Roku (ROKU) VP, CAO reports 729-share insider sale under 10b5-1 plan

Rhea-AI Filing Summary

ROKU, INC. reported an insider stock sale by a company officer. The reporting person, who serves as VP and Chief Accounting Officer, filed as a single reporting person. On 01/02/2026, they sold 729 shares of Class A common stock at a price of $109.04 per share. After this transaction, the officer beneficially owned 5,825 shares of Roku Class A common stock in direct ownership.

The sale was executed under a pre-arranged Rule 10b5-1 trading plan, which is designed to allow insiders to sell shares according to a set schedule or conditions. This transaction involved non-derivative securities only, with no derivative securities reported as acquired or disposed of in the filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banks Matthew C.

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, CAO

3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	01/02/2026		S		729(1)	D	$109.04	5,825	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares sold pursuant to Mr. Banks' 10b5-1 plan.

	/s/ Renee Strandness, attorney-in-fact	01/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did ROKU (ROKU) report in this filing?

The filing reports that a Roku officer sold 729 shares of Class A common stock on 01/02/2026 at a price of $109.04 per share.

Who is the reporting person in this ROKU (ROKU) insider transaction?

The reporting person is an officer of ROKU, INC., serving as VP, CAO (Vice President, Chief Accounting Officer), and filed individually as one reporting person.

How many ROKU shares does the insider own after the reported sale?

Following the sale, the officer beneficially owned 5,825 shares of Roku Class A common stock, held in direct ownership.

Was the ROKU insider sale made under a Rule 10b5-1 trading plan?

Yes. The explanation states that the 729 shares were sold pursuant to Mr. Banks' Rule 10b5-1 plan, a pre-arranged trading plan.

Does this ROKU insider filing report any derivative securities transactions?

No derivative securities were reported as acquired or disposed of. The detailed transaction disclosed involves only non-derivative Class A common stock.

Is this ROKU insider Form 4 filed by more than one reporting person?

No. The filing indicates that it is a Form filed by One Reporting Person, not a joint or group filing.