Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Roku, Inc. (ROKU) SEC filings page on Stock Titan provides access to the company’s official U.S. regulatory disclosures, including current reports on Form 8-K and other key documents filed with the Securities and Exchange Commission. Roku uses these filings to report material events, financial results, governance decisions, and shareholder matters related to its TV streaming platform business.
Recent Form 8-K filings show how Roku communicates quarterly financial results. For example, Roku has furnished shareholder letters as exhibits to Form 8-K to report results of operations and financial condition for specific quarters. These filings indicate that Roku uses shareholder letters to provide more detailed discussion of its performance while treating the information as furnished, not filed, under the Exchange Act.
Roku’s SEC filings also address corporate governance and executive compensation topics. In an amended Form 8-K, Roku disclosed the outcome of stockholder votes at its annual meeting and its decision to hold non-binding advisory votes on executive compensation (Say-on-Pay) every year until the next required vote on frequency. Another Form 8-K reported the appointment of the company’s Chief Financial Officer to the additional role of Chief Operating Officer and described a stock repurchase program for its Class A common stock, including authorization amount and duration.
Through Stock Titan, readers can review these filings alongside AI-powered summaries that explain the significance of items such as Item 2.02 results of operations, Item 5.02 executive appointments, and Item 5.07 stockholder voting outcomes. The filings page helps investors and researchers quickly understand how Roku reports its financial results, governance decisions, and capital allocation plans, and how these disclosures relate to its role as a TV streaming platform connecting users, content publishers, and advertisers.
ROKU, INC CEO Anthony Wood reported a conversion and sale of shares on March 10, 2026. The Wood 2017 Revocable Trust converted 50,000 shares of Class B Common Stock into 50,000 shares of Class A Common Stock, then sold 50,000 Class A shares in open-market transactions.
The sales were executed at weighted average prices ranging from about $98 to $102 per share and were made pursuant to Mr. Wood's Rule 10b5-1 trading plan. Following these transactions, 16,343,111 shares of Class B Common Stock were held indirectly through the Wood 2017 Revocable Trust as of March 10, 2026, along with additional Class A shares held directly and through several other trusts.
Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 50,000 shares of Common Stock for $5,008,500.00.
The filing identifies the securities as previously exercised stock options with cash as the consideration. The excerpt also lists recent 10b5-1 sales by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017: 50,000 shares on 02/10/2026 for $4,539,555.00, 75,000 shares on 01/12/2026 for $8,220,825.00, and 25,000 shares on 12/11/2025 for $2,758,002.50.
Roku, Inc. executive Charles Collier, President of Roku Media, reported an open-market sale of 1,715 shares of Class A common stock at $100.00 per share on March 5, 2026. The sale was made under Mr. Collier's Rule 10b5-1 trading plan. After the transaction, he directly held 11,131 shares and indirectly held 600 shares through the Charles D. Collier Revocable Trust.
Charles Collier filed a Form 144 reporting a proposed sale of 1,715 shares of common stock of the issuer. The filing lists the shares as restricted stock with an intended sale date of 03/01/2026 through Morgan Stanley Smith Barney LLC. The filing also records a sale of 1,715 shares on 03/03/2026 for $163,902.55.
ROKU, INC vice president and chief accounting officer Matthew C. Banks reported several equity transactions. On March 3, 2026, he sold 716 shares of Class A common stock in an open-market transaction at $95.57 per share under a Rule 10b5-1 trading plan.
On March 2, 2026, multiple restricted stock unit (RSU) awards were exercised, converting into 5,116 shares of Class A common stock at no exercise price. That same day, 2,550 shares were withheld at $98.09 per share to cover income tax obligations tied to RSU vesting. After these transactions, Banks directly held 7,675 shares of Roku Class A common stock.
ROKU, INC reported insider transactions by Gilbert Fuchsberg, its President, Subscriptions. On March 2, 2026, he acquired 10,322 shares of Class A common stock through the exercise and vesting of restricted stock units, with 5,710 shares withheld at $98.09 per share to cover tax obligations.
On March 3, 2026, he completed an open-market sale of 3,250 shares of Class A common stock at an average price of $95.57 per share under a pre-arranged 10b5-1 plan. After these transactions, he directly held 60,456 shares of Roku Class A common stock.
ROKU, INC insider activity shows complex movements in shares tied to CEO and Chairman Anthony J. Wood. On March 2, 2026, restricted stock units converted into 20,939 shares of Class A Common Stock, reflecting equity awards that vest over quarterly installments. The same day, 6,711 shares were surrendered at $98.09 per share to cover income tax withholding due on the RSU vesting.
Separately, on March 2–3, 2026, multiple trusts associated with Wood reported bona fide gifts of Roku Class A shares. These include gift transfers from entities such as The Anthony J. Wood 2024 and 2025 Annuity Trusts, the 2026 Annuity Trust V-B, the Wood 2017 Revocable Trust, and other family trusts. The transactions reflect a mix of equity award settlement, tax-related share dispositions, and estate or philanthropic planning at the trust level rather than open-market trading.
Roku, Inc. CFO & COO Jedda Dan reported equity transactions on March 2, 2026 tied to restricted stock units (RSUs). She acquired Class A common shares through derivative exercises/conversions of RSUs and had shares withheld by Roku to cover income tax obligations upon RSU vesting.
Roku, Inc. executive Mustafa Ozgen, President of Devices, Product, and Technology, reported multiple restricted stock unit (RSU) conversions on March 2, 2026. Several RSU awards converted into Class A Common Stock, and 6,356 shares were withheld at $98.09 per share to cover income tax obligations related to the vesting.
The footnotes explain that each RSU represents a right to one share of Class A Common Stock and that the RSU grants vest in twelve substantially equal quarterly installments beginning on specified November 15 dates.
Roku director Neil D. Hunt reported a mix of option exercises, share conversions, and open-market sales. He exercised a fully vested employee stock option for 4,000 shares, increasing his option holdings to 63,333. He also converted 2,000 shares of Class B Common Stock into 2,000 shares of Class A Common Stock.
Hunt then sold a total of 2,000 Class A shares in three open-market transactions at weighted average prices of $96.40, $97.53, and $98.07 per share, with individual trades occurring within disclosed price ranges, under a Rule 10b5-1 trading plan. After these transactions, he directly holds 7,782 Class A shares and 10,000 Class B shares, with each Class B share convertible into one Class A share.