Roku (ROKU) CEO Anthony Wood reports insider Class A and B stock trades

Rhea-AI Filing Summary

Roku, Inc. CEO, Chairman and 10% owner Anthony Wood reported insider transactions in Class A and Class B common stock, mainly through the Wood 2017 Revocable Trust.

On December 10, 2025, the trust converted 50,000 shares of Class B Common Stock into Class A Common Stock and sold 14,428, 16,419, 17,658 and 1,495 Class A shares at weighted average prices of $103.49, $104.27, $105.44 and $105.90 per share under a Rule 10b5-1 plan. On December 11, 2025, it converted 25,000 Class B shares into Class A and sold 25,000 Class A shares at a weighted average price of $110.32. The report also lists 12,669 Class A shares held directly and additional indirect Class A holdings through several trusts, including 2,754, 42,500, 64,976, 173,129, 143,250 and 81,445 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wood Anthony J.

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and Chairman BOD

3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	12/10/2025		C		50,000	A	(1)	50,000	I	Wood 2017 Revocable Trust
Class A Common Stock	12/10/2025		S		14,428(2)	D	$103.49(3)	35,572	I	Wood 2017 Revocable Trust
Class A Common Stock	12/10/2025		S		16,419(2)	D	$104.27(4)	19,153	I	Wood 2017 Revocable Trust
Class A Common Stock	12/10/2025		S		17,658(2)	D	$105.44(5)	1,495	I	Wood 2017 Revocable Trust
Class A Common Stock	12/10/2025		S		1,495(2)	D	$105.9(6)	0	I	Wood 2017 Revocable Trust
Class A Common Stock	12/11/2025		C		25,000	A	(1)	25,000	I	Wood 2017 Revocable Trust
Class A Common Stock	12/11/2025		S		25,000(2)	D	$110.32(7)	0	I	Wood 2017 Revocable Trust
Class A Common Stock								12,669	D
Class A Common Stock								2,754	I	Wood 2020 Nonexempt Irrevocable Trust
Class A Common Stock								42,500	I	Wood 2020 Irrevocable Trust
Class A Common Stock								64,976	I	The Anthony J. Wood 2024 Annuity Trust V-B
Class A Common Stock								173,129	I	The Anthony J. Wood 2024 Annuity Trust V
Class A Common Stock								143,250	I	The Anthony J. Wood 2025 Annuity Trust V
Class A Common Stock								81,445	I	The Anthony J. Wood 2025 Annuity Trust V-B

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B Common Stock	(1)	12/10/2025		C			50,000	(1)	(1)	Class A Common Stock	50,000	$0	16,603,111	I	Wood 2017 Revocable Trust
Class B Common Stock	(1)	12/11/2025		C			25,000	(1)	(1)	Class A Common Stock	25,000	$0	16,578,111	I	Wood 2017 Revocable Trust

Explanation of Responses:

1. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

2. Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.80 to $103.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.80 to $104.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.80 to $105.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.80 to $106.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

	/s/ Renee Strandness, attorney-in-fact	12/12/2025
	** Signature of Reporting Person	Date
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FAQ

What insider transactions did Roku (ROKU) report for CEO Anthony Wood?

The report shows Anthony Wood, Roku's CEO and Chairman, converted Class B Common Stock into Class A Common Stock and sold multiple blocks of Class A shares held through the Wood 2017 Revocable Trust on December 10 and 11, 2025.

How many Roku Class B shares did Anthony Wood convert into Class A shares?

On December 10, 2025, 50,000 shares of Class B Common Stock were converted into Class A Common Stock, and on December 11, 2025, an additional 25,000 Class B shares were converted into Class A shares.

What Roku Class A share sales were reported under Anthony Wood's 10b5-1 plan?

The filing reports sales of 14,428, 16,419, 17,658 and 1,495 Class A shares on December 10, 2025, and 25,000 Class A shares on December 11, 2025, with each sale executed at a disclosed weighted average price under Mr. Wood's 10b5-1 plan.

What sale prices were disclosed for Anthony Wood's Roku Class A stock transactions?

The weighted average sale prices reported were $103.49, $104.27, $105.44 and $105.90 per share on December 10, 2025, and $110.32 per share on December 11, 2025.

How many Roku Class A shares does Anthony Wood hold after these transactions?

After the reported transactions, the filing lists 12,669 Class A shares and several indirect Class A positions through trusts, including 2,754, 42,500, 64,976, 173,129, 143,250 and 81,445 shares.

What are the key terms of Roku's Class B to Class A share conversion for Anthony Wood?

Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock at the holder's option and has no expiration date. Class B shares also convert automatically upon certain transfers, when Class B falls below 10% of total Class A and Class B shares, or upon a specified Class B stockholder vote.

Was Anthony Wood's Roku stock sale executed under a Rule 10b5-1 trading plan?

Yes. The filing states that the reported share sales were made pursuant to Mr. Wood's 10b5-1 plan, and the form includes the checkbox reference to transactions under Rule 10b5-1(c).