Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Roku, Inc. (ROKU) SEC filings page on Stock Titan provides access to the company’s official U.S. regulatory disclosures, including current reports on Form 8-K and other key documents filed with the Securities and Exchange Commission. Roku uses these filings to report material events, financial results, governance decisions, and shareholder matters related to its TV streaming platform business.
Recent Form 8-K filings show how Roku communicates quarterly financial results. For example, Roku has furnished shareholder letters as exhibits to Form 8-K to report results of operations and financial condition for specific quarters. These filings indicate that Roku uses shareholder letters to provide more detailed discussion of its performance while treating the information as furnished, not filed, under the Exchange Act.
Roku’s SEC filings also address corporate governance and executive compensation topics. In an amended Form 8-K, Roku disclosed the outcome of stockholder votes at its annual meeting and its decision to hold non-binding advisory votes on executive compensation (Say-on-Pay) every year until the next required vote on frequency. Another Form 8-K reported the appointment of the company’s Chief Financial Officer to the additional role of Chief Operating Officer and described a stock repurchase program for its Class A common stock, including authorization amount and duration.
Through Stock Titan, readers can review these filings alongside AI-powered summaries that explain the significance of items such as Item 2.02 results of operations, Item 5.02 executive appointments, and Item 5.07 stockholder voting outcomes. The filings page helps investors and researchers quickly understand how Roku reports its financial results, governance decisions, and capital allocation plans, and how these disclosures relate to its role as a TV streaming platform connecting users, content publishers, and advertisers.
Roku, Inc. officer Dan Jedda, who serves as CFO & COO, reported selling 3,000 shares of Class A common stock on January 15, 2026. The shares were sold at a price of $107.56 per share in an open market transaction coded "S" for sale. The filing notes that the shares were sold pursuant to Mr. Jedda's Rule 10b5-1 trading plan, which is a pre-arranged plan for buying or selling stock. After this transaction, Mr. Jedda beneficially owns 87,267 shares of Roku Class A common stock directly.
ROKU insider Daniel Jedda filed a Form 144 indicating an intent to sell 3,000 shares of common stock through Morgan Stanley Smith Barney on the NASDAQ exchange. The planned sale, with an aggregate market value of $322,680.00, is based on shares acquired as restricted stock from the issuer on 06/01/2024. As of the notice, there were 130,797,707 shares of common stock outstanding.
Over the prior three months, Daniel Jedda sold 3,000 common shares on 11/17/2025 for gross proceeds of $297,270.00 and another 3,000 common shares on 12/15/2025 for gross proceeds of $322,320.00. The new Form 144 continues this pattern of selling under Rule 144 for the account of the same insider.
Roku, Inc. insider Anthony J. Wood, the company’s CEO, Chairman of the Board, director and 10% owner, reported a series of transactions dated January 12, 2026. Through the Wood 2017 Revocable Trust, 75,000 shares of Class B common stock were converted into 75,000 shares of Class A common stock at an exercise price of $0, consistent with the terms allowing each Class B share to convert into one Class A share with no expiration.
The Wood 2017 Revocable Trust then sold Class A common stock in multiple transactions under Mr. Wood’s Rule 10b5-1 trading plan, at weighted average prices ranging from $107.51 to $114.98 per share. Following these sales, the trust reported ownership of 16,503,111 Class B shares. Additional Class A holdings include 12,699 shares held directly by Mr. Wood and various amounts held indirectly through several 2020 and 2024–2025 Wood trusts.
An insider affiliated holder has filed a notice to sell common stock under Rule 144. The filing covers 75,000 shares of common stock to be sold through Morgan Stanley Smith Barney LLC on or around 01/12/2026, with the shares listed on NASDAQ. The planned sale relates to shares previously acquired on 06/14/2013 by exercising stock options for cash.
The notice reports that there are 130,797,707 shares of this class outstanding. It also lists recent 10b5-1 sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017, including 25,000 shares sold on 12/11/2025 for
ARK Investment Management LLC and Catherine D. Wood report beneficial ownership of 5,881,738 shares of Roku, Inc. Class A common stock, representing 4.50% of the class as of 12/31/2025. ARK has sole voting power over 5,511,867 shares and shared voting power over 107,516 shares, with sole dispositive power over all 5,881,738 shares.
Catherine Wood is reported with shared voting power over 5,619,383 shares and shared dispositive power over 5,881,738 shares. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Roku.
ROKU, INC. reported an insider stock sale by a company officer. The reporting person, who serves as VP and Chief Accounting Officer, filed as a single reporting person. On 01/02/2026, they sold 729 shares of Class A common stock at a price of $109.04 per share. After this transaction, the officer beneficially owned 5,825 shares of Roku Class A common stock in direct ownership.
The sale was executed under a pre-arranged Rule 10b5-1 trading plan, which is designed to allow insiders to sell shares according to a set schedule or conditions. This transaction involved non-derivative securities only, with no derivative securities reported as acquired or disposed of in the filing.
Roku, Inc. disclosed that its CFO and COO reported a sale of 3,000 shares of Class A common stock on 12/15/2025 at a price of $107.44 per share. The transaction is coded as a sale and is noted as being executed pursuant to Mr. Jedda's Rule 10b5-1 trading plan.
Following this transaction, the executive directly beneficially owns 90,267 Roku shares, indicating he continues to hold a significant personal stake in the company’s equity.
Roku, Inc. reported an insider stock sale by its President, Subscriptions, on 12/12/2025. The executive sold 3,250 shares of Class A common stock at $108.78 per share in a transaction coded as a sale.
After this trade, the insider directly owned 59,094 Roku shares. The transaction was carried out under a pre-arranged Rule 10b5-1 trading plan, which allows insiders to systematically sell shares according to preset instructions.
Roku, Inc. CEO, Chairman and 10% owner Anthony Wood reported insider transactions in Class A and Class B common stock, mainly through the Wood 2017 Revocable Trust.
On December 10, 2025, the trust converted 50,000 shares of Class B Common Stock into Class A Common Stock and sold 14,428, 16,419, 17,658 and 1,495 Class A shares at weighted average prices of $103.49, $104.27, $105.44 and $105.90 per share under a Rule 10b5-1 plan. On December 11, 2025, it converted 25,000 Class B shares into Class A and sold 25,000 Class A shares at a weighted average price of $110.32. The report also lists 12,669 Class A shares held directly and additional indirect Class A holdings through several trusts, including 2,754, 42,500, 64,976, 173,129, 143,250 and 81,445 shares.
Roku, Inc. reported that its Vice President and Chief Accounting Officer, Mr. Banks, sold a small portion of his holdings in the company. On 12/01/2025, he sold 731 shares of Roku Class A common stock at a price of $95.64 per share, in an open-market sale coded as an "S" transaction. After this sale, he continued to beneficially own 6,554 shares directly.
The filing notes that the shares were sold pursuant to Mr. Banks' pre-arranged Rule 10b5-1 trading plan, which is intended to allow insiders to sell shares according to a set schedule, helping separate personal trading decisions from day-to-day company developments.