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ROKU, INC (ROKU) SEC Filings, Sep 2-3, 2026

ROKU NASDAQ

Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.

Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.

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ROKU, INC (ROKU) reported insider equity activity by SVP & General Counsel Christopher T. Handman. On September 1, 2026, he exercised 11,898 Restricted Stock Units, receiving the same number of Class A Common shares, with 5,900 shares withheld to satisfy income tax obligations tied to the RSU vesting.

Following this vesting and exercise, 59,492 RSUs remained outstanding for Mr. Handman. On September 2, 2026, he separately sold 2,999 Class A Common shares at $155.64 per share in an open-market or private transaction made pursuant to a Rule 10b5-1 trading plan.

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ROKU, INC (ROKU) reported insider equity transactions by Gilbert Fuchsberg, President, Subscriptions. On September 1, 2026, RSUs covering 10,322 shares of Class A Common Stock vested and converted, with 5,710 shares withheld to satisfy income tax obligations. On September 2, 2026, Fuchsberg sold 4,824 shares of Class A Common Stock at $155.64 per share pursuant to a Rule 10b5-1 trading plan.

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ROKU, INC (ROKU) reported that its CFO & COO, Jedda Dan, had Restricted Stock Units vest and convert into 26,133 shares of Class A Common Stock on September 1, 2026. Of these, 10,285 shares were withheld by Roku to satisfy income tax withholding obligations, and no open-market sales were reported.

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ROKU, INC (ROKU) director Neil D. Hunt reported several equity transactions on September 1, 2026. He exercised 4,000 stock options for Class B Common Stock at an exercise price of $8.82 per share, then converted 2,000 Class B shares into 2,000 Class A shares and sold those 2,000 Class A shares in open-market transactions under a Rule 10b5-1 trading plan. Following the option exercise, he held 39,333 options at that strike price, expiring August 8, 2027. The filing also notes that each share of Class B Common Stock is convertible into one share of Class A Common Stock and will automatically convert upon certain transfer or ownership-threshold events.

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ROKU, INC executive Charles Collier, President, Roku Media, reported multiple transactions in Class A Common Stock. On September 1, 2026, 29,340 Restricted Stock Units converted into the same number of shares, and 14,773 shares were withheld to cover income tax obligations. On September 2, 2026, he sold 7,067 shares in a series of brokerage or private transactions at weighted average prices generally between $155.50 and $158.10 per share, conducted under a Rule 10b5-1 trading plan. A separate indirect holding of 600 shares is reported in the Charles D. Collier Revocable Trust.

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ROKU, INC (ROKU) reported that officer Mustafa Ozgen, President, Devices, Product and Technology, had Restricted Stock Units convert into 16,151 shares of Class A Common Stock on September 1, 2026. Of these, 6,357 shares were withheld to satisfy income tax obligations, and 3,410 shares were sold on September 2, 2026 at $155.64 per share under a Rule 10b5-1 trading plan.

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ROKU, INC (ROKU) reported that Matthew C. Banks, its VP and Chief Accounting Officer, had 4,066 Restricted Stock Units convert into an equal number of Class A Common shares on September 1, 2026. That day, 2,017 shares were withheld to satisfy income tax obligations, and on September 2, 2026, 546 shares were sold at $155.64 per share pursuant to a Rule 10b5-1 trading plan.

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ROKU, INC (ROKU) is the issuer in a Rule 144 notice filed for planned sales of its common stock by Gilbert Fuchsberg. The notice covers a proposed sale of 4,824 shares of common stock, with an aggregate market value of $750,807.36 as of September 2, 2026, on Nasdaq.

The securities to be sold were acquired upon the vesting of restricted stock during the period from September 1, 2025 through September 1, 2026. The filing also reports that during the prior three months, Fuchsberg sold 10,719 shares of Roku common stock on August 6, 2026 for $1,607,850.00.

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ROKU, INC (ROKU) received a notice that officer Christopher Todd Handman intends to sell 2,999 shares of Roku common stock under Rule 144 through Morgan Stanley Smith Barney LLC. The shares have an aggregate market value of $466,764.36 and are listed on NASDAQ under CUSIP 132050905.

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ROKU, INC (ROKU) officer Matthew C. Banks filed a Rule 144 notice for a planned sale of Roku common stock. The filing covers 546 shares of restricted common stock to be sold through Morgan Stanley Smith Barney LLC, with a stated aggregate value of $84,979.44, and lists prior sales over the past three months.

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FAQ

How many ROKU (ROKU) SEC filings are available on StockTitan?

StockTitan tracks 256 SEC filings for ROKU (ROKU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for ROKU (ROKU)?

The most recent SEC filing for ROKU (ROKU) was filed on September 3, 2026.