Welcome to our dedicated page for Rank One Computing Corporation SEC filings (Ticker: ROC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rank One Computing Corporation filings document material-event disclosures, capital-structure matters, and public-company reporting items for its Nasdaq-listed common stock. The company's 8-K records identify ROC as a Colorado corporation, describe its common stock registration on the Nasdaq Stock Market, and report events connected with its initial public offering and over-allotment activity.
ROC's regulatory disclosures also cover governance and security-structure topics associated with an emerging growth company. These records provide formal disclosure of material agreements, shareholder voting matters when applicable, capital actions, and other corporate events related to the company's transition into a public Vision AI issuer.
Rank One Computing Corp director Davis Edward Francis filed an initial Form 3, which is used to report a director’s or officer’s beneficial ownership when they first become subject to insider reporting rules. The available data show no reportable transactions or derivative positions in this filing.
Rank One Computing Corp director Meyerriecks Dawn Clawson filed an initial ownership report on Form 3. This filing establishes her status as a director and serves as the baseline disclosure of her equity position in the company. The Form 3 does not report any buy, sell, or other transactions.
Rank One Computing Corp General Counsel Ray David Simpson reported his initial ownership position. He directly holds 693,050 shares of Common Stock. He also holds employee stock options over 33,400 shares at an exercise price of $0.2200 per share expiring on September 23, 2030, and options over 105,210 shares at an exercise price of $2.4000 per share expiring on March 1, 2032. These options were issued under the company’s 2018 Equity Incentive Plan.
Rank One Computing Corp Chief Financial Officer Cody Barnes filed an initial Form 3 detailing his equity position in the company. He directly holds 475,950 shares of common stock. He also holds options over 133,600, 16,700 and 25,050 shares of common stock at exercise prices of $2.4000, $0.2200 and $0.1100, expiring between 2029-11-04 and 2032-03-01. The 133,600 options include a vesting schedule where 20% vest one year after the 3/1/2022 commencement date, with the remainder vesting monthly over four years.
Rank One Computing Corp director Brian Ashley Hibbeln filed an initial Form 3, which is a required disclosure of insider holdings when someone becomes a director or certain other types of insider. This filing reports no transactions and does not list any beneficially owned securities at this time.
Rank One Computing Corp Chief Operating Officer Jonathan Blake Moore filed an initial ownership report showing his equity awards in the company. The filing lists two stock option grants, each giving the right to buy common shares at an exercise price of 2.4000 per share.
One option grant covers 25,050 underlying common shares and was issued under the 2018 Equity Incentive Plan, with the footnote stating these options were fully vested as of December 31, 2025 and expire on August 29, 2032. A second grant covers 75,150 underlying common shares under the same plan, vesting 1/60th each month after a vesting commencement date of January 1, 2024, and expiring on May 3, 2034. The report shows no common stock directly held.
Rank One Computing Corp director and Chief Executive Officer Brian Scott Swann filed an initial ownership report showing his equity-based holdings. The filing lists options to buy 501,000 shares of common stock at an exercise price of $0.22 per share that were fully vested as of January 4, 2025 and expire on January 4, 2031. It also shows options to buy 1,002,000 shares at an exercise price of $2.40 per share, with 20% vesting one year after a vesting commencement date of March 1, 2022 and the remainder vesting monthly over a four‑year term, expiring on March 1, 2032. The report indicates no shares of common stock held directly as of the reporting date.
Rank One Computing Corp executive Anthony Edward Brown filed an initial ownership report showing a stock option position in the company. He holds options to acquire 250,500 shares of common stock at an exercise price of $2.40 per share, expiring on February 1, 2033. According to the vesting terms, 25% of these options vest one year after the February 1, 2023 vesting start date, with the remaining options vesting monthly over the following three years. The filing also indicates he currently holds no shares of common stock directly.
Rank One Computing Corporation completed a firm-commitment initial public offering of 4,000,000 common shares at $6.00 per share, raising gross proceeds of about $24 million before underwriting discounts and expenses. The underwriter also has a 30‑day option to buy up to 600,000 additional shares.
The company’s common stock is listed on the Nasdaq Capital Market under the symbol "ROC". As part of the deal, Rank One Computing issued underwriter warrants to purchase 280,000 shares at an exercise price of $7.50 per share, exercisable from August 24, 2026 to February 19, 2031. The company plans to use net proceeds mainly to hire key personnel, expand neural-processing infrastructure for its Vision AI platform, and for working capital and general corporate purposes.