Rank One CEO granted 106,990 stock options

Rank One Computing’s CEO received a 106,990-share incentive stock option grant with a $4.12 exercise price and long-term vesting.

Rhea-AI Filing Summary

Rank One Computing Corp (ROC) reported that its Chief Executive Officer and director, Brian Scott Swann, received a grant of 106,990 incentive stock options on September 1, 2026. The options permit the purchase of an equal number of shares of common stock at an exercise price of $4.12 per share and expire on September 1, 2036. Three-twentieths of the shares subject to this option are scheduled to vest on December 1, 2026, with the remaining shares vesting in seventeen equal quarterly installments thereafter. Following this award, Swann holds 106,990 options directly, and no Rule 10b5-1 trading plan is reported in connection with this grant.

Insider Trade Summary

Grant/Award: 106,990 shares

Grant/Award 1 txn

Insider Swann Brian Scott

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Incentive Stock Option (Right to Buy) F1	106,990	$0.00	$0.00

Holdings After Transaction: Incentive Stock Option (Right to Buy) — 106,990 contracts (Direct)

Footnotes (1)

1. F1. Three-twentieths (3/20ths) of the shares subject to this Option Grant shall vest on December 1, 2026 and the remainder shall vest of the shares subject to this Option Grant shall vest in seventeen (17) equal installments on each three (3) month anniversary of the Vesting

Key Figures

Incentive stock options granted: 106,990 options Exercise price: $4.12 per share Underlying common shares: 106,990 shares +3 more

6 metrics

Incentive stock options granted 106,990 options Grant to CEO Brian Scott Swann on September 1, 2026

Exercise price $4.12 per share Exercise price for the 106,990 incentive stock options

Underlying common shares 106,990 shares Shares of Rank One Computing common stock underlying the options

Option expiration date September 1, 2036 Scheduled expiration of the CEO’s incentive stock options

Initial vesting fraction 3/20 of granted shares Portion vesting on December 1, 2026

Remaining vesting installments 17 installments Equal installments on each three-month anniversary after initial vesting

Key Terms

Incentive Stock Option, underlying security, vesting

3 terms

Incentive Stock Option financial

"grant of 106,990 incentive stock options on September 1, 2026"

An incentive stock option is a type of employee benefit that gives a worker the right to buy company shares at a fixed price, with special tax advantages if the employee holds the shares for a required period. Think of it as a coupon to buy future shares at today’s price that can result in lower tax on the gain. Investors care because ISOs can dilute share count, align staff incentives with the stock price, and affect company compensation costs and the timing of potential share sales.

underlying security financial

"options permit the purchase of an equal number of shares of common stock"

vesting financial

"shares subject to this Option Grant shall vest on December 1, 2026"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ROC report for its CEO on September 1, 2026?

Rank One Computing reported that CEO Brian Scott Swann received a grant of 106,990 incentive stock options on September 1, 2026, giving him the right to buy the same number of common shares at a fixed exercise price.

How many shares are covered by the new stock options granted at ROC (symbol ROC)?

The new incentive stock option grant covers 106,990 shares of Rank One Computing common stock, with each option corresponding to one underlying share.

What is the exercise price and expiration date of the ROC CEO’s option grant?

The incentive stock options have an exercise price of $4.12 per share and are scheduled to expire on September 1, 2036, providing a long-dated right to purchase Rank One Computing common shares.

What is the vesting schedule for the ROC CEO’s 106,990 incentive stock options?

According to the disclosure, three-twentieths of the shares subject to the option are scheduled to vest on December 1, 2026, and the remainder vests in seventeen equal installments on each three-month anniversary thereafter.

Was the ROC CEO’s option grant made under a Rule 10b5-1 trading plan?

No. The disclosure indicates that no Rule 10b5-1 trading plan is reported in connection with this incentive stock option grant to the Rank One Computing CEO.

How many options does the ROC CEO hold directly after this reported grant?

Following this award, CEO Brian Scott Swann is reported to hold 106,990 incentive stock options directly, each relating to one share of Rank One Computing common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/16/2026 - 07:55 AM Accepted by SEC EDGAR 09/16/2026 - 07:54 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Swann Brian Scott

(Last) (First) (Middle)

C/O RANK ONE COMPUTING CORPORATION

1290 BROADWAY, SUITE 1200

(Street)

DENVER COLORADO 80203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rank One Computing Corp [ ROC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Incentive Stock Option (Right to Buy)	$4.12	09/01/2026		A		106,990		(1)	09/01/2036	Common Stock	106,990	$0	106,990	D

Explanation of Responses:

1. Three-twentieths (3/20ths) of the shares subject to this Option Grant shall vest on December 1, 2026 and the remainder shall vest of the shares subject to this Option Grant shall vest in seventeen (17) equal installments on each three (3) month anniversary of the Vesting

	/s/ Brian Scott Swann	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)