Rank One Computing Corporation filings document material-event disclosures, capital-structure matters, and public-company reporting items for its Nasdaq-listed common stock. The company's 8-K records identify ROC as a Colorado corporation, describe its common stock registration on the Nasdaq Stock Market, and report events connected with its initial public offering and over-allotment activity.
ROC's regulatory disclosures also cover governance and security-structure topics associated with an emerging growth company. These records provide formal disclosure of material agreements, shareholder voting matters when applicable, capital actions, and other corporate events related to the company's transition into a public Vision AI issuer.
Rank One Computing Corp (ROC) reported that its General Counsel, Ray David Simpson, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and expire on September 1, 2036, representing a compensation-related equity award rather than a market purchase or sale.
According to the vesting terms, 3/20 of the options will vest on December 1, 2026, and the remaining shares will vest in 17 equal installments on each three-month anniversary thereafter. Following this grant, Simpson holds 17,830 options directly.
Rank One Computing Corp (ROC) reported that its Chief Operating Officer, Jonathan Blake Moore, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and are exercisable for an equal number of shares of Common Stock until September 1, 2036. Three-twentieths of the options vest on December 1, 2026, with the remainder vesting in 17 equal quarterly installments thereafter.
Rank One Computing Corp (ROC) reported that Chief Technology Officer and director Joshua Charles Klontz, who is also a ten percent owner, received a grant of 26,745 incentive stock options on September 1, 2026. These options have an exercise price of $4.12 per share and expire on September 1, 2036. According to the vesting terms, three-twentieths of the options vest on December 1, 2026, with the remaining options vesting in seventeen equal quarterly installments thereafter.
Rank One Computing Corp (ROC) reported that President and Board Chairman Brendan Francis Klare received a grant of 26,745 incentive stock options on September 1, 2026. These options have an exercise price of $4.12 per share and are exercisable for an equal number of shares of common stock until September 1, 2036.
According to the vesting terms, 3/20 of the options vest on December 1, 2026, and the remaining options vest in 17 equal installments every three months thereafter. The filing does not indicate that this grant was made under a Rule 10b5-1 trading plan.
Rank One Computing Corp (ROC) director Kathleen Louise Kiernan purchased common stock in the company. On September 14, 2026, she bought 4,000 shares of ROC common stock in multiple open market transactions at a weighted average price of $4.3587 per share, resulting in direct ownership of 4,000 shares. No Rule 10b5-1 trading plan is reported for these purchases.
Rank One Computing Corp (ROC) reported that its Chief Financial Officer, Barnes Cody Heidt, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and are exercisable for an equal number of common shares until September 1, 2036.
According to the vesting terms, 3/20 of the option shares vest on December 1, 2026, and the remaining shares vest in 17 equal quarterly installments thereafter.
Rank One Computing Corporation (ROC) completed the acquisition of 100% of the equity interests of Zuccaro Technical Consulting LLC (ZTC) on August 31, 2026, making ZTC a wholly owned subsidiary. The deal integrates ZTC’s digital forensics capabilities and cleared engineering team into ROC’s Vision AI platform and ROC Evidence product, aiming to offer a more comprehensive end-to-end investigative intelligence solution for government and commercial customers. ROC highlights benefits such as incremental revenue from ZTC’s existing government business, expanded federal customer relationships, and cross-selling opportunities across ROC’s Vision AI portfolio, as well as a larger addressable market and the ability to pursue larger investigative intelligence programs. Historical and pro forma financial information related to the acquisition will be provided in accordance with SEC rules.
Rank One Computing Corp (ROC) is reported to have a significant shareholder, Laurence W. Lytton, who beneficially owns 967,807 shares of the company’s Common Stock, representing 5.1% of the class. This percentage is based on 19,080,127 shares outstanding as of August 7, 2026. Lytton has sole voting and sole dispositive power over all 967,807 shares, with no shared voting or dispositive power disclosed.
Rank One Computing Corporation (ROC) entered into new Lock-Up Agreements on August 19, 2026 with certain executive management members. These agreements restrict them from selling, transferring, or otherwise disposing of their Rank One common stock or related convertible or exercisable securities until February 23, 2027, subject to limited exceptions.
The covered executives beneficially own about 54% of total outstanding common shares and 66% of non‑publicly traded common shares as of August 18, 2026. Their voluntary lock-up extends by six months the original six‑month IPO-related lock-up period, effectively maintaining a large insider ownership stake off the market for approximately one year.
Rank One Computing Corporation reported second-quarter 2026 revenue of $5.1 million, up 2% year over year and nearly doubling from $2.5 million in the first quarter. Government R&D contract revenue rose 41% to $3.0 million, and gross margin expanded to 90% from 80%, driven by a higher mix of software license revenue.
Product revenue declined 26% year over year to $2.1 million as a large ROC Watch deployment completed in 2025, but core Vision AI products grew strongly: ROC SDK revenue increased 84% to $1.6 million, ROC ABIS 723% to $164,000, and ROC Enroll 125% to $83,000, while ROC Evidence generated its first commercial revenue. Higher selling, general and administrative and R&D spending lifted operating expenses to $5.3 million, leading to a net loss of $0.8 million versus prior-year net income of $0.6 million.
As of June 30, 2026, the company held $11.9 million in cash, $14.8 million in working capital, and no debt after repaying its line of credit, supported by $21.5 million of IPO proceeds. ROC also announced a $4.9 million follow-on U.S. Department of War contract, a planned acquisition of Zuccaro Technical Consulting, a SAFETY Act DT&E designation for ROC Watch, and leading NIST benchmark rankings.