Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Roku, Inc. (ROKU) SEC filings page on Stock Titan provides access to the company’s official U.S. regulatory disclosures, including current reports on Form 8-K and other key documents filed with the Securities and Exchange Commission. Roku uses these filings to report material events, financial results, governance decisions, and shareholder matters related to its TV streaming platform business.
Recent Form 8-K filings show how Roku communicates quarterly financial results. For example, Roku has furnished shareholder letters as exhibits to Form 8-K to report results of operations and financial condition for specific quarters. These filings indicate that Roku uses shareholder letters to provide more detailed discussion of its performance while treating the information as furnished, not filed, under the Exchange Act.
Roku’s SEC filings also address corporate governance and executive compensation topics. In an amended Form 8-K, Roku disclosed the outcome of stockholder votes at its annual meeting and its decision to hold non-binding advisory votes on executive compensation (Say-on-Pay) every year until the next required vote on frequency. Another Form 8-K reported the appointment of the company’s Chief Financial Officer to the additional role of Chief Operating Officer and described a stock repurchase program for its Class A common stock, including authorization amount and duration.
Through Stock Titan, readers can review these filings alongside AI-powered summaries that explain the significance of items such as Item 2.02 results of operations, Item 5.02 executive appointments, and Item 5.07 stockholder voting outcomes. The filings page helps investors and researchers quickly understand how Roku reports its financial results, governance decisions, and capital allocation plans, and how these disclosures relate to its role as a TV streaming platform connecting users, content publishers, and advertisers.
Roku, Inc. (ROKU) executive VP and Chief Accounting Officer Mr. Banks reported equity transactions related to restricted stock units and a small share sale. On November 17, 2025, 5,260 shares of Class A common stock were acquired through RSU vesting at an exercise price of $0.0, while 2,611 shares were withheld by Roku to cover income tax obligations at a price of $96.89 per share. On November 18, 2025, 719 shares were sold at $95.09 per share under a pre-arranged Rule 10b5-1 trading plan, leaving Mr. Banks with 7,285 shares of Class A common stock held directly.
Roku, Inc. officer Charles D. Collier, President, Roku Media, reported several stock transactions in Roku Class A common stock. On 11/17/2025, a restricted stock unit (RSU) award for 29,340 shares was converted into Class A common stock at an exercise price of $0, increasing his direct holdings to 29,540 shares.
Also on 11/17/2025, 14,979 shares were withheld by Roku at a price of $96.89 per share to cover income tax obligations related to RSU vesting. On 11/18/2025, Collier sold three blocks of shares under a Rule 10b5-1 trading plan: 7,181 shares at a weighted average price of $94.96, 3,590 shares at a weighted average price of $94.94, and 3,590 shares at a weighted average price of $95.09.
Following these transactions, Collier directly held 200 shares of Roku Class A common stock and indirectly held 600 shares through the Charles D. Collier Revocable Trust. He also beneficially owned 117,359 RSUs, each representing a contingent right to one share of Class A common stock, vesting in sixteen substantially equal quarterly installments that began on March 1, 2023.
ROKU, INC. reported insider equity transactions by its President, Subscriptions, in a Form 4 filing. On November 17, 2025, the officer exercised restricted stock units (RSUs), acquiring 10,321 shares of Class A common stock at an exercise price of $0.00 per share. To cover income tax withholding tied to RSU vesting, 5,709 shares were withheld by Roku at a price of $96.89 per share.
After these transactions, the officer directly beneficially owned 62,344 shares of Class A common stock. The filing also notes multiple RSU awards that convert into one share of Class A common stock per unit and vest in twelve substantially equal quarterly installments, with first vesting dates on November 15, 2023, November 15, 2024, and November 15, 2025.
Roku, Inc. (ROKU) Chief Financial Officer and Chief Operating Officer Dan Jedda reported several equity transactions on November 17, 2025. He sold 3,000 shares of Class A common stock at $99.09 per share under a Rule 10b5‑1 trading plan. On the same day, 26,131 shares were acquired through the vesting and settlement of restricted stock units at a price of $0 per share, and 10,284 shares were withheld at $96.89 per share to cover tax obligations related to RSU vesting.
Following these transactions, Jedda directly owned 93,267 shares of Roku Class A common stock. He also continued to hold multiple restricted stock unit awards that will deliver additional Class A shares as they vest over time under their stated quarterly vesting schedules.
ROKU, INC. reported an insider equity transaction by its President of Devices, Product, and Technology. On November 17, 2025, the officer acquired 16,149 shares of Class A common stock at an exercise price of $0, tied to the vesting of previously granted restricted stock units (RSUs). On the same date, 6,357 shares were withheld at a price of $96.89 to cover income tax obligations, leaving the officer with 9,792 shares of Class A common stock held directly after the transaction.
The filing also shows multiple RSU awards converting into Class A common stock, with each RSU representing a right to receive one share. These RSUs vest in twelve substantially equal quarterly installments, with first vesting dates of November 15, 2023, November 15, 2024, and November 15, 2025 for the respective grants.
ROKU, Inc. (ROKU) CEO and Chairman Anthony J. Wood, who is also a director and 10% owner, reported equity award activity on 11/17/2025. He acquired 20,940 shares of Class A common stock through the conversion of restricted stock units (RSUs) at an exercise price of $0.00, and 8,241 shares were disposed of at $96.89 to cover income tax withholding on RSU vesting, leaving 12,699 shares held directly. Wood also reports indirect ownership of Class A shares through several trusts, including 2,754, 42,500, 64,976, 173,129, 143,250 and 81,445 shares held in various 2020 and 2024–2025 trusts bearing his name. On the derivative side, RSUs covering 8,278, 1,407, and 11,255 shares were converted into Class A stock at $0 exercise price, and the remaining RSU balances after these transactions are 24,833, 4,221 and 123,808 units.
Roku (ROKU): CEO and Chairman Anthony Wood converted 50,000 shares of Class B into Class A and, under a Rule 10b5-1 plan, sold 50,000 Class A shares on 11/10/2025 at weighted average prices from
Following these transactions, 16,653,111 shares of Class B were beneficially owned indirectly via the Wood 2017 Revocable Trust.
Roku, Inc. (ROKU) director reported Form 4 activity on 11/05/2025. The filing shows a conversion of 2,000 Class B shares into Class A, followed by open‑market sales of 2,000 Class A shares made under a Rule 10b5‑1 trading plan.
Sales occurred in four tranches: 337 shares at a weighted average $105.29, 880 at $106.16, 279 at $107.21, and 504 at $107.96. After these transactions, the director directly owned 7,782 Class A shares. The filing also reports an option exercise (Code M) for 4,000 shares at an exercise price of $8.82 and notes Class B convertibility into Class A on a one‑for‑one basis.
Roku, Inc. reported an insider equity award. The company’s SVP and General Counsel filed a Form 4 disclosing a grant of 95,186 restricted stock units on 11/03/2025. Each RSU represents the right to receive one share of Class A Common Stock.
The RSUs vest in 8 substantially equal quarterly installments, with the first installment vesting on March 1, 2026. Following the grant, 95,186 derivative securities were reported as beneficially owned in direct form.
Roku, Inc. (ROKU) filed a Form 3 indicating an insider holds no company securities. The filing covers the company’s SVP and General Counsel, who reported no securities beneficially owned at the time of the event on 10/27/2025. Form 3 is an initial statement of beneficial ownership that insiders file when they become subject to Section 16 reporting.
Both non-derivative and derivative tables show no reported holdings, consistent with the remark: “No securities are beneficially owned.” The form was signed by an attorney-in-fact on 11/05/2025. This is a routine compliance disclosure and does not reflect a transaction.