Welcome to our dedicated page for ROKU SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.
Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.
Roku, Inc. (ROKU) is the subject company in a planned $22 billion acquisition by Fox Corporation, which Fox describes as a top strategic priority and a “transformational transaction” for both companies’ growth profiles. Fox expects to close the deal in the first half of calendar 2027, consistent with prior guidance.
Fox reports a record fiscal 2026, with EBITDA up 8% to $3.9 billion and Tubi delivering 35% top line growth in the fourth quarter. Fox plans to start at about 2.8× net leverage at closing, while continuing share repurchases of $1–$1.5 billion annually and maintaining its dividend.
Fox states the Department of Justice has issued a second request in its review of the transaction, which Fox characterizes as expected, and highlights anticipated revenue and cost synergies from combining the two businesses, while also outlining standard regulatory, financing, integration and litigation risks that could affect completion and outcomes.
ROKU, INC (ROKU) reported that Charles Collier, President, Roku Media, exercised employee stock options to acquire 20,538 shares of Class A Common Stock at an exercise price of $49.59 per share on September 4, 2026, and on the same date sold 20,538 shares in open-market transactions at weighted average prices around $156.87 and $157.73 per share under a Rule 10b5-1 trading plan.
Roku, Inc. (ROKU) reports a key regulatory development for its pending acquisition by Fox Corporation. On September 8, 2026, Roku and Fox each received a “Second Request” from the U.S. Department of Justice under the Hart-Scott-Rodino Antitrust Improvements Act in connection with their planned two-step merger structure.
The Second Request extends the HSR waiting period until 30 days after both companies have substantially complied, unless the DOJ terminates it earlier or the parties agree to extend it. Roku states that it and Fox will continue to cooperate with the DOJ’s review and currently expect the mergers to close by the first half of 2027, subject to HSR clearance, stockholder approvals, and other customary closing conditions. A Form S-4 registration statement has been declared effective, and a Joint Proxy Statement/Prospectus has been mailed to stockholders.
Roku, Inc. (ROKU) reported that on September 8, 2026 both Roku and Fox Corporation received a “Second Request” from the U.S. Department of Justice under the Hart-Scott-Rodino Antitrust Improvements Act in connection with their previously announced merger transaction.
The Second Request extends the HSR waiting period until 30 days after both companies have substantially complied, unless the DOJ terminates it earlier or the parties agree to an extension. Roku and Fox state they will continue to cooperate with the DOJ’s review and Roku currently expects the two-step merger to close by the first half of calendar year 2027, subject to regulatory clearance, shareholder approvals, and other customary conditions.
ROKU, INC. (ROKU) reported that officer Charles Collier filed a notice to sell common stock under Rule 144. Collier plans to sell up to 20,538 shares of Roku common stock through Morgan Stanley Smith Barney LLC, with an indicated aggregate value of about $3.22 million as of September 4, 2026.
The shares to be sold are tied to a stock option exercise for cash from the issuer. The filing also lists Collier’s prior Roku share sales over the past three months, providing context for aggregate sales under Rule 144.
ROKU, INC (symbol: ROKU) is the issuer of record for a Form 4 filing submitted to the SEC.
ROKU, INC (ROKU) reported insider equity activity by SVP & General Counsel Christopher T. Handman. On September 1, 2026, he exercised 11,898 Restricted Stock Units, receiving the same number of Class A Common shares, with 5,900 shares withheld to satisfy income tax obligations tied to the RSU vesting.
Following this vesting and exercise, 59,492 RSUs remained outstanding for Mr. Handman. On September 2, 2026, he separately sold 2,999 Class A Common shares at $155.64 per share in an open-market or private transaction made pursuant to a Rule 10b5-1 trading plan.
ROKU, INC (ROKU) reported insider equity transactions by Gilbert Fuchsberg, President, Subscriptions. On September 1, 2026, RSUs covering 10,322 shares of Class A Common Stock vested and converted, with 5,710 shares withheld to satisfy income tax obligations. On September 2, 2026, Fuchsberg sold 4,824 shares of Class A Common Stock at $155.64 per share pursuant to a Rule 10b5-1 trading plan.
ROKU, INC (ROKU) reported that its CFO & COO, Jedda Dan, had Restricted Stock Units vest and convert into 26,133 shares of Class A Common Stock on September 1, 2026. Of these, 10,285 shares were withheld by Roku to satisfy income tax withholding obligations, and no open-market sales were reported.
ROKU, INC (ROKU) director Neil D. Hunt reported several equity transactions on September 1, 2026. He exercised 4,000 stock options for Class B Common Stock at an exercise price of $8.82 per share, then converted 2,000 Class B shares into 2,000 Class A shares and sold those 2,000 Class A shares in open-market transactions under a Rule 10b5-1 trading plan. Following the option exercise, he held 39,333 options at that strike price, expiring August 8, 2027. The filing also notes that each share of Class B Common Stock is convertible into one share of Class A Common Stock and will automatically convert upon certain transfer or ownership-threshold events.