STOCK TITAN

Roku (ROKU) media president sells 3,431 shares under 10b5-1 plan

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

ROKU, INC President, Roku Media Charles Collier reported an open-market sale of 3,431 shares of Class A Common Stock at $110.17 per share. The sale was executed pursuant to Mr. Collier's Rule 10b5-1 trading plan, indicating it was pre-arranged rather than timed discretionarily.

Following this transaction, Mr. Collier holds 7,700 shares directly and an additional 600 shares indirectly through the Charles D. Collier Revocable Trust, as reflected in the filing.

Positive

  • None.

Negative

  • None.
Insider Collier Charles
Role President, Roku Media
Sold 3,431 shs ($378K)
Type Security Shares Price Value
Sale Class A Common Stock 3,431 $110.17 $378K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 7,700 shares (Direct); Class A Common Stock — 600 shares (Indirect, Charles D. Collier Revocable Trust)
Footnotes (1)
  1. [object Object]
Shares sold 3,431 shares Open-market sale of Roku Class A Common Stock on 2026-04-16
Sale price per share $110.17 per share Price for the 3,431 shares of Roku Class A sold
Direct holdings after sale 7,700 shares Roku Class A Common Stock directly owned by Collier after transaction
Indirect holdings after sale 600 shares Roku Class A Common Stock held via Charles D. Collier Revocable Trust
Net shares sold 3,431 shares Net-sell direction from transaction summary in the Form 4
Class A Common Stock financial
"security_title: "Class A Common Stock" for the reported transactions"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Rule 10b5-1 plan regulatory
"footnote states: "Shares sold pursuant to Mr. Collier's 10b5-1 plan.""
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
open-market sale financial
"transaction_action: "open-market sale" for the 3,431-share transaction"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Revocable Trust financial
"nature_of_ownership: "Charles D. Collier Revocable Trust" for indirect holding"
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
indirect ownership financial
"ownership_type: "indirect" for 600 shares held through the trust"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Collier Charles

(Last)(First)(Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Roku Media
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/16/2026S3,431(1)D$110.177,700D
Class A Common Stock600ICharles D. Collier Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares sold pursuant to Mr. Collier's 10b5-1 plan.
/s/ Renee Strandness, attorney-in-fact04/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ROKU President, Roku Media Charles Collier report?

Charles Collier reported an open-market sale of 3,431 shares of Roku Class A Common Stock at $110.17 per share. This transaction was disclosed in a Form 4 insider filing and reflects a net reduction in his directly held shares.

Was Charles Collier’s Roku share sale under a Rule 10b5-1 trading plan?

Yes. The filing notes that the 3,431 Roku shares were sold pursuant to Mr. Collier’s Rule 10b5-1 trading plan. Such plans are pre-arranged trading programs that schedule transactions in advance, reducing the significance of timing decisions.

How many Roku shares does Charles Collier hold after this Form 4 transaction?

After the reported sale, Charles Collier holds 7,700 Roku Class A shares directly. He also has an indirect holding of 600 shares through the Charles D. Collier Revocable Trust, according to the ownership details in the Form 4 filing.

What price did Charles Collier receive per Roku share in this sale?

The reported sale price was $110.17 per Roku Class A share. This per-share price applies to the 3,431 shares sold in the open market or private transaction, as specified in the Form 4 transaction details.

How significant is the Roku insider sale by Charles Collier in this filing?

The filing shows a single open-market sale of 3,431 shares with 7,700 shares remaining directly held and 600 indirectly held. It also states the sale occurred under a Rule 10b5-1 plan, suggesting a routine, pre-scheduled disposition rather than a discretionary trade.