Welcome to our dedicated page for Rank One Computing Corporation SEC filings (Ticker: ROC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rank One Computing Corporation filings document material-event disclosures, capital-structure matters, and public-company reporting items for its Nasdaq-listed common stock. The company's 8-K records identify ROC as a Colorado corporation, describe its common stock registration on the Nasdaq Stock Market, and report events connected with its initial public offering and over-allotment activity.
ROC's regulatory disclosures also cover governance and security-structure topics associated with an emerging growth company. These records provide formal disclosure of material agreements, shareholder voting matters when applicable, capital actions, and other corporate events related to the company's transition into a public Vision AI issuer.
Rank One Computing Corp director Kathleen Louise Kiernan filed an initial Form 3 reporting her status as a director of the company. The filing does not list any reportable holdings or transactions, so it mainly serves as a baseline disclosure of her insider reporting obligations.
Rank One Computing Corporation appointed Dr. Kathleen L. Kiernan as an independent member of its Board of Directors, effective June 15, 2026, filling a newly created board seat. She will serve until the next annual meeting of shareholders or until a successor is chosen.
Dr. Kiernan, age 70, brings a three-decade background in federal law enforcement, homeland security, and biometric identity technology, including serving as President of NEC National Security Systems from 2021 to 2025 and as Assistant Director at the U.S. Bureau of Alcohol, Tobacco and Firearms. Following her appointment, the Board consists of eight directors, five of whom are independent.
For her board service, she will receive an annual equity retainer of $50,000 in restricted stock units and an annual cash retainer of $12,500, both prorated from June 15, 2026, and will enter into the company’s standard Director Indemnification Agreement. A press release dated June 16, 2026, providing additional background on her experience and ROC’s Vision AI focus, is included as an exhibit.
Rank One Computing Corporation reported a weaker first quarter of 2026 as it ramped up after its Nasdaq IPO while maintaining strong product momentum. Revenue was $2.55 million, down 20% from $3.17 million a year earlier, mainly because government R&D contract revenue dropped 69% due to procurement delays following the late-2025 U.S. government shutdown.
Product revenue was relatively stable at $2.32 million versus $2.44 million, with strong growth in key offerings: ROC Watch revenue rose 77% and ROC ABIS revenue rose 255% year-over-year, partly offset by lower ROC SDK and ROC Enroll revenue. Gross margin remained high at 79%, but operating expenses increased to $5.0 million from $3.5 million as the company invested in product development, business development, and public company infrastructure.
Net loss widened to $3.04 million from $0.74 million, and basic and diluted loss per share was ($0.18) versus ($0.05). Following its IPO, ROC’s balance sheet improved significantly, with cash and cash equivalents of $16.6 million as of March 31, 2026 and no long-term or structured debt, providing resources to support growth across its Vision AI platform.
Rank One Computing Corporation reported weaker results for the three months ended March 31, 2026 while transforming its balance sheet through an initial public offering. Revenue fell to $2.55 million, down 20% from the prior-year quarter, as product revenue dipped 5% and research and development contract revenue dropped 69%. Gross margin remained strong at 79%.
Operating expenses rose 42% to $5.02 million, driven by higher selling, general and administrative and research and development spending, leading to a net loss of $3.04 million compared with $0.74 million a year earlier. Diluted net loss per share was $0.18. In February and March 2026, the company completed its IPO and a partial over-allotment exercise, issuing 4,058,477 shares at $6.00 per share and raising approximately $21.5 million in net proceeds. Cash increased to $16.62 million, the line of credit balance declined to $0.24 million, and stockholders’ equity improved to $18.29 million. Management believes existing cash, expected operating cash flows, and remaining borrowing capacity are sufficient to fund operations for at least twelve months.
Rank One Computing Corp amendment to a Schedule 13G/A reports that Joshua Klontz, CTO & Director, beneficially owns 4,751,706 shares of Common Stock, representing 24.0% of the class. The filing lists sole voting and sole dispositive power over the same 4,751,706 shares. The signature date is 04/29/2026.
Rank One Computing Corp amendment to a Schedule 13G reports that Scott Klum beneficially owns 3,036,060 shares of Common Stock, representing 15.8% of the class. The filing lists sole voting power and sole dispositive power over those shares.
The form includes issuer details (1290 Broadway, Suite 1200, Denver, CO) and a signature dated 04/29/2026. This Amendment No. 1 updates the ownership table for Scott Klum as reported on the Schedule 13G/A.
Rank One Computing Corp ownership amendment reports that B. Scott Swann beneficially owns 1,319,300 shares of Common Stock, representing 6.5% of the class. The filing lists Swann's sole voting and dispositive power over the 1,319,300 shares. The certification is signed on 04/29/2026.
Rank One Computing Corp Schedule 13G/A: Benjamin Klein reports beneficial ownership of 1,416,716 shares of Common Stock, representing 7.4% of the class. The filing lists sole voting power and sole dispositive power over all 1,416,716 shares. The signature date on the amendment is 04/29/2026.
This amendment updates the beneficial‑ownership disclosure for Mr. Klein and records his ownership level and voting/dispositive powers as stated above.
Brendan Klare filed an amendment to a Schedule 13G reporting beneficial ownership of 4,751,706 shares of Rank One Computing Corp common stock, representing 24.0% of the class. The filing lists sole voting and dispositive power over the same 4,751,706 shares. The form is signed 04/29/2026.
Joshua Klontz reported beneficial ownership of 4,737,790 shares of Rank One Computing Corporation common stock, representing 25.3% of the class as reported. The filing lists sole voting power of 4,737,790 shares and a sole dispositive power figure shown as 1,302,600 shares within Item 4; the cover block also lists dispositive power as 4,737,790. The filing identifies the issuer CUSIP 753040104 and an internal date of 02/19/2026. The document is signed by General Counsel David Ray on 04/20/2026.