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Roivant Sciences (ROIV) president sells 200k shares after exercising options

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Roivant Sciences Ltd. president and Immunovant CEO Eric Venker reported an option exercise and related share sale. On 2026-07-27 he exercised stock options for 200,000 Common Shares at $3.85 per share from a fully vested award, leaving 4,044,834 options of this grant outstanding, expiring April 19, 2032. He then sold 200,000 Common Shares at a weighted average price of $34.95 (with trades between $34.62 and $35.56), with the filing indicating use of a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Venker Eric
Role President & Immunovant CEO
Sold 200,000 shs ($6.99M)
Approx. gross sale proceeds $6.99M
Approx. exercise cost $770K
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) F2 200,000 $0.00 $0.00
Exercise Common Shares 200,000 $3.85 $770K
Sale Common Shares F1 200,000 $34.95 $6.99M
Holdings After Transaction: Stock Option (Right to Buy) — 4,044,834 shares (Direct); Common Shares — 1,613,063 shares (Direct)
Footnotes (2)
  1. F1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.62 to $35.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.
  2. F2. Reflects an award of stock options to purchase Common Shares that is fully vested.
Options exercised 200000.0000 Common Shares Stock options exercised at $3.8500 per share on 2026-07-27
Shares sold 200000.0000 Common Shares Shares sold at weighted average $34.9500 per share on 2026-07-27
Option exercise price $3.8500 per share Conversion or exercise price of the reported stock option award
Weighted average sale price $34.9500 per share Weighted average of multiple trades between $34.62 and $35.56
Options remaining 4044834.0000 stock options Derivative securities remaining after exercise; expire 2032-04-19
weighted average price financial
"The price reported in column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
stock options financial
"Reflects an award of stock options to purchase Common Shares that is fully vested."
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
Power of Attorney regulatory
"Remarks include Exhibit 24 - Power of Attorney."
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What transactions did Eric Venker report for Roivant Sciences (ROIV)?

Eric Venker reported exercising options for 200,000 Common Shares at $3.85 and then selling 200,000 Common Shares at a weighted average $34.95. All transactions occurred on 2026-07-27 and were indicated as made under a Rule 10b5-1 trading plan.

How many Roivant Sciences (ROIV) shares did Eric Venker sell and at what price?

He sold 200,000 Common Shares at a weighted average price of $34.95 per share. A footnote states the sales were executed in multiple trades at prices ranging from $34.62 to $35.56, with full trade details available on request.

What options did Eric Venker exercise in Roivant Sciences (ROIV)?

He exercised stock options to purchase 200,000 Common Shares at an exercise price of $3.85 per share. The transaction reflects a fully vested stock option award with the options expiring on April 19, 2032, as disclosed in the footnote to the derivative transaction.

How many Roivant Sciences (ROIV) options does Eric Venker hold after this Form 4?

After the reported exercise, he holds 4,044,834 stock options of this grant. These derivative securities relate to Roivant Sciences Common Shares and are reported with an expiration date of April 19, 2032, indicating a substantial remaining option position.

Were Eric Venker’s Roivant Sciences (ROIV) trades under a Rule 10b5-1 plan?

Yes. The Form 4 indicates at least one reported transaction was effected under a Rule 10b5-1 trading plan. This checkbox confirmation suggests the timing of the option exercise and subsequent share sale followed a pre-established trading arrangement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Venker Eric

(Last)(First)(Middle)
C/O ROIVANT SCIENCES LTD.
7TH FLOOR, 50 BROADWAY

(Street)
LONDONSW1H 0DB

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
Roivant Sciences Ltd. [ ROIV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President & Immunovant CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares07/27/2026M200,000A$3.851,813,063D
Common Shares07/27/2026S200,000D$34.95(1)1,613,063D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$3.8507/27/2026M200,000 (2)04/19/2032Common Stock200,000$04,044,834D
Explanation of Responses:
1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.62 to $35.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.
2. Reflects an award of stock options to purchase Common Shares that is fully vested.
Remarks:
Exhibit 24 - Power of Attorney
By: /s/ Sam Kaplan, as Attorney-in-Fact for Eric Venker07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)