[144] Roivant Sciences Ltd. SEC Filing

Rhea-AI Filing Summary

Form 144 Notice of Proposed Sale filed by Eric Venker of Roivant Sciences regarding planned sale of 100,000 common shares through Rockefeller Financial LLC, with an aggregate market value of $1,145,268.08. The shares were acquired through options exercise (grant date 4/20/2022) on 06/20/2025.

Notable recent trading activity by the same insider over the past 3 months:

• June 2-3, 2025: Sold 1 million shares for ~$11.15 million
• May 2025: Disposed of 139,148 shares for ~$1.53 million
• April 2025: Sold 110,945 shares for ~$1.13 million
• March 2025: Divested 760,945 shares for ~$8.31 million

Total shares outstanding: 679,806,070. The proposed sale represents a continuation of significant insider selling activity, with the seller disposing over 2.1 million shares in the past quarter worth approximately $22.12 million.

Positive

• None.

Negative

• Significant insider selling pattern: Eric Venker has sold approximately 2.1M shares totaling over $22M in the past 3 months, indicating substantial liquidation of holdings
• The recent sales represent multiple large transactions in quick succession, suggesting accelerated selling pressure from a key insider

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Financial LLC 45 Rockefeller Plaza Floor 5 New York NY 10111	100000	1145268.08	679806070	06/20/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Shares	06/20/2025	Options Exercise - Grant Date 4/20/2022	Roivant Sciences Ltd.			100000	06/20/2025	Wire

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Eric Venker c/o Roivant Sciences LTD 7th Floor, 50 Broadway, London X0 SW1HODB	Common shares	03/24/2025	434478	4701051.96
Eric Venker c/o Roivant Sciences LTD 7th Floor, 50 Broadway,, London X0 SW1HODB	Common Stock	03/20/2025	10945	120066.65
Eric Venker c/o Roivant Sciences LTD 7th Floor, 50 Broadway London X0 SW1HODB	Common Shares	03/20/2025	315522	3489673.32
Eric Venker c/o Roivant Sciences LTD 7th Floor, 50 Broadway, London X0 SW1HODB	Common Shares	04/21/2025	100000	1022373.95
Eric Venker c/o Roivant Sciences LTD 7th Floor, 50 Broadway,, London X0 SW1HODB	Common Shares	04/20/2025	10945	111091.75
Eric Venker c/o Roivant Sciences LTD 7th Floor 50 Broadway London X0 SW1HODB	Common Shares	05/20/2025	100000	1094985.82
Eric Venker c/o Roivant Sciences LTD 7th Floor, 50 Broadway London X0 SW1HODB	Common shares	05/20/2025	39148	432193.92
Eric Venker c/o Roivant Sciences LTD 7th Floor, 50 Broadway London X0 SW1HODB	Common shares	06/02/2025	433722	4801302.54
Eric Venker c/o Roivant Sciences LTD 7th Floor, 50 Broadway London X0 SW1HODB	Common Shares	06/03/2025	566278	6353639.16

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many ROIV shares is Eric Venker planning to sell according to the June 2025 Form 144?

According to the Form 144 filed on June 28, 2025, Eric Venker plans to sell 100,000 shares of ROIV common stock through Rockefeller Financial LLC, with an aggregate market value of $1,145,268.08.

How did Eric Venker acquire the ROIV shares being sold in this Form 144?

The shares were acquired through an Options Exercise, with the original grant date of April 20, 2022. The acquisition date was June 20, 2025, and payment was made via wire transfer.

What is the total value of ROIV shares Eric Venker sold in the past 3 months before this Form 144?

In the three months prior to this Form 144, Eric Venker sold a total of 2,011,038 ROIV shares for combined gross proceeds of approximately $22.1 million through multiple transactions between March and June 2025.

What percentage of ROIV's outstanding shares is Eric Venker planning to sell?

The 100,000 shares proposed for sale represent approximately 0.015% of ROIV's total outstanding shares, as the filing indicates there are 679,806,070 shares outstanding.

When does Eric Venker plan to execute the ROIV share sale?

According to the Form 144, the approximate date of sale is listed as June 20, 2025, to be executed through the NASDAQ exchange.