Rank One president granted 26,745 options

A senior officer and major shareholder of Rank One Computing Corp received a 26,745-share incentive stock option grant with a $4.12 exercise price and staged vesting through 2036.

Rhea-AI Filing Summary

Rank One Computing Corp (ROC) reported that President and Board Chairman Brendan Francis Klare received a grant of 26,745 incentive stock options on September 1, 2026. These options have an exercise price of $4.12 per share and are exercisable for an equal number of shares of common stock until September 1, 2036.

According to the vesting terms, 3/20 of the options vest on December 1, 2026, and the remaining options vest in 17 equal installments every three months thereafter. The filing does not indicate that this grant was made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Grant/Award: 26,745 shares

Grant/Award 1 txn

Insider Klare Brendan Francis

Role President & Board Chairman

Type	Security	Shares	Price	Value
Grant/Award	Incentive Stock Option (Right to Buy) F1	26,745	$0.00	$0.00

Holdings After Transaction: Incentive Stock Option (Right to Buy) — 26,745 contracts (Direct)

Footnotes (1)

1. F1. Three-twentieths (3/20ths) of the shares subject to this Option Grant shall vest on December 1, 2026 and the remainder shall vest of the shares subject to this Option Grant shall vest in seventeen (17) equal installments on each three (3) month anniversary of the Vesting

Key Figures

Incentive stock options granted: 26,745 options Exercise price: $4.12 per share Underlying common shares: 26,745 shares +4 more

7 metrics

Incentive stock options granted 26,745 options Grant to President & Board Chairman on September 1, 2026

Exercise price $4.12 per share Exercise price of incentive stock options granted September 1, 2026

Underlying common shares 26,745 shares Shares of ROC common stock underlying the incentive stock options

Options outstanding after grant 26,745 options Total options held directly by the reporting person following the transaction

Expiration date September 1, 2036 Expiration of the incentive stock options granted

Initial vesting fraction 3/20 of options Portion of options vesting on December 1, 2026

Remaining vesting installments 17 installments Equal installments vesting every three months after initial vesting

Key Terms

Incentive Stock Option, exercise price, vesting, expiration date

4 terms

Incentive Stock Option financial

"The security is titled "Incentive Stock Option (Right to Buy)""

An incentive stock option is a type of employee benefit that gives a worker the right to buy company shares at a fixed price, with special tax advantages if the employee holds the shares for a required period. Think of it as a coupon to buy future shares at today’s price that can result in lower tax on the gain. Investors care because ISOs can dilute share count, align staff incentives with the stock price, and affect company compensation costs and the timing of potential share sales.

exercise price financial

"These options have an exercise price of $4.12 per share"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

vesting financial

"Three-twentieths (3/20ths) of the shares subject to this Option Grant shall vest"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

expiration date financial

"The options carry an expiration date of September 1, 2036"

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity award did ROC grant to Brendan Francis Klare in this Form 4?

ROC granted Brendan Francis Klare an incentive stock option for 26,745 shares of common stock on September 1, 2026, at an exercise price of $4.12 per share, expiring on September 1, 2036.

How do the new stock options for ROC’s President vest?

For ROC, 3/20 of the 26,745 options vest on December 1, 2026, and the remainder vest in 17 equal installments on each three-month anniversary of that vesting schedule, as described in the filing’s footnote.

Is the ROC Form 4 transaction under a Rule 10b5-1 trading plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not affirmed, meaning the reported option grant was not disclosed as being made under a Rule 10b5-1 trading plan.

What type of security is reported in the ROC Form 4?

The security is an Incentive Stock Option (Right to Buy), exercisable into 26,745 shares of ROC common stock at an exercise price of $4.12 per share, with an expiration date of September 1, 2036.

What is Brendan Francis Klare’s role at ROC mentioned in this Form 4?

Brendan Francis Klare is identified as President & Board Chairman of Rank One Computing Corp and is also reported as a ten percent owner of the company’s equity securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/16/2026 - 07:51 AM Accepted by SEC EDGAR 09/16/2026 - 07:51 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Klare Brendan Francis

(Last) (First) (Middle)

C/O RANK ONE COMPUTING CORPORATION

1290 BROADWAY, SUITE 1200

(Street)

DENVER COLORADO 80203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rank One Computing Corp [ ROC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	President & Board Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Incentive Stock Option (Right to Buy)	$4.12	09/01/2026		A		26,745		(1)	09/01/2036	Common Stock	26,745	$0	26,745	D

Explanation of Responses:

1. Three-twentieths (3/20ths) of the shares subject to this Option Grant shall vest on December 1, 2026 and the remainder shall vest of the shares subject to this Option Grant shall vest in seventeen (17) equal installments on each three (3) month anniversary of the Vesting

	/s/ Brendan Francis Klare	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)