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Roku, Inc. (ROKU) president sells 10,719 shares in 10b5-1 plan trade

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Roku, Inc. reported that Gilbert Fuchsberg, President, Subscriptions, sold 10,719 shares of Class A Common Stock at $150.00 per share on August 6, 2026. The sale occurred in an open-market or private transaction under a Rule 10b5-1 trading plan, leaving 40,380 shares held directly.

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Insider Fuchsberg Gilbert
Role President, Subscriptions
Sold 10,719 shs ($1.61M)
Type Security Shares Price Value
Sale Class A Common Stock F1 10,719 $150.00 $1.61M
Holdings After Transaction: Class A Common Stock — 40,380 shares (Direct)
Footnotes (1)
  1. F1. Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan.
Shares sold 10,719 shares Class A Common Stock sold on August 6, 2026
Sale price $150.00 per share Price for the 10,719 Class A shares sold
Shares owned after sale 40,380 shares Directly held Class A Common Stock following the transaction
Net shares sold 10,719 shares Net sell volume across all reported transactions
Number of sell transactions 1 Single reported sale of non-derivative securities
Rule 10b5-1 plan financial
"Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
Sale in open market or private transaction financial
"transaction_code_description: Sale in open market or private transaction"
Class A Common Stock financial
"security_title: Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Roku (ROKU) executive Gilbert Fuchsberg report?

Gilbert Fuchsberg, Roku’s President, Subscriptions, reported selling 10,719 shares of Class A Common Stock at $150.00 per share on August 6, 2026. The sale was executed as an open-market or private transaction under a pre-arranged Rule 10b5-1 trading plan.

How many Roku (ROKU) shares does Gilbert Fuchsberg hold after this Form 4 sale?

Following the reported transaction, Gilbert Fuchsberg directly holds 40,380 shares of Roku Class A Common Stock. This figure is explicitly disclosed as his total direct ownership after selling 10,719 shares in the August 6, 2026 open-market or private transaction.

Was Gilbert Fuchsberg’s Roku (ROKU) stock sale made under a Rule 10b5-1 plan?

Yes. The filing states that the sold shares were disposed of pursuant to Mr. Fuchsberg’s 10b5-1 plan. It also affirms at the form level that the reported transaction occurred under a Rule 10b5-1 pre-arranged trading plan, which schedules trades in advance.

Was the Roku (ROKU) Form 4 transaction a purchase or a sale?

The Form 4 reports a sale of Roku Class A Common Stock by Gilbert Fuchsberg. The transaction code is “S,” described as a sale in an open-market or private transaction, with 10,719 shares disposed of at a price of $150.00 per share.

What type of security did Gilbert Fuchsberg trade in this Roku (ROKU) Form 4?

Gilbert Fuchsberg traded Class A Common Stock of Roku. The reported transaction is non-derivative, meaning it involved actual common shares rather than options or other derivative securities, and it reduced his directly held share count to 40,380 shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fuchsberg Gilbert

(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Subscriptions
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/06/2026S10,719(1)D$15040,380D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan.
/s/ Renee Strandness, attorney-in-fact08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)