Rank One Computing GC granted 17,830 options

Rank One Computing’s General Counsel received 17,830 incentive stock options at a $4.12 exercise price, vesting over multiple years.

Rhea-AI Filing Summary

Rank One Computing Corp (ROC) reported that its General Counsel, Ray David Simpson, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and expire on September 1, 2036, representing a compensation-related equity award rather than a market purchase or sale.

According to the vesting terms, 3/20 of the options will vest on December 1, 2026, and the remaining shares will vest in 17 equal installments on each three-month anniversary thereafter. Following this grant, Simpson holds 17,830 options directly.

Insider Trade Summary

Grant/Award: 17,830 shares

Grant/Award 1 txn

Insider Ray David Simpson

Role General Counsel

Type	Security	Shares	Price	Value
Grant/Award	Incentive Stock Option (Right to Buy) F1	17,830	$0.00	$0.00

Holdings After Transaction: Incentive Stock Option (Right to Buy) — 17,830 contracts (Direct)

Footnotes (1)

1. F1. Three-twentieths (3/20ths) of the shares subject to this Option Grant shall vest on December 1, 2026 and the remainder shall vest of the shares subject to this Option Grant shall vest in seventeen (17) equal installments on each three (3) month anniversary of the Vesting

Key Figures

Options granted: 17,830 options Exercise price: $4.12 per share Expiration date: September 1, 2036 +3 more

6 metrics

Options granted 17,830 options Incentive Stock Option grant to General Counsel on September 1, 2026

Exercise price $4.12 per share Exercise price of Incentive Stock Options granted September 1, 2026

Expiration date September 1, 2036 Option expiration for the 17,830 Incentive Stock Options

Initial vesting fraction 3/20 of options Portion vesting on December 1, 2026

Remaining vesting installments 17 installments Equal installments on each three-month anniversary after initial vesting

Options held after grant 17,830 options Direct holdings of options by Ray David Simpson after reported transaction

Key Terms

Incentive Stock Option, exercise price, vesting, three (3) month anniversary

4 terms

Incentive Stock Option financial

"17,830 Incentive Stock Options on September 1, 2026"

An incentive stock option is a type of employee benefit that gives a worker the right to buy company shares at a fixed price, with special tax advantages if the employee holds the shares for a required period. Think of it as a coupon to buy future shares at today’s price that can result in lower tax on the gain. Investors care because ISOs can dilute share count, align staff incentives with the stock price, and affect company compensation costs and the timing of potential share sales.

exercise price financial

"options have an exercise price of $4.12 per share"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

vesting financial

"shares subject to this Option Grant shall vest on December 1, 2026"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

three (3) month anniversary financial

"vest in seventeen (17) equal installments on each three (3) month anniversary"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ROC report for Ray David Simpson?

ROC reported that General Counsel Ray David Simpson received a grant of 17,830 Incentive Stock Options on September 1, 2026, as a compensation-related award rather than a market purchase or sale.

What is the exercise price of the new options granted at ROC?

The options granted to Ray David Simpson have an exercise price of $4.12 per share, meaning he may buy ROC common stock at that price upon exercise, subject to the options vesting and remaining outstanding.

When do Ray David Simpson’s ROC options start vesting and how?

The options begin vesting with 3/20 of the shares vesting on December 1, 2026. The remaining shares vest in 17 equal installments on each three-month anniversary after that initial vesting date.

How many ROC options does Ray David Simpson hold after this Form 4 transaction?

Following this grant, Ray David Simpson holds 17,830 options directly, all relating to ROC common stock, as reported in the filing.

When do the incentive stock options granted to ROC’s General Counsel expire?

The incentive stock options granted to Ray David Simpson expire on September 1, 2036, giving him up to ten years from the grant date to exercise vested options, subject to applicable plan and employment terms.

Was the ROC insider transaction made under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan was affirmed for this transaction; it is reported as a grant of options, not as a trade under a pre-arranged plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/16/2026 - 07:54 AM Accepted by SEC EDGAR 09/16/2026 - 07:53 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ray David Simpson

(Last) (First) (Middle)

C/O RANK ONE COMPUTING CORPORATION

1290 BROADWAY, SUITE 1200

(Street)

DENVER COLORADO 80203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rank One Computing Corp [ ROC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Incentive Stock Option (Right to Buy)	$4.12	09/01/2026		A		17,830		(1)	09/01/2036	Common Stock	17,830	$0	17,830	D

Explanation of Responses:

1. Three-twentieths (3/20ths) of the shares subject to this Option Grant shall vest on December 1, 2026 and the remainder shall vest of the shares subject to this Option Grant shall vest in seventeen (17) equal installments on each three (3) month anniversary of the Vesting

	/s/ David Simpson Ray	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)