Blake Moore, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and are exercisable for an equal number of shares of Common Stock until September 1, 2036. Three-twentieths of the options vest on December 1, 2026, with the remainder vesting in 17 equal quarterly installments thereafter.
Rank One Computing Corp (ROC) reported that Chief Technology Officer and director Joshua Charles Klontz, who is also a ten percent owner, received a grant of 26,745 incentive stock options on September 1, 2026. These options have an exercise price of $4.12 per share and expire on September 1, 2036. According to the vesting terms, three-twentieths of the options vest on December 1, 2026, with the remaining options vesting in seventeen equal quarterly installments thereafter.
Rank One Computing Corp (ROC) reported that President and Board Chairman Brendan Francis Klare received a grant of 26,745 incentive stock options on September 1, 2026. These options have an exercise price of $4.12 per share and are exercisable for an equal number of shares of common stock until September 1, 2036.
According to the vesting terms, 3/20 of the options vest on December 1, 2026, and the remaining options vest in 17 equal installments every three months thereafter. The filing does not indicate that this grant was made under a Rule 10b5-1 trading plan.
Rank One Computing Corp (ROC) director Kathleen Louise Kiernan purchased common stock in the company. On September 14, 2026, she bought 4,000 shares of ROC common stock in multiple open market transactions at a weighted average price of $4.3587 per share, resulting in direct ownership of 4,000 shares. No Rule 10b5-1 trading plan is reported for these purchases.
Rank One Computing Corp (ROC) reported that its Chief Financial Officer, Barnes Cody Heidt, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and are exercisable for an equal number of common shares until September 1, 2036.
According to the vesting terms, 3/20 of the option shares vest on December 1, 2026, and the remaining shares vest in 17 equal quarterly installments thereafter.
Rank One Computing Corporation (ROC) completed the acquisition of 100% of the equity interests of Zuccaro Technical Consulting LLC (ZTC) on August 31, 2026, making ZTC a wholly owned subsidiary. The deal integrates ZTC’s digital forensics capabilities and cleared engineering team into ROC’s Vision AI platform and ROC Evidence product, aiming to offer a more comprehensive end-to-end investigative intelligence solution for government and commercial customers. ROC highlights benefits such as incremental revenue from ZTC’s existing government business, expanded federal customer relationships, and cross-selling opportunities across ROC’s Vision AI portfolio, as well as a larger addressable market and the ability to pursue larger investigative intelligence programs. Historical and pro forma financial information related to the acquisition will be provided in accordance with SEC rules.
Rank One Computing Corp (ROC) is reported to have a significant shareholder, Laurence W. Lytton, who beneficially owns 967,807 shares of the company’s Common Stock, representing 5.1% of the class. This percentage is based on 19,080,127 shares outstanding as of August 7, 2026. Lytton has sole voting and sole dispositive power over all 967,807 shares, with no shared voting or dispositive power disclosed.
Rank One Computing Corporation (ROC) entered into new Lock-Up Agreements on August 19, 2026 with certain executive management members. These agreements restrict them from selling, transferring, or otherwise disposing of their Rank One common stock or related convertible or exercisable securities until February 23, 2027, subject to limited exceptions.
The covered executives beneficially own about 54% of total outstanding common shares and 66% of non‑publicly traded common shares as of August 18, 2026. Their voluntary lock-up extends by six months the original six‑month IPO-related lock-up period, effectively maintaining a large insider ownership stake off the market for approximately one year.