Rank One COO granted 17,830 stock options

Rank One Computing’s COO received a time-vested grant of 17,830 stock options exercisable at $4.12 per share through 2036.

Available on EDGAR 09/16/2026 - 07:53 AM EDT Accepted by SEC EDGAR 09/16/2026 - 07:53 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Rank One Computing Corp (ROC) reported that its Chief Operating Officer, Jonathan Blake Moore, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and are exercisable for an equal number of shares of Common Stock until September 1, 2036. Three-twentieths of the options vest on December 1, 2026, with the remainder vesting in 17 equal quarterly installments thereafter.

Insider Trade Summary

Grant/Award: 17,830 shares

Grant/Award 1 txn

Insider Moore Jonathan Blake

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Incentive Stock Option (Right to Buy) F1	17,830	$0.00	$0.00

Holdings After Transaction: Incentive Stock Option (Right to Buy) — 17,830 contracts (Direct)

Holdings Before and After: Incentive Stock Option (Right to Buy), 0 to 17,830 contracts (Direct)

Footnotes (1)

1. F1. Three-twentieths (3/20ths) of the shares subject to this Option Grant shall vest on December 1, 2026 and the remainder shall vest of the shares subject to this Option Grant shall vest in seventeen (17) equal installments on each three (3) month anniversary of the Vesting

Key Figures

Incentive Stock Options granted: 17,830 options Exercise price: $4.12 per share Underlying Common Stock: 17,830 shares +3 more

6 metrics

Incentive Stock Options granted 17,830 options Grant to COO Jonathan Blake Moore on September 1, 2026

Exercise price $4.12 per share Exercise price for the Incentive Stock Options granted September 1, 2026

Underlying Common Stock 17,830 shares Shares of ROC Common Stock underlying the Incentive Stock Options

Option expiration date September 1, 2036 Expiration of the Incentive Stock Options granted to the COO

Initial vesting fraction 3/20 of options Portion of options vesting on December 1, 2026

Remaining vesting installments 17 installments Equal quarterly vesting installments after December 1, 2026

Key Terms

Incentive Stock Option, vesting, underlying security

3 terms

Incentive Stock Option financial

"security titled "Incentive Stock Option (Right to Buy)" granted to the COO"

An incentive stock option is a type of employee benefit that gives a worker the right to buy company shares at a fixed price, with special tax advantages if the employee holds the shares for a required period. Think of it as a coupon to buy future shares at today’s price that can result in lower tax on the gain. Investors care because ISOs can dilute share count, align staff incentives with the stock price, and affect company compensation costs and the timing of potential share sales.

vesting financial

"options subject to a vesting schedule described as 3/20ths then 17 installments"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

underlying security financial

"underlying security title is Common Stock with 17,830 underlying shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ROC report for its COO on September 1, 2026?

ROC reported that Chief Operating Officer Jonathan Blake Moore received a grant of 17,830 Incentive Stock Options on September 1, 2026, as a compensation-related award, not a market purchase or sale.

What is the exercise price of the new stock options granted by ROC to the COO?

The options granted to the COO have an exercise price of $4.12 per share, meaning he may buy ROC Common Stock at $4.12 for each option he exercises, subject to vesting and the option term.

When do the newly granted ROC options to the COO begin vesting and how?

Three-twentieths (3/20) of the options vest on December 1, 2026, and the remaining options vest in 17 equal installments on each three‑month anniversary of that vesting date, according to the award’s vesting footnote.

How many ROC shares are covered by the COO’s new option grant?

The grant covers 17,830 shares of ROC Common Stock as the underlying security. Each Incentive Stock Option gives the right to purchase one share at the stated exercise price when vested and exercised.

When do the ROC stock options granted to the COO expire?

The Incentive Stock Options granted to the COO expire on September 1, 2036, giving him a 10-year window from the grant date to exercise vested options, subject to the terms of the plan and award agreement.

Were the ROC COO’s option transactions under a Rule 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating that this option grant was made under a Rule 10b5-1 or similar pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moore Jonathan Blake

(Last) (First) (Middle)

C/O RANK ONE COMPUTING CORPORATION

1290 BROADWAY, SUITE 1200

(Street)

DENVER COLORADO 80203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rank One Computing Corp [ ROC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Incentive Stock Option (Right to Buy)	$4.12	09/01/2026		A		17,830		(1)	09/01/2036	Common Stock	17,830	$0	17,830	D

Explanation of Responses:

1. Three-twentieths (3/20ths) of the shares subject to this Option Grant shall vest on December 1, 2026 and the remainder shall vest of the shares subject to this Option Grant shall vest in seventeen (17) equal installments on each three (3) month anniversary of the Vesting

	/s/ Jonathan Blake Moore	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)