Roku (ROKU) insider details potential NASDAQ sale of 10,719 restricted shares

Rhea-AI Filing Summary

ROKU insider Gilbert Fuchsberg filed to potentially sell common stock through Morgan Stanley Smith Barney LLC Executive Financial Services. The filing lists 10,719 common shares with an indicated aggregate value of $1,607,850.00 and references NASDAQ. It also notes that during the past three months, 4,376 common shares were sold for $556,889.76. The shares are described as Restricted Stock acquired from the issuer on 06/01/2019.

Key Figures

Planned shares to be sold: 10,719 shares Indicated aggregate value: $1,607,850.00 Shares sold in past 3 months: 4,376 shares +2 more

5 metrics

Planned shares to be sold 10,719 shares Common stock listed under Securities To Be Sold

Indicated aggregate value $1,607,850.00 Value associated with 10,719 common shares

Shares sold in past 3 months 4,376 shares Common shares sold on 06/02/2026

Proceeds from past 3-month sales $556,889.76 Total consideration for 4,376 common shares

Acquisition date of restricted stock 06/01/2019 Date restricted stock was acquired from issuer

Key Terms

Restricted Stock, Securities To Be Sold, Securities Sold During The Past 3 Months, Executive Financial Services

4 terms

Restricted Stock financial

"Common | 06/01/2019 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities To Be Sold financial

"144: Securities To Be Sold"

Securities Sold During The Past 3 Months financial

"144: Securities Sold During The Past 3 Months"

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/06/2026 - 04:02 PM Accepted by SEC EDGAR 08/06/2026 - 04:01 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing for ROKU by Gilbert Fuchsberg disclose?

The filing discloses a potential sale of 10,719 common shares of Roku, with an indicated aggregate value of $1,607,850.00, and prior three-month sales of 4,376 shares for $556,889.76.

How many ROKU shares are covered by the planned sale in this Form 144?

The planned transaction covers 10,719 common shares of Roku. These shares are described as Restricted Stock acquired from the issuer on 06/01/2019 and are associated with trading on NASDAQ.

What prior Roku (ROKU) stock sales are reported in the last three months?

The filing reports that 4,376 common shares of Roku were sold on 06/02/2026, for total proceeds of $556,889.76. This disclosure appears under “Securities Sold During The Past 3 Months.”

What type of ROKU securities are involved in Gilbert Fuchsberg’s Form 144?

The securities are common shares classified as Restricted Stock. They were originally acquired from the issuer on 06/01/2019 and are now listed under “Securities To Be Sold” in the filing.

Which broker is associated with the proposed ROKU stock sale in this Form 144?

The proposed sale is associated with Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as listed in the securities information section.

On which market is the ROKU stock in this Form 144 listed?

The common shares referenced in the Form 144 are associated with NASDAQ. The filing ties the 10,719 common shares and their indicated value of $1,607,850.00 to that trading market.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10719	1607850.00	131029521	08/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2019	Restricted Stock	Issuer			10719	06/01/2019	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
GILBERT FUCHSBERG 1173 Coleman Avenue San Jose CA 95110	Common	06/02/2026	4376	556889.76

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)