Rank One Computing Corporation filings document material-event disclosures, capital-structure matters, and public-company reporting items for its Nasdaq-listed common stock. The company's 8-K records identify ROC as a Colorado corporation, describe its common stock registration on the Nasdaq Stock Market, and report events connected with its initial public offering and over-allotment activity.
ROC's regulatory disclosures also cover governance and security-structure topics associated with an emerging growth company. These records provide formal disclosure of material agreements, shareholder voting matters when applicable, capital actions, and other corporate events related to the company's transition into a public Vision AI issuer.
Rank One Computing Corp (ROC) director Steven Mark Martinez acquired 7,294 shares of common stock on September 1, 2026, issued in settlement of restricted stock units granted under the company's 2026 Equity Incentive Plan. The units were fully vested on the date of grant. Martinez held 7,294 shares directly following the transaction.
Rank One Computing Corp (ROC) director Kathleen Louise Kiernan acquired 2,510 shares of common stock on September 1, 2026, in settlement of restricted stock units granted that day under the issuer’s 2026 Equity Incentive Plan. The units were fully vested on the date of grant, and her directly held position following the transaction was 2,510 shares. This was a compensation-related award rather than a reported market purchase.
Rank One Computing Corp (ROC) director Edward Francis Davis acquired 7,294 shares of common stock on September 1, 2026, through settlement of restricted stock units granted under the issuer’s 2026 Equity Incentive Plan. The units were fully vested on the grant date, and Davis directly held 7,294 shares following the transaction.
Rank One Computing Corp (ROC) director Dawn Clawson Meyerriecks acquired 7,294 shares of common stock on September 1, 2026, through an award. The shares were issued in settlement of restricted stock units granted under the company’s 2026 Equity Incentive Plan and were fully vested on the grant date. Her reported direct holdings after the transaction were 7,294 shares.
Rank One Computing Corp director Brian Ashley Hibbeln acquired 7,294 shares of common stock on September 1, 2026. The shares were issued in settlement of restricted stock units granted under the company’s 2026 Equity Incentive Plan; the units were fully vested on the grant date. His reported direct holdings after the transaction were 7,294 shares.
Rank One Computing Corporation (ROC) appointed Dr. Anil Jain as an independent director effective October 5, 2026, filling a vacancy created when the board expanded from eight to nine directors. He will serve until the next annual meeting or until a successor is elected or appointed and qualified. Jain has served as a University Distinguished Professor and Douglas E. Zongker Endowed Professor at Michigan State University since 1974.
His director compensation includes an annual $50,000 equity retainer in restricted stock units, with the first grant set for December 1, 2026, and an annual $12,500 cash retainer; both are prorated for the fiscal year portion remaining as of October 5. Separately, he has provided technical advisory services since September 1, 2026, for $30,000 per year, payable quarterly in arrears, plus reimbursement of pre-approved expenses.
Anil Kumar Jain, a director of Rank One Computing Corp (ROC), reported direct ownership of 83,500 shares of common stock on October 5, 2026.
Rank One Computing Corp (ROC) ten-percent owner Scott Jeffrey Klum reported selling 1,200,000 shares of common stock on September 30, 2026, at $3.42 per share. He held the shares directly and reported 1,752,560 shares after the sale. No Rule 10b5-1 plan is reported for the transaction. The transaction is described as a sale in the open market or a private transaction.
Rank One Computing Corp. (ROC) entered into a contract with the U.S. Department of Justice’s Executive Office for United States Attorneys to develop and support a Digital Evidence Review Platform for reviewing, analyzing, and producing digital evidence, including cellphone and social media data. The one-year base period runs from September 22, 2026 through September 21, 2027, and EOUSA is obligated to pay $7,414,143.80 for that period.
The contract includes seven successive one-year options. If EOUSA exercises all seven, the potential amount payable over the eight-year term is $64,301,418.24. EOUSA may elect to exercise the options, subject to the availability of appropriations, and only the base period is presently funded. The base period includes setup services on a time-and-materials basis subject to a not-to-exceed amount; later option periods include operations, maintenance, and support services. The government may terminate or decline to renew the contract, in whole or in part, at its convenience.
Rank One Computing Corp (ROC) reported that its Chief Executive Officer and director, Brian Scott Swann, received a grant of 106,990 incentive stock options on September 1, 2026. The options permit the purchase of an equal number of shares of common stock at an exercise price of $4.12 per share and expire on September 1, 2036. Three-twentieths of the shares subject to this option are scheduled to vest on December 1, 2026, with the remaining shares vesting in seventeen equal quarterly installments thereafter. Following this award, Swann holds 106,990 options directly, and no Rule 10b5-1 trading plan is reported in connection with this grant.