Charles Collier files to sell 205,807 shares

Charles Collier submitted a Rule 144 notice to sell 205,807 shares of Common Stock via a Stock Option Exercise on 04/17/2026.

Rhea-AI Filing Summary

Charles Collier submitted a Rule 144 notice to sell 205,807 shares of Common Stock via a Stock Option Exercise on 04/17/2026. The filing lists prior open-market sales in the past three months, including transactions on 04/16/2026, 04/08/2026, 03/05/2026, and 03/03/2026.

Key Figures

Proposed sale: 205,807 shares Prior sale (largest): 205,821 shares Recent sale: 3,431 shares +1 more

4 metrics

Proposed sale 205,807 shares Stock Option Exercise on 04/17/2026

Prior sale (largest) 205,821 shares Sale on 04/08/2026 with proceeds $21,611,205.00

Recent sale 3,431 shares Sale on 04/16/2026 with proceeds $377,993.27

Earlier dispositions 1,715 shares Sales on 03/05/2026 and 03/03/2026 with proceeds $171,500.00 and $163,902.55

Key Terms

Form 144, Rule 144, Stock Option Exercise

3 terms

Form 144 regulatory

"144: Securities To Be Sold | Common | 04/17/2026 | Stock Option Exercise"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"144: Securities Sold During The Past 3 Months | CHARLES COLLIER"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Option Exercise financial

"Common | 04/17/2026 | Stock Option Exercise | ISSUER"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Charles Collier's Form 144 for ROKU announce?

It notifies a proposed sale of 205,807 shares of Common Stock on 04/17/2026 via a stock option exercise. The notice lists the method as an issuer-related cash exercise and provides dates and amounts for recent sales.

How many shares did Charles Collier previously sell in the past three months?

The filing lists four prior dispositions: 3,431; 205,821; and two sales of 1,715 shares each on listed dates. Each row includes the sale date and gross proceeds reported for those trades.

What proceeds are shown for the largest recent sale in the filing?

The largest listed recent sale is 205,821 shares on 04/08/2026 with reported proceeds of $21,611,205.00. The filing ties each prior sale to a date and a dollar amount.

What sale method is specified for the 205,807 shares?

The 205,807-share transaction is described as a Stock Option Exercise with the method labeled ISSUER and consideration as Cash, dated 04/17/2026 in the filing.

Does the Form 144 indicate who receives the cash proceeds?

The filing records the method as ISSUER and the exercise consideration as Cash. It does not further allocate or describe how proceeds are used beyond those labels in the provided excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/17/2026 - 04:08 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001951665
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, INC.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	CHARLES COLLIER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	205807	23667805.00	130717715	04/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/17/2026	Stock Option Exercise	ISSUER			205807	04/17/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	04/16/2026	3431	377993.27
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	04/08/2026	205821	21611205.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	03/05/2026	1715	171500.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	03/03/2026	1715	163902.55

144: Remarks and Signature

Remarks
Date of Notice	04/17/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/25/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Charles Collier
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)