Planned Rule 144 share sale for issuer ROKU (Ticker: ROKU)

Rhea-AI Filing Summary

An insider affiliated holder has filed a notice to sell common stock under Rule 144. The filing covers 75,000 shares of common stock to be sold through Morgan Stanley Smith Barney LLC on or around 01/12/2026, with the shares listed on NASDAQ. The planned sale relates to shares previously acquired on 06/14/2013 by exercising stock options for cash.

The notice reports that there are 130,797,707 shares of this class outstanding. It also lists recent 10b5-1 sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017, including 25,000 shares sold on 12/11/2025 for $2,758,002.50 and 50,000 shares sold on 12/10/2025 for $5,225,307.50, along with additional sales in October and November 2025.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	75000	8337750.00	130797707	01/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/14/2013	Previously Exercised Stock Options	Issuer			75000	06/14/2013	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	12/11/2025	25000	2758002.50
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	12/10/2025	50000	5225307.50
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	11/10/2025	50000	5193035.00
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	10/30/2025	18700	1870000.00
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	10/28/2025	2900	290034.51
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	10/24/2025	3400	340221.68

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the ROKU Form 144 filing disclose about planned share sales?

The filing states that 75,000 shares of common stock are planned to be sold under Rule 144 through Morgan Stanley Smith Barney LLC, with an approximate sale date of 01/12/2026 and the shares listed on NASDAQ.

How were the 75,000 ROKU shares to be sold under Rule 144 originally acquired?

The 75,000 common shares were acquired on 06/14/2013 through previously exercised stock options from the issuer, with the purchase price paid in cash on the same date.

How many ROKU common shares are outstanding according to this Form 144?

The notice reports that the number of common shares outstanding is 130,797,707 for the class of securities referenced in the planned sale.

What prior 10b5-1 sales related to ROKU are listed in the past 3 months section?

The filing lists 10b5-1 sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017, including 25,000 common shares sold on 12/11/2025 for $2,758,002.50, 50,000 shares on 12/10/2025 for $5,225,307.50, and additional sales on 11/10/2025, 10/30/2025, 10/28/2025, and 10/24/2025.

Who is identified as the seller in the recent 10b5-1 ROKU share sales?

The seller in the recent 10b5-1 transactions is identified as THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017, with an address at 1173 Coleman Avenue, San Jose, CA 95110.

What representation does the person for whose account ROKU shares are sold make in this notice?

By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.