Every Form 4 that Rank One Computing Corporation (ROC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ROC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ROC filings page.
Rank One Computing Corp (ROC) reported that its Chief Executive Officer and director, Brian Scott Swann, received a grant of 106,990 incentive stock options on September 1, 2026. The options permit the purchase of an equal number of shares of common stock at an exercise price of $4.12 per share and expire on September 1, 2036. Three-twentieths of the shares subject to this option are scheduled to vest on December 1, 2026, with the remaining shares vesting in seventeen equal quarterly installments thereafter. Following this award, Swann holds 106,990 options directly, and no Rule 10b5-1 trading plan is reported in connection with this grant.
Rank One Computing Corp (ROC) reported that its General Counsel, Ray David Simpson, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and expire on September 1, 2036, representing a compensation-related equity award rather than a market purchase or sale.
According to the vesting terms, 3/20 of the options will vest on December 1, 2026, and the remaining shares will vest in 17 equal installments on each three-month anniversary thereafter. Following this grant, Simpson holds 17,830 options directly.
Rank One Computing Corp (ROC) reported that its Chief Operating Officer, Jonathan Blake Moore, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and are exercisable for an equal number of shares of Common Stock until September 1, 2036. Three-twentieths of the options vest on December 1, 2026, with the remainder vesting in 17 equal quarterly installments thereafter.
Rank One Computing Corp (ROC) reported that Chief Technology Officer and director Joshua Charles Klontz, who is also a ten percent owner, received a grant of 26,745 incentive stock options on September 1, 2026. These options have an exercise price of $4.12 per share and expire on September 1, 2036. According to the vesting terms, three-twentieths of the options vest on December 1, 2026, with the remaining options vesting in seventeen equal quarterly installments thereafter.
Rank One Computing Corp (ROC) reported that President and Board Chairman Brendan Francis Klare received a grant of 26,745 incentive stock options on September 1, 2026. These options have an exercise price of $4.12 per share and are exercisable for an equal number of shares of common stock until September 1, 2036.
According to the vesting terms, 3/20 of the options vest on December 1, 2026, and the remaining options vest in 17 equal installments every three months thereafter. The filing does not indicate that this grant was made under a Rule 10b5-1 trading plan.
Rank One Computing Corp (ROC) director Kathleen Louise Kiernan purchased common stock in the company. On September 14, 2026, she bought 4,000 shares of ROC common stock in multiple open market transactions at a weighted average price of $4.3587 per share, resulting in direct ownership of 4,000 shares. No Rule 10b5-1 trading plan is reported for these purchases.
Rank One Computing Corp (ROC) reported that its Chief Financial Officer, Barnes Cody Heidt, received a grant of 17,830 Incentive Stock Options on September 1, 2026. The options have an exercise price of $4.12 per share and are exercisable for an equal number of common shares until September 1, 2036.
According to the vesting terms, 3/20 of the option shares vest on December 1, 2026, and the remaining shares vest in 17 equal quarterly installments thereafter.