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Roku SEC Filings

ROKU NASDAQ

Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Roku, Inc. (ROKU) SEC filings page on Stock Titan provides access to the company’s official U.S. regulatory disclosures, including current reports on Form 8-K and other key documents filed with the Securities and Exchange Commission. Roku uses these filings to report material events, financial results, governance decisions, and shareholder matters related to its TV streaming platform business.

Recent Form 8-K filings show how Roku communicates quarterly financial results. For example, Roku has furnished shareholder letters as exhibits to Form 8-K to report results of operations and financial condition for specific quarters. These filings indicate that Roku uses shareholder letters to provide more detailed discussion of its performance while treating the information as furnished, not filed, under the Exchange Act.

Roku’s SEC filings also address corporate governance and executive compensation topics. In an amended Form 8-K, Roku disclosed the outcome of stockholder votes at its annual meeting and its decision to hold non-binding advisory votes on executive compensation (Say-on-Pay) every year until the next required vote on frequency. Another Form 8-K reported the appointment of the company’s Chief Financial Officer to the additional role of Chief Operating Officer and described a stock repurchase program for its Class A common stock, including authorization amount and duration.

Through Stock Titan, readers can review these filings alongside AI-powered summaries that explain the significance of items such as Item 2.02 results of operations, Item 5.02 executive appointments, and Item 5.07 stockholder voting outcomes. The filings page helps investors and researchers quickly understand how Roku reports its financial results, governance decisions, and capital allocation plans, and how these disclosures relate to its role as a TV streaming platform connecting users, content publishers, and advertisers.

Rhea-AI Summary

Charles Collier submitted a Rule 144 notice to sell 205,807 shares of Common Stock via a Stock Option Exercise on 04/17/2026. The filing lists prior open-market sales in the past three months, including transactions on 04/16/2026, 04/08/2026, 03/05/2026, and 03/03/2026.

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Roku, Inc. CEO Anthony J. Wood reported a conversion and sale of 25,000 shares through a trust. The Wood 2017 Revocable Trust converted 25,000 shares of Class B Common Stock into 25,000 shares of Class A Common Stock, then sold all 25,000 Class A shares at a weighted average price of $110.19 per share in open-market transactions.

The sale was executed under Mr. Wood's pre-arranged Rule 10b5-1 trading plan. Following the conversion, the trust holds 16,268,111 shares of Class B Common Stock, while Mr. Wood also holds Class A shares directly and through multiple additional trusts.

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ROKU, INC President, Roku Media Charles Collier reported an open-market sale of 3,431 shares of Class A Common Stock at $110.17 per share. The sale was executed pursuant to Mr. Collier's Rule 10b5-1 trading plan, indicating it was pre-arranged rather than timed discretionarily.

Following this transaction, Mr. Collier holds 7,700 shares directly and an additional 600 shares indirectly through the Charles D. Collier Revocable Trust, as reflected in the filing.

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ROKU, INC executive Dan Jedda, the company’s CFO & COO, reported an open-market sale of 7,000 shares of Class A Common Stock at $107 per share on April 15, 2026. The transaction was carried out under a pre-arranged Rule 10b5-1 trading plan.

After this sale, Jedda directly holds 78,115 Roku shares, indicating he retains a substantial equity stake in the company even after the planned disposition.

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THE WOOD REVOCABLE TRUST submitted a Form 144 notice to sell 25,000 shares of Common stock via previously exercised stock options dated 06/14/2013. The filing also lists 10b5-1 sales of 50,000 shares on 02/10/2026, 03/10/2026, and 04/10/2026 with gross proceeds shown. Shares outstanding were 130,717,715 as of 04/16/2026.

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ROKU reported a Form 144 disclosing a proposed sale of 3,431 shares of restricted Common Stock. The filing also lists recent sales by Charles Collier: 205,821 shares on 04/08/2026 for $21,611,205.00, 1,715 shares on 03/05/2026 for $171,500.00, and 1,715 shares on 03/03/2026 for $163,902.55.

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Insider sale filings for ROKU reported by Daniel Jedda. The excerpt shows reported dispositions of 3,000 shares on 02/17/2026 for $266,640.00 and 15,000 shares on 03/16/2026 for $1,413,432.00. It also lists restricted stock items dated 11/15/2025 (6,152 shares) and 03/01/2026 (848 shares).

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Roku, Inc. CEO and Chairman Anthony J. Wood, through the Wood 2017 Revocable Trust, converted 50,000 shares of Class B Common Stock into 50,000 shares of Class A Common Stock and then sold those 50,000 Class A shares in open-market transactions on April 10, 2026.

The sales occurred at weighted average prices of $98.44, $99.40, $100.56, $101.26 and $102.60 per share, pursuant to Mr. Wood's Rule 10b5-1 trading plan. After these transactions, the Wood 2017 Revocable Trust still holds 16,293,111 shares of Class B Common Stock, and Mr. Wood continues to hold additional Class A shares directly and through several other trusts.

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Roku, Inc. is changing how it reports its business, splitting its current Platform segment into two new segments: Advertising and Subscriptions. Advertising will capture Roku’s various video ad formats and related services, while Subscriptions will capture subscription revenue shares, Premium Subscriptions, owned and operated subscription services, and branded remote-control buttons.

The new structure will be used starting with results for the quarter ended March 31, 2026, and does not change Roku’s consolidated financial results. To help comparisons, Roku furnished supplemental segment data for 2024 and 2025. This information shows total net revenue rising from $4,112.9 million in 2024 to $4,737.3 million in 2025, with net income moving from a $129.4 million loss to an $88.4 million profit and Adjusted EBITDA increasing from $260.2 million to $420.5 million.

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Roku, Inc. President, Roku Media Charles Collier reported a large exercise-and-sell transaction in Roku Class A common stock. He exercised employee stock options covering an aggregate of 205,821 shares at strike prices ranging from $49.59 to $103.54 per share, then sold 205,821 shares at $105.00 per share in an open-market transaction executed under a Rule 10b5-1 trading plan. After these transactions, he holds 11,131 Roku shares directly and an additional 600 shares indirectly through the Charles D. Collier Revocable Trust.

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FAQ

How many Roku (ROKU) SEC filings are available on StockTitan?

StockTitan tracks 128 SEC filings for Roku (ROKU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Roku (ROKU)?

The most recent SEC filing for Roku (ROKU) was filed on April 17, 2026.