Roku SEC Filings

Roku, Inc. (ROKU) reported insider activity by CEO, Chairman, Director and 10% owner Anthony J. Wood on 10/10/2025. He converted 25,000 shares of Class B Common Stock into 25,000 shares of Class A and, under a Rule 10b5-1 plan, sold 25,000 Class A shares in multiple trades.

The sales were executed in tranches at weighted average prices of $92.14, $93.37, $94.01, $94.87, $96.34 and $97.16, with individual trade ranges disclosed from $91.77 to $97.56 per share.

Following these transactions, indirect holdings shown include 16,728,111 shares of Class B Common Stock (Wood 2017 Revocable Trust). Additional indirect Class A positions are listed across several Wood family trusts with specific share counts.

ROKU, Inc. notice of a proposed sale under Rule 144 shows a holder plans to sell 25,000 common shares through Morgan Stanley Smith Barney LLC on 10/10/2025 at an aggregate market value of $2,428,500. The filer reports acquiring the shares on 10/10/2025 by exercise of stock options and paying in cash. The filing lists total outstanding shares of 130,251,569, which provides context for the size of the sale relative to the company’s float.

The notice also discloses related sales by a trust in the prior three months: four 25,000-share transactions between 08/11/2025 and 09/18/2025 with gross proceeds ranging from $2,060,545 to $2,500,000. The signer certifies no undisclosed material adverse information and references Rule 10b5-1 planning language where applicable.

Charles Collier, President of Roku Media and an officer of ROKU, Inc., reported multiple transactions on 10/06/2025 under a Rule 10b5-1 plan. He exercised an employee stock option with an exercise price of $49.59 to acquire 15,404 Class A shares and immediately sold portions of his holdings in several block sales. Reported sales on that date totaled 19,539 Class A shares at weighted-average prices ranging from $100.91 to $105.00 across the transactions.

Following these transactions, Mr. Collier beneficially owned 631,534 Class A shares directly and 600 shares indirectly through the Charles D. Collier Revocable Trust. The Form 4 notes the option vests in 48 substantially equal monthly installments with the first installment vested on 12/04/2022.

ROKU, Inc. notice reports a proposed insider sale of 15,404 common shares valued at $1,591,424.03 to be sold through Morgan Stanley Smith Barney LLC on 10/06/2025. The shares were acquired the same day by a stock option exercise and paid in cash.

The filing shows the selling person, Charles Collier, sold a total of 360,419 shares during the prior three months for aggregate gross proceeds of $35,441,888.79. The proposed sale will be executed on the NASDAQ. The filer certifies no undisclosed material adverse information and includes standard Rule 10b5-1 notice language where applicable.

ROKU, INC. insider sales notice reports that 112,961 shares of common stock are proposed for sale through Morgan Stanley Smith Barney on 10/01/2025, with an aggregate market value of $11,861,089.84. The filing shows these shares were acquired the same day by stock option exercise and paid in cash. The filer also disclosed four sales in the prior three months totaling 256,458 shares and gross proceeds of approximately $23,307,798.99, including a single sale of 212,559 shares on 07/21/2025 for $20,193,161.48. The notice includes the required attestation that the seller is not aware of undisclosed material adverse information.

Roku, Inc. Form 4: Anthony J. Wood reported transactions dated 09/18/2025. The filing shows he acquired 25,000 Class B shares and simultaneously sold 25,000 Class A shares from the Wood 2017 Revocable Trust at $100 per share under a 10b5-1 plan. The filing lists multiple indirect holdings across trusts and annuity vehicles, including 42,500, 2,754, 64,976, 173,129, 143,250, and 81,445 shares, and reports 16,753,111 Class A shares beneficially owned by the Wood 2017 Revocable Trust following the transactions. The form is signed by an attorney-in-fact.

ROKU Form 144 notice: The filer proposes to sell 25,000 shares of ROKU common stock through Morgan Stanley Smith Barney LLC on 09/18/2025 on NASDAQ, with an aggregate market value of $2,458,500. The filing reports 130,251,569 shares outstanding. The securities were acquired on 06/14/2013 through previously exercised stock options and paid in cash.

The filing also discloses recent Rule 10b5-1 sales by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017: four sales of 25,000 shares each on 07/10/2025, 08/11/2025, 09/09/2025, and 09/10/2025, with reported gross proceeds of $2,241,062.50, $2,060,545.00, $2,500,000.00, and $2,360,905.00 respectively. The notice includes the standard representation regarding absence of undisclosed material information and references reliance on Rule 10b5-1 where applicable.

Jedda Dan, CFO & COO of Roku, Inc. (ROKU), reported a sale of 3,000 shares of Class A common stock on 09/15/2025 at a reported price of $94.52 per share. The filing states the shares were sold pursuant to Mr. Jedda's 10b5-1 trading plan. After the reported transaction, Mr. Jedda beneficially owned 83,420 shares, held directly. The Form 4 was signed by attorney-in-fact Renee Strandness on 09/17/2025. No derivative transactions or other securities classes are reported in this filing.

Form 144 notice for Roku, Inc. (ROKU): An individual intends to sell 3,000 restricted common shares through Morgan Stanley Smith Barney on or about 09/15/2025 on NASDAQ. The shares were originally acquired as restricted stock on 03/01/2024 from the issuer and fully paid on that date. The filing shows four prior sales by the same person in the past three months totaling 9,000 shares with gross proceeds listed for each sale. The total outstanding shares noted are 147,330,633, and the aggregate market value of the 3,000 shares is $283,560.00.