Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Roku, Inc. (ROKU) SEC filings page on Stock Titan provides access to the company’s official U.S. regulatory disclosures, including current reports on Form 8-K and other key documents filed with the Securities and Exchange Commission. Roku uses these filings to report material events, financial results, governance decisions, and shareholder matters related to its TV streaming platform business.
Recent Form 8-K filings show how Roku communicates quarterly financial results. For example, Roku has furnished shareholder letters as exhibits to Form 8-K to report results of operations and financial condition for specific quarters. These filings indicate that Roku uses shareholder letters to provide more detailed discussion of its performance while treating the information as furnished, not filed, under the Exchange Act.
Roku’s SEC filings also address corporate governance and executive compensation topics. In an amended Form 8-K, Roku disclosed the outcome of stockholder votes at its annual meeting and its decision to hold non-binding advisory votes on executive compensation (Say-on-Pay) every year until the next required vote on frequency. Another Form 8-K reported the appointment of the company’s Chief Financial Officer to the additional role of Chief Operating Officer and described a stock repurchase program for its Class A common stock, including authorization amount and duration.
Through Stock Titan, readers can review these filings alongside AI-powered summaries that explain the significance of items such as Item 2.02 results of operations, Item 5.02 executive appointments, and Item 5.07 stockholder voting outcomes. The filings page helps investors and researchers quickly understand how Roku reports its financial results, governance decisions, and capital allocation plans, and how these disclosures relate to its role as a TV streaming platform connecting users, content publishers, and advertisers.
Roku, Inc. will hold its 2026 annual shareholder meeting virtually on June 11, 2026 at 9:00 a.m. Pacific Time. Stockholders of record as of April 13, 2026 may vote on electing three Class III directors, an advisory say‑on‑pay resolution, and ratifying Deloitte & Touche LLP as auditor for 2026.
The company has 131,191,687 Class A shares with one vote each and 16,502,064 Class B shares with ten votes each, voting together as a single class. A majority of directors are independent, and non‑employee director pay combines a $45,000 cash retainer with equity targeted at $260,000. Executive pay is heavily equity‑based, with no annual cash bonus program, and prior say‑on‑pay support was 78.6%.
Roku, Inc. president of Roku Media Charles Collier exercised and sold a large block of company stock. On April 17, 2026 he exercised employee stock options covering 205,807 shares of Class A Common Stock at various strike prices, including $49.59 and $103.54 per share.
He then sold 205,807 shares in an open-market transaction at $115.00 per share pursuant to a Rule 10b5-1 trading plan, converting his option position into cash. After these transactions, he holds 7,700 shares directly and 600 shares indirectly through the Charles D. Collier Revocable Trust.
Charles Collier submitted a Rule 144 notice to sell 205,807 shares of Common Stock via a Stock Option Exercise on 04/17/2026. The filing lists prior open-market sales in the past three months, including transactions on 04/16/2026, 04/08/2026, 03/05/2026, and 03/03/2026.
Roku, Inc. CEO Anthony J. Wood reported a conversion and sale of 25,000 shares through a trust. The Wood 2017 Revocable Trust converted 25,000 shares of Class B Common Stock into 25,000 shares of Class A Common Stock, then sold all 25,000 Class A shares at a weighted average price of $110.19 per share in open-market transactions.
The sale was executed under Mr. Wood's pre-arranged Rule 10b5-1 trading plan. Following the conversion, the trust holds 16,268,111 shares of Class B Common Stock, while Mr. Wood also holds Class A shares directly and through multiple additional trusts.
ROKU, INC President, Roku Media Charles Collier reported an open-market sale of 3,431 shares of Class A Common Stock at $110.17 per share. The sale was executed pursuant to Mr. Collier's Rule 10b5-1 trading plan, indicating it was pre-arranged rather than timed discretionarily.
Following this transaction, Mr. Collier holds 7,700 shares directly and an additional 600 shares indirectly through the Charles D. Collier Revocable Trust, as reflected in the filing.
ROKU, INC executive Dan Jedda, the company’s CFO & COO, reported an open-market sale of 7,000 shares of Class A Common Stock at $107 per share on April 15, 2026. The transaction was carried out under a pre-arranged Rule 10b5-1 trading plan.
After this sale, Jedda directly holds 78,115 Roku shares, indicating he retains a substantial equity stake in the company even after the planned disposition.
THE WOOD REVOCABLE TRUST submitted a Form 144 notice to sell 25,000 shares of Common stock via previously exercised stock options dated 06/14/2013. The filing also lists 10b5-1 sales of 50,000 shares on 02/10/2026, 03/10/2026, and 04/10/2026 with gross proceeds shown. Shares outstanding were 130,717,715 as of 04/16/2026.
ROKU reported a Form 144 disclosing a proposed sale of 3,431 shares of restricted Common Stock. The filing also lists recent sales by Charles Collier: 205,821 shares on 04/08/2026 for $21,611,205.00, 1,715 shares on 03/05/2026 for $171,500.00, and 1,715 shares on 03/03/2026 for $163,902.55.
Insider sale filings for ROKU reported by Daniel Jedda. The excerpt shows reported dispositions of 3,000 shares on 02/17/2026 for $266,640.00 and 15,000 shares on 03/16/2026 for $1,413,432.00. It also lists restricted stock items dated 11/15/2025 (6,152 shares) and 03/01/2026 (848 shares).