ROKU: Form 144 filed to sell 3,431 restricted shares

ROKU reported a Form 144 disclosing a proposed sale of 3,431 shares of restricted Common Stock.

Rhea-AI Filing Summary

ROKU reported a Form 144 disclosing a proposed sale of 3,431 shares of restricted Common Stock. The filing also lists recent sales by Charles Collier: 205,821 shares on 04/08/2026 for $21,611,205.00, 1,715 shares on 03/05/2026 for $171,500.00, and 1,715 shares on 03/03/2026 for $163,902.55.

Key Figures

Proposed resale: 3,431 shares Sale on 04/08/2026: 205,821 shares Proceeds on 04/08/2026: $21,611,205.00 +5 more

8 metrics

Proposed resale 3,431 shares Restricted Common Stock dated 03/01/2026

Sale on 04/08/2026 205,821 shares Disposition reported by Charles Collier

Proceeds on 04/08/2026 $21,611,205.00 Reported sale price tied to 205,821 shares

Sale on 03/05/2026 1,715 shares Disposition reported by Charles Collier

Proceeds on 03/05/2026 $171,500.00 Reported sale price tied to 1,715 shares

Sale on 03/03/2026 1,715 shares Disposition reported by Charles Collier

Proceeds on 03/03/2026 $163,902.55 Reported sale price tied to 1,715 shares

Listed share count 130,717,715 Number appearing in the excerpt (04/16/2026)

Key Terms

Restricted Stock, Form 144, Securities To Be Sold

3 terms

Restricted Stock financial

"Common | 03/01/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"CONTENT METADATA: form_type: "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Securities To Be Sold regulatory

"144: Securities To Be Sold Common | 03/01/2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does ROKU's Form 144 disclose?

The Form 144 discloses a proposed resale of 3,431 restricted shares of common stock and recent insider sales by Charles Collier totaling 208,?251 shares across three dates, with the largest single sale of 205,821 shares on 04/08/2026.

Who is the seller named in the ROKU Form 144?

The filing names Charles Collier as the reporting person associated with recent sales and the proposed resale. Contact and address details appear in the filing excerpt; the sales are reported as dispositions of common stock.

How many shares and what dollar amount were sold on April 8, 2026?

On 04/08/2026 the excerpt shows a sale of 205,821 shares for $21,611,205.00. That transaction is listed among recent sales by the reporting person in the Form 144 excerpt.

Does the Form 144 state who receives proceeds from the sale?

The excerpt identifies the securities as Restricted Stock and lists the seller; it does not specify proceeds recipient or use of proceeds in the provided text. Cash‑flow treatment is not described in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/16/2026 - 04:10 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001951665
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, INC.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	CHARLES COLLIER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3431	377993.27	130717715	04/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock	ISSUER			3431	03/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	04/08/2026	205821	21611205.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	03/05/2026	1715	171500.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	03/03/2026	1715	163902.55

144: Remarks and Signature

Remarks
Date of Notice	04/16/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/25/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Charles Collier
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)